Goldman Sachs Group Inc Sample Contracts

Goldman Sachs Group Inc – Second Quarter 2019 Earnings Results Media Relations: Jake Siewert 212-902-5400 Investor Relations: Heather Kennedy Miner 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 (July 16th, 2019)

NEW YORK, July 16, 2019 – The  Goldman  Sachs Group, Inc.  (NYSE: GS)  today  reported  net  revenues  of $9.46 billion  and net  earnings  of  $2.42 billion  for the second  quarter ended  June 30, 2019. Net  revenues were $18.27 billion and net earnings were $4.67 billion for the first half of 2019.

Goldman Sachs Group Inc – CERTIFICATE OF DESIGNATIONS OF 5.50% FIXED-RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES Q OF THE GOLDMAN SACHS GROUP, INC. (June 17th, 2019)

THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY:

Goldman Sachs Group Inc – First Quarter 2019 Earnings Results Media Relations: Jake Siewert 212-902-5400 Investor Relations: Heather Kennedy Miner 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 (April 15th, 2019)

Goldman Sachs Reports First Quarter Earnings Per Common Share of $5.71 and Increases the Quarterly Dividend to $0.85 Per Common Share

Goldman Sachs Group Inc – THE GOLDMAN SACHS AMENDED AND RESTATED STOCK INCENTIVE PLAN (2018) (as amended and restated effective as of January 15, 2019) (February 26th, 2019)
Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. OUTSIDE DIRECTOR _____ RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your _____ award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement and any attached Appendix.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END PERFORMANCE-BASED RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your award of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. ONE-TIME RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your special                          one-time award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your            year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your ____ year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – The Goldman Sachs Group, Inc. SIGNATURE CARD FOR AWARDS AND CONSENT TO RECEIVE ELECTRONIC DELIVERY (February 26th, 2019)
Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. ____ YEAR-END RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your              year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. FIXED ALLOWANCE RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your             Fixed Allowance award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END SHORT-TERM RSU AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your             year-end award of Short-Term RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. FIXED ALLOWANCE RESTRICTED STOCK AWARD (February 26th, 2019)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2018) (the “Plan”), governs your award of             Fixed Allowance Restricted Shares (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement (February 20th, 2019)
Goldman Sachs Group Inc – Full Year and Fourth Quarter 2018 Earnings Results Media Relations: Jake Siewert 212-902-5400 Investor Relations: Heather Kennedy Miner 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 (January 16th, 2019)

NEW YORK, January 16, 2019 – The Goldman Sachs Group, Inc. (NYSE: GS) today reported net revenues (1) of $36.62 billion and net earnings of $10.46 billion for the year ended December 31, 2018. Net revenues (1) were $8.08 billion and net earnings were $2.54 billion for the fourth quarter of 2018.

Goldman Sachs Group Inc – December 19, 2018 Dear Lloyd, (December 21st, 2018)
Goldman Sachs Group Inc – Master Note No. 2 (Face of Security) GS FINANCE CORP. MEDIUM-TERM NOTES, SERIES E FULLY AND UNCONDITIONALLY GUARANTEED BY THE GOLDMAN SACHS GROUP, INC. (November 2nd, 2018)

THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE GSFC 2008 INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE GSFC 2008 INDENTURE.

Goldman Sachs Group Inc – Dated 17 August 2018 Farringdon Street Partners Limited and Farringdon Street (Nominee) Limited and Goldman Sachs International LEASE of Plumtree Court, 25 Shoe Lane, London EC4A 4AU (November 2nd, 2018)
Goldman Sachs Group Inc – GS FINANCE CORP. Issuer and THE GOLDMAN SACHS GROUP, INC. Guarantor to THE BANK OF NEW YORK MELLON Trustee FOURTH SUPPLEMENTAL INDENTURE Dated as of August 21, 2018 Supplementing the Senior Debt Indenture, dated as of October 10, 2008, among GS Finance Corp., The Goldman Sachs Group, Inc. and The Bank of New York Mellon (November 2nd, 2018)

FOURTH SUPPLEMENTAL INDENTURE, dated as of August 21, 2018 (the “Fourth Supplemental Indenture”), among GS Finance Corp., a Delaware corporation (the “Company”), The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), and The Bank of New York Mellon, a New York banking corporation, as Trustee (the “Trustee”).

