REPRESENTATIONS AND WARRANTIES OF BLA TO WT. 11 Section 4.1 Organization 11 Section 4.2 Authority 11 Section 4.3 Governmental Filings; Non-Contravention 11 Section 4.4 Capitalization 11 Section 4.5 Subsidiaries and Other Relationships 12 Section 4.6 Business 12 Section 4.7 Assets 12 Section 4.8 Clients and Services 12 Section 4.9 Receivables 13 Section 4.10 Contracts 13 Section 4.11 Employment Arrangements 13 Section 4.12 Financial Statements 13 Section 4.13 Material Adverse Change 14 Section 4.14 Ordinary Course of Business 14 Section 4.15 Litigation and Compliance with Laws 14 Section 4.16 Environmental Matters 15 Section 4.17 Broker Dealer 16 Section 4.18 Insurance Policies 16 Section 4.19 Tax and ERISA Matters 16 Section 4.20 Certain Transactions 17 Section 4.21 Employee Benefit Plans 17 i Page Section 4.22 Brokerage 19 Section 4.23 Privacy 19 Section 4.24 No Known Regulatory Delays 19
REPRESENTATIONS AND WARRANTIES OF BLA TO WT. BLA makes each of the following representations, warranties, and agreements to WT:
