Common use of Scope of Activities Clause in Contracts

Scope of Activities. A.Customer accounts established at DriveWealth will be restricted to only trading activities in the Securities. The Customer will not be allowed to participate in other brokerage activities offered through DriveWealth, including the purchase and sale of equities, unless such Customer maintains an additional DriveWealth account(s) that is permitted to engage in such activity.

Appears in 9 contracts

Samples: Custody Agreement (RSE Collection, LLC), Custody Agreement (RSE Portfolio, LLC), Custody Agreement (RSE Collection, LLC)

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Scope of Activities. A.Customer A. Customer accounts established at DriveWealth will be restricted to only trading activities in the Securities. The Customer will not be allowed to participate in other brokerage activities offered through DriveWealth, including the purchase and sale of equities, unless such Customer maintains an additional DriveWealth account(s) that is permitted to engage in such activity.

Appears in 1 contract

Samples: Custody Agreement (RSE Innovation, LLC)

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