Trust Indenture Indenture Act Section Section ------------------------ ------------------------ 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.10 (b) 7.10 (c) N.A. 311(a) 7.11 (b) 7.11 (c) N.A. 312(a) 2.05 (b) 12.03 (c) 12.03 313(a) 7.06...Appleton Papers Inc/Wi • February 12th, 2010 • Converted paper & paperboard prods (no contaners/boxes) • New York
Company FiledFebruary 12th, 2010 Industry Jurisdiction
EXHIBIT 1 EASTGROUP PROPERTIES, INC. 1,050,000 Shares* Common Stock ($.0001 par value) Underwriting AgreementEastgroup Properties Inc • April 29th, 2008 • Real estate investment trusts • New York
Company FiledApril 29th, 2008 Industry Jurisdiction
The Bank of New York, as Indenture Trustee.Cef Equipment Holding LLC • November 28th, 2007 • Asset-backed securities • New York
Company FiledNovember 28th, 2007 Industry Jurisdiction$243,000,000 of 4.90565% Class A-1 Notes $75,000,000 of 4.58% Class A-2a Notes $208,000,000 of One-Month LIBOR + 0.20% Class A-2b Notes $53,000,000 of 4.53% Class A-3a Notes $200,000,000 of One-Month LIBOR + 0.25% Class A-3b Notes $311,727,000 of One-Month LIBOR + 0.30% Class A-4 Notes $26,728,000 of 5.88% Class B Notes $19,904,000 of 6.85% Class C Notes
Exhibit (h)(1) EATON VANCE RISK-MANAGED DIVERSIFIED EQUITY INCOME FUND ______ COMMON SHARES OF BENEFICIAL INTEREST ($0.01 par value) FORM OF UNDERWRITING AGREEMENTEaton Vance Risk-Managed Diversified Equity Income Fund • July 20th, 2007 • New York
Company FiledJuly 20th, 2007 Jurisdiction
EXHIBIT 10.1 ASPECT MEDICAL SYSTEMS, INC. 2.50% CONVERTIBLE SENIOR NOTES DUE 2014 REGISTRATION RIGHTS AGREEMENTAspect Medical Systems Inc • June 21st, 2007 • Electromedical & electrotherapeutic apparatus • New York
Company FiledJune 21st, 2007 Industry Jurisdiction
EXHIBIT 10.1 ------------L-1 Identity Solutions, Inc. • May 23rd, 2007 • Services-computer integrated systems design
Company FiledMay 23rd, 2007 Industry
LASALLE BANK NATIONAL ASSOCIATION, as Indenture TrusteeHome Loan Trust 2007-Hi1 • April 13th, 2007 • Asset-backed securities • New York
Company FiledApril 13th, 2007 Industry JurisdictionThis is a Servicing Agreement, dated as of March 30, 2007 (the "Servicing Agreement"), among Residential Funding Company, LLC (the "Master Servicer"), the Home Loan Trust 2007-HI1 (the "Issuer") and LaSalle Bank National Association (the "Indenture Trustee"). W I T N E S S E T H T H A T: WHEREAS, pursuant to the terms of the Home Loan Purchase Agreement, Residential Funding Company, LLC (in its capacity as Seller) will sell to the Depositor the Home Loans together with the Related Documents on the Closing Date; WHEREAS, the Depositor will sell the Home Loans and all of its rights under the Home Loan Purchase Agreement to the Issuer, together with the Related Documents on the Closing Date; WHEREAS, pursuant to the terms of the Trust Agreement, the Issuer will issue and transfer to or at the direction of the Depositor, the Certificates; WHEREAS, pursuant to the terms of the Indenture, the Issuer will issue and transfer to or at the direction of the Depositor, the Notes; and WHEREAS, purs
RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC., COMPANY,RFMSI Series 2007-Sa2 Trust • April 12th, 2007 • Asset-backed securities • New York
Company FiledApril 12th, 2007 Industry JurisdictionThis is a Series Supplement, dated as of March 1, 2007 (the "Series Supplement"), to the Standard Terms of Pooling and Servicing Agreement, dated as of November 1, 2006 and attached as Exhibit Seven hereto (the "Standard Terms" and, together with this Series Supplement, the "Pooling and Servicing Agreement" or "Agreement"), among RESIDENTIAL FUNDING MORTGAGE SECURITIES I, INC., as the company (together with its permitted successors and assigns, the "Company"), RESIDENTIAL FUNDING COMPANY, LLC, as master servicer (together with its permitted successors and assigns, the "Master Servicer"), and U.S. BANK NATIONAL ASSOCIATION, as Trustee (together with its permitted successors and assigns, the "Trustee"). PRELIMINARY STATEMENT The Company intends to sell Mortgage Pass-Through Certificates (collectively, the "Certificates"), to be issued hereunder in multiple classes, which in the aggregate will evidence the entire beneficial ownership interest in the Trust Fund. As provided herein, the REM
Shares Common Stock ($0.001 par value per Share) FORM OF UNDERWRITING AGREEMENT FORM OF UNDERWRITING AGREEMENTOcean Power Technologies, Inc. • April 10th, 2007 • Electric services • New York
Company FiledApril 10th, 2007 Industry Jurisdiction
23,076,923 American Depositary Shares Representing 46,153,846 Common Shares (Par Value US$0.001 Per Share)Xinhua Finance Media LTD • March 2nd, 2007 • Communications services, nec • New York
Company FiledMarch 2nd, 2007 Industry Jurisdiction
Western United Financial Corporation c/o Western United Management, LLC 70 South Lake Avenue, Suite 900 Pasadena, California 91101 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the...Western United Financial Corp • February 22nd, 2007 • Blank checks
Company FiledFebruary 22nd, 2007 Industry
ISSUER ANDResidential Funding Mortgage Securities Ii Inc • February 12th, 2007 • Asset-backed securities • New York
Company FiledFebruary 12th, 2007 Industry Jurisdiction
COMMON STOCKCRM Holdings, Ltd. • February 1st, 2007 • Services-management services • New York
Company FiledFebruary 1st, 2007 Industry Jurisdiction
Exhibit 1.1 10,000,000 UNITS WESTERN UNITED FINANCIAL CORPORATION UNDERWRITING AGREEMENT ----------------------Western United Financial Corp • January 10th, 2007 • Blank checks • New York
Company FiledJanuary 10th, 2007 Industry Jurisdiction
Exhibit 1.1 LEGACY RESERVES LP 6,000,000 Units FORM OF UNDERWRITING AGREEMENT Dated: ________, 2007 TABLE OF CONTENTSLegacy Reserves L P • December 29th, 2006 • Crude petroleum & natural gas • New York
Company FiledDecember 29th, 2006 Industry Jurisdiction
TIA Section Indenture Section ---------------------- ----------------- 310(a)(1) 6.11 (a)(2) 6.11 (a)(3) 6.10(b) (a)(4) Not Applicable (b) 6.11 (c) Not Applicable 311(a) 6.13 (b) 6.13 312(a) 7.1 (b) 7.2(b) (c) 7.2(c) 313(a) 6.14 (b)(1) 6.14 (b)(2)...GE Equipment Midticket LLC, Series 2006-1 • December 22nd, 2006 • Asset-backed securities • New York
Company FiledDecember 22nd, 2006 Industry Jurisdiction
BETWEENMetlife Inc • December 22nd, 2006 • Insurance agents, brokers & service • New York
Company FiledDecember 22nd, 2006 Industry Jurisdiction
EXECUTION COPY GMACM HOME EQUITY LOAN TRUST 2006-HE5, Issuer, and THE BANK OF NEW YORK TRUST COMPANY, N.A., Indenture Trustee INDENTURE Dated as of November 29, 2006 GMACM HOME EQUITY LOAN-BACKED TERM NOTES RECONCILIATION AND TIE BETWEEN TRUST...GMACM Home Equity Loan Trust 2006-He5 • December 14th, 2006 • Asset-backed securities • New York
Company FiledDecember 14th, 2006 Industry JurisdictionThis Indenture, dated as of November 29, 2006, is between GMACM Home Equity Loan Trust 2006-HE5, a Delaware statutory trust, as issuer (the "Issuer"), and The Bank of New York Trust Company, N.A., as indenture trustee (the "Indenture Trustee"). WITNESSETH: Each party hereto agrees as follows for the benefit of the other party and for the equal and ratable benefit of the Noteholders and the Enhancer of the Issuer's Series 2006-HE5 GMACM Home Equity Loan-Backed Term Notes (the "Notes"). GRANTING CLAUSE: The Issuer hereby Grants to the Indenture Trustee on the Closing Date, as trustee for the benefit of the Noteholders and the Enhancer, all of the Issuer's right, title and interest in and to all accounts, chattel paper, general intangibles, contract rights, payment intangibles, certificates of deposit, deposit accounts, instruments, documents, letters of credit, money, advices of credit, investment property, goods and other property consisting of, arising under or related to whether now e
Western United Financial Corporation c/o Western United Management, LLC 70 South Lake Avenue, Suite 900 Pasadena, California 91101 Re: INITIAL PUBLIC OFFERING Ladies and Gentlemen: This letter is being delivered to you in accordance with the...Western United Financial Corp • December 11th, 2006 • Blank checks
Company FiledDecember 11th, 2006 Industry
SERIES 2006-6Banc of America Commercial Mortgage Inc., Series 2006-6 • December 11th, 2006 • Asset-backed securities • New York
Company FiledDecember 11th, 2006 Industry Jurisdiction
EXECUTION VERSION 5,546,600 SHARES OF COMMON STOCK FIDELITY NATIONAL INFORMATION SERVICES, INC. UNDERWRITING AGREEMENT November 9, 2006 BEAR, STEARNS & CO. INC. 383 Madison Avenue New York, New York 10179 Ladies/Gentlemen: The shareholders listed on...Fidelity National Information Services, Inc. • November 15th, 2006 • Services-business services, nec • New York
Company FiledNovember 15th, 2006 Industry Jurisdiction
STANDARD TERMS OF POOLING AND SERVICING AGREEMENT dated as of October 30, 2006 Mortgage Asset-Backed Pass-Through CertificatesRALI Series 2006-Qs14 Trust • November 14th, 2006 • Asset-backed securities • New York
Company FiledNovember 14th, 2006 Industry Jurisdiction
COMMON STOCKAriad Pharmaceuticals Inc • October 20th, 2006 • Biological products, (no disgnostic substances) • New York
Company FiledOctober 20th, 2006 Industry Jurisdiction
September 26, 2006 A.G. EDWARDS & SONS, INC. RAYMOND JAMES & ASSOCIATES, INC. WACHOVIA CAPITAL MARKETS, LLC OPPENHEIMER & CO. INC. c/o A.G. Edwards & Sons, Inc. One North Jefferson Avenue St. Louis, Missouri 63103 The undersigned, EV Energy Partners,...EV Energy Partners, LP • October 5th, 2006 • Crude petroleum & natural gas • Texas
Company FiledOctober 5th, 2006 Industry Jurisdiction
HATTERAS MULTI-STRATEGY TEI FUND, L.P. Amended and Restated Agreement of Limited Partnership Dated as of August 21, 2006 TABLE OF CONTENTSHatteras Multi-Strategy TEI Fund, L.P. • September 20th, 2006 • Delaware
Company FiledSeptember 20th, 2006 Jurisdiction
New York, New York May 25, 2006 Morgan Stanley & Co. Incorporated as representative of the several underwriters listed on the attached Schedule A 1585 Broadway New York, New York 10036 Dear Sirs and Madams: Morgan Stanley ABS Capital I Inc., a...Morgan Stanley ABS Capital I Inc. IXIS Real Estate Capital Trust 2006-He2 • August 8th, 2006 • Asset-backed securities
Company FiledAugust 8th, 2006 Industry
DATE]Gs Mortgage Securities Corp Ii • July 26th, 2006 • Asset-backed securities • New York
Company FiledJuly 26th, 2006 Industry Jurisdiction
May 8, 2006 Citigroup Global Markets Limited Citigroup Centre 33 Canada Square Canary Wharf London E14 5LB England As Representatives of the Initial Purchasers Ladies and Gentlemen: Goldcosmos Investments Limited (to be renamed as Brilliance China...Brilliance China Automotive Holdings LTD • June 26th, 2006 • Motor vehicles & passenger car bodies • England
Company FiledJune 26th, 2006 Industry Jurisdiction
FORM OF OSTEOLOGIX, INC. SUBSCRIPTION AGREEMENTOsteologix, Inc. • May 31st, 2006 • Retail-nonstore retailers • New York
Company FiledMay 31st, 2006 Industry Jurisdiction
New York, New York May 10, 2006 Wachovia Capital Markets, LLC As Representative of the Several Underwriters Ladies and Gentlemen: Pulte Homes, Inc., a corporation organized under the laws of Michigan (the "Company"), proposes to sell to the several...Pulte Homes Inc/Mi/ • May 16th, 2006 • Operative builders • New York
Company FiledMay 16th, 2006 Industry Jurisdiction
Exhibit 4.4 Allergan, Inc. 5.75% Senior Notes due 2016 REGISTRATION RIGHTS AGREEMENTAllergan Inc • April 12th, 2006 • Pharmaceutical preparations • New York
Company FiledApril 12th, 2006 Industry Jurisdiction
EXHIBIT 10.36 ------------- IVOICE TECHNOLOGY, INC. AMENDED AND RESTATED PLACEMENT AGENT AGREEMENTiVoice Technology, Inc. • April 4th, 2006 • Services-computer integrated systems design • New Jersey
Company FiledApril 4th, 2006 Industry Jurisdiction
440,607,505.00 (Approximate) Mortgage Pass-Through Certificates, Series 2006-2Banc of America Alternative Loan Trust 2006-2 • March 14th, 2006 • Asset-backed securities • New York
Company FiledMarch 14th, 2006 Industry Jurisdiction
INTERVEST MORTGAGE CORPORATION One Rockefeller Plaza Suite 400 New York, New York 10020-2002 ____________, 2006Intervest Mortgage Corp • March 14th, 2006 • Real estate
Company FiledMarch 14th, 2006 Industry
JOHN HANCOCK SPECIAL OPPORTUNITIES FUND (a series of Freedom Investment Trust II) 101 Huntington Avenue Boston, Massachusetts 02199 July 1, 1996 John Hancock Advisers, Inc. 101 Huntington Avenue Boston, Massachusetts 02199 Investment Management...Hancock John Investment Trust Iii • March 1st, 2006 • Massachusetts
Company FiledMarch 1st, 2006 Jurisdiction