Security brokers, dealers & flotation companies Sample Contracts

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WITNESSESTH:
Employment Agreement • December 4th, 2007 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 99.7
Registration Rights Agreement • December 11th, 2000 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.5 CREDIT AGREEMENT Dated as of January 23, 2006 among AMERITRADE HOLDING CORPORATION
Credit Agreement • February 8th, 2006 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
EXECUTION VERSION STOCK PURCHASE AGREEMENT
Stock Purchase Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • New York
INDENTURE
Indenture • March 14th, 2002 • Merrill Lynch & Co Inc • Security brokers, dealers & flotation companies • New York
among
Participation Agreement • July 5th, 2000 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies
LEASE
Lease Agreement • January 4th, 2002 • Raike Financial Group Inc/Ga • Security brokers, dealers & flotation companies • Georgia
WITNESSESTH:
Employment Agreement • January 9th, 2007 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New Jersey
FOR
Paine Webber Group Inc • March 31st, 1999 • Security brokers, dealers & flotation companies • New York
AGREEMENT
Agreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • California
WITNESSETH
Escrow Agreement • October 8th, 2003 • S&p Managed Futures Index Fund Lp • Security brokers, dealers & flotation companies • New York
WARRANT TO PURCHASE COMMON STOCK OF MARKETAXESS HOLDINGS INC.
Marketaxess Holdings Inc • May 7th, 2004 • Security brokers, dealers & flotation companies • New York
RECITALS
Voting Agreement • May 9th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Delaware
AMENDMENT NO. 1 TO PLEDGE AGREEMENT
Pledge Agreement • July 11th, 2000 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies • New York
SUBSCRIPTION AGREEMENT FOR COMMON SHARES OF DIAMOND HILL INVESTMENT GROUP, INC.
Subscription Agreement • November 14th, 2003 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
AMENDED AND RESTATED TRUST AGREEMENT
Trust Agreement • February 24th, 2005 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • Delaware
BY AND AMONG
Agreement and Plan of Merger • October 24th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • August 10th, 2022 • Lion Group Holding LTD • Security brokers, dealers & flotation companies • New York

This Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2022, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).

EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and between THE BEAR STEARNS COMPANIES INC.
Agreement and Plan of Merger • March 20th, 2008 • Bear Stearns Companies Inc • Security brokers, dealers & flotation companies • Delaware
Dated as of July 1, 1999
Supplemental Indenture • July 1st, 1999 • Targets Trusts Vi • Security brokers, dealers & flotation companies
ARTICLE I. DEFINITIONS
Securities Purchase Agreement • December 1st, 2006 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
ARTICLE I
Loan Agreement • February 13th, 1997 • Piper Jaffray Companies Inc • Security brokers, dealers & flotation companies • Minnesota