Common use of Proprietary and Confidential Information Clause in Contracts

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 14 contracts

Samples: Prospect Servicing Agreement (Alpine Equity Trust), Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Administration Servicing Agreement (Guinness Atkinson Funds)

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Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 13 contracts

Samples: Fund Accounting Servicing Agreement (Brazos Mutual Funds), Fund Administration Servicing Agreement (Optimum Q Funds), Blue Sky Compliance Servicing Agreement (Claymore Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the TrustCompany’s shareholders to any third party unless specifically directed by the Trust Company or allowed under one of the exceptions noted under the Act.

Appears in 7 contracts

Samples: Fund Accounting Servicing Agreement (Tortoise Pipeline & Energy Fund, Inc.), Fund Administration Servicing Agreement (Tortoise Power & Energy Infrastructure Fund Inc), Fund Accounting Servicing Agreement (Tortoise MLP Fund, Inc.)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified xx xxx xx xxxxxxxd from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 6 contracts

Samples: Fund Accounting Servicing Agreement (Quintara Funds), Fund Accounting Servicing Agreement (Country Mutual Funds Trust), Fund Accounting Servicing Agreement (Blue & White Funds Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Corporation all records and other information relative to the Trust Corporation and prior, present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCorporation, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCorporation. Further, USBFS will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the TrustCorporation’s shareholders to any third party unless specifically directed by the Trust Corporation or allowed under one of the exceptions noted under the Act.

Appears in 4 contracts

Samples: Fund Accounting Servicing Agreement (Norcap Funds Inc), Fund Administration Servicing Agreement (Perritt Microcap Opportunities Fund Inc), Fund Administration Servicing Agreement (Norcap Funds Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directorsmembers, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 4 contracts

Samples: Fund Administration Servicing Agreement (Hotchkis & Wiley Funds /De/), Fund Accounting Servicing Agreement (MDT Funds), Fund Administration Servicing Agreement (MDT Funds)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx ActBliley Acx, as may be modified xx xxx xx xxxxxied from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 3 contracts

Samples: Fund Administration Servicing Agreement (Alpine Income Trust), Fund Administration Servicing Agreement (Optimum Q Funds), Fund Administration Servicing Agreement (Blue & White Funds Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from xx xxxxxxxx xxxx time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 3 contracts

Samples: Fund Administration Servicing Agreement (Pic Investment Trust), Fund Administration Servicing Agreement (Pic Mid Cap Portfolio), