trading in Stock Sample Clauses

trading in Stock. In the event where the nature is other than the above, or at any stage during the course of the Operative Agreements the nature changes, you will notify FXTM;
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trading in Stock. Except as otherwise set forth on Schedule 2.24, since March 31, 2004, no Principal Stockholder, nor any affiliate thereof, has purchased, offered, pledged, sold, contracted to sell, sold any option or contracted to purchase, purchased any option or contracted to sell, granted any option, right or warrant for the sale of, or otherwise acquired, disposed of or transferred any shares of Common Stock or any securities convertible into or exchangeable or exercisable for Common Stock.
trading in Stock. The Employee acknowledges that LHCS is a publicly traded company and that as an employee he may become privy to confidential information that has not been disclosed to the public. Employee agrees not to trade in the stock of LHCS while in possession of such information and will not disclose such information to any person for the purpose of such person trading the stock.
trading in Stock. Except as otherwise set forth on Schedule 5.14, since March 31, 2004, to the knowledge of Publico no Beneficial Owner of more than 5% of the Publico Common Stock, nor any Affiliate thereof, has purchased, offered, pledged, sold, contracted to sell, sold any option or contracted to purchase, purchased any option or contracted to sell, granted any option, right or warrant for the sale of, or otherwise acquired, disposed of or transferred any shares of Publico Common Stock or any securities convertible into or exchangeable or exercisable for Publico Common Stock.
trading in Stock. Until the Closing, Seller will not trade (and Seller shall advise its employees, shareholders, officers and directors who have knowledge of this Agreement, not to trade) in any of the stock of the Purchaser and acknowledge that any such trading may be a violation of law and subject Seller to substantial liabilities. In order to protect against such unlawful trading in the Purchaser's stock, until the Closing, Seller agrees to keep the existence of this Agreement and the terms thereof confidential and only to disclose the existence of this Agreement and its terms, on an as needed basis. Purchaser acknowledges that Seller is required to disclose the existence of this Agreement and the

Related to trading in Stock

  • No Suspensions of Trading in Common Stock The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.

  • Margin Stock No Loan Party nor any of its Subsidiaries is engaged principally, or as one of its important activities, in the business of extending credit for the purpose of purchasing or carrying any Margin Stock. No part of the proceeds of the loans made to Borrower will be used to purchase or carry any Margin Stock or to extend credit to others for the purpose of purchasing or carrying any Margin Stock or for any purpose that violates the provisions of Regulation T, U or X of the Board of Governors.

  • Trading With respect to the securities and other investments to be purchased or sold for the Fund, Subadviser shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadviser) selected by Subadviser; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Board; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadviser may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadviser's other clients may be a party.

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