Goldman Sachs Group Inc – NEW YORK, October 16, 2018 – The Goldman Sachs Group, Inc. (NYSE: GS) today reported net revenues of $8.65 billion and net earnings of $2.52 billion for the third quarter ended September 30, 2018. Net revenues were $28.08 billion and net earnings were $7.92 billion for the first nine months of 2018. Diluted earnings per common share (EPS) was $6.28 for the third quarter of 2018 compared with $5.02 for the third quarter of 2017 and $5.98 for the second quarter of 2018, and was $19.21 for the first nine months of 2018 compared with $14.11 for the first nine months of 2017. Annualized return on a (October 16th, 2018)

First nine months net revenues of $28.08 billion were 16% higher than the first nine months of 2017 and the highest year-to-date net revenues in eight years.

Goldman Sachs Group Inc – AMENDED AND RESTATED GENERAL GUARANTEE AGREEMENT (September 28th, 2018)

This Amended and Restated General Guarantee Agreement, dated September 28, 2018 (this “Guarantee”), is made by The Goldman Sachs Group, Inc. (the “Guarantor”), a corporation duly organized under the laws of the State of Delaware, in favor of each person (each, a “Party”) to whom Goldman Sachs Paris Inc. et Cie., a société en commandite simple duly organized under the laws of the Republic of France and a subsidiary of the Guarantor (the “Company”), may owe any Obligations (as defined below) from time to time. Effective as of October 5, 2018, this Guarantee amends and restates in its entirety the General Guarantee Agreement dated February 12, 2007 of the Guarantor of the Obligations of the Company.

Goldman Sachs Group Inc – AMENDED AND RESTATED GENERAL GUARANTEE AGREEMENT (September 28th, 2018)

This Amended and Restated General Guarantee Agreement, dated September 28, 2018 (this “Guarantee”), is made by The Goldman Sachs Group, Inc. (the “Guarantor”), a corporation duly organized under the laws of the State of Delaware, in favor of each person (each, a “Party”) to whom Goldman Sachs Bank USA, a New York state-chartered bank and a subsidiary of the Guarantor (the “Company”), may owe any Obligations (as defined below) from time to time. In this Guarantee, the “Company” shall also mean any banking subsidiary of the Guarantor, whether now existing or hereafter formed, that succeeds to the business of Goldman Sachs Bank USA. Effective as of October 5, 2018, this Guarantee amends and restates in its entirety the Amended and Restated General Guarantee Agreement dated November 21, 2011 of the Guarantor of the Obligations of the Company.

Goldman Sachs Group Inc – AMENDED AND RESTATED GENERAL GUARANTEE AGREEMENT (September 28th, 2018)

This Amended and Restated General Guarantee Agreement, dated September 28, 2018 (this “Guarantee”), is made by The Goldman Sachs Group, Inc. (the “Guarantor’’), a corporation duly organized under the laws of the State of Delaware, in favor of each person (each, a “Party”) to whom Goldman Sachs & Co. LLC, a New York limited liability company and a subsidiary of the Guarantor (the “Company”), may owe any Obligations (as defined below) from time to time. Effective as of October 5, 2018, this Guarantee amends and restates in its entirety the General Guarantee Agreement dated January 30, 2006 of the Guarantor of the Obligations of the Company.

Goldman Sachs Group Inc – GOLDMAN SACHS ANNOUNCES TENDER OFFER FOR ANY AND ALL OF ITS 2.625% NOTES DUE JANUARY 2019, 7.50% NOTES DUE FEBRUARY 2019 AND 6.125% NOTES DUE FEBRUARY 2033 (September 18th, 2018)

NEW YORK, September 18, 2018 — The Goldman Sachs Group, Inc. (NYSE: GS) (the “Company”) today announced the commencement of a tender offer (the “Offer”) to purchase for cash any and all of the outstanding (i) $2,500,000,000 principal amount of its 2.625% Notes due January 2019 (the “2.625% Notes”), (ii) $3,000,000,000 principal amount of its 7.50% Notes due February 2019 (together with the 2.625% Notes, the “Fixed Price Securities”) and (iii) $2,350,000,000 principal amount of its 6.125% Notes due February 2033 (the “Fixed Spread Securities” and, together with the Fixed Price Securities, the “Securities”). The Offer is subject to the terms and conditions set forth in the related Offer to Purchase, dated September 18, 2018 (the “Offer to Purchase”) and the related notice of guaranteed delivery.

Goldman Sachs Group Inc – NEW YORK, July 17, 2018 – The Goldman Sachs Group, Inc. (NYSE: GS) today reported net revenues of $9.40 billion and net earnings of $2.57 billion for the second quarter ended June 30, 2018. Net revenues were $19.44 billion and net earnings were $5.40 billion for the first half of 2018. Diluted earnings per common share (EPS) were $5.98 for the second quarter of 2018 compared with $3.95 for the second quarter of 2017 and $6.95 for the first quarter of 2018, and were $12.93 for the first half of 2018 compared with $9.10 for the first half of 2017. Annualized return on average common shareholders (July 17th, 2018)

The firm ranked first in worldwide announced mergers and acquisitions for the year-to-date. The firm also ranked first in worldwide equity and equity-related offerings, common stock offerings and initial public offerings for the year-to-date.  (2)

Goldman Sachs Group Inc – [Form of 4.411% Fixed/Floating Rate Notes due 2039] (April 23rd, 2018)

THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.

Goldman Sachs Group Inc – [Form of 4.223% Fixed/Floating Rate Notes due 2029] (April 23rd, 2018)

THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE AS DEFINED HEREIN ON THE REVERSE OF THIS SECURITY AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.

Goldman Sachs Group Inc – NEW YORK, April 17, 2018 – The Goldman Sachs Group, Inc. (NYSE: GS) today reported net revenues of $10.04 billion and net earnings of $2.83 billion for the first quarter ended March 31, 2018. NET REVENUES $10.04 billion Diluted earnings per common share were $6.95 compared with $5.15 for the first quarter of 2017 and a diluted loss per common share of $5.51 for the fourth quarter of 2017. NET EARNINGS $2.83 billion Annualized return on average common shareholders’ equity (ROE) (1) was 15.4% for the first quarter of 2018. EARNINGS PER COMMON SHARE ANNUALIZED ROE Media Relations: Jake Siewert 21 (April 17th, 2018)

Institutional Client Services generated net revenues of $4.39 billion. Fixed Income, Currency and Commodities Client Execution and Equities each produced its highest quarterly results in three years.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END RESTRICTED STOCK AWARD (February 26th, 2018)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2015) (the “Plan”), governs your award of          year-end Restricted Shares (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. ONE-TIME RSU AWARD (February 26th, 2018)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2015) (the “Plan”), governs your special                  one-time award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END SHORT-TERM RSU AWARD (February 26th, 2018)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2015) (the “Plan”), governs your          year-end award of Short-Term RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. OUTSIDE DIRECTOR RSU AWARD (February 26th, 2018)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2015) (the “Plan”), governs your              award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement and any attached Appendix.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END PERFORMANCE-BASED RSU AWARD (February 26th, 2018)

This Award Agreement governs your award of performance-based RSUs (your “Award” or “PSUs”) granted under The Goldman Sachs Amended and Restated Stock Incentive Plan (2015) (the “Plan”) in accordance with The Goldman Sachs Long-Term Performance Incentive Plan (the “LTIP”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.

Goldman Sachs Group Inc – THE GOLDMAN SACHS GROUP, INC. YEAR-END RSU AWARD (February 26th, 2018)

This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2015) (the “Plan”), governs your          year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card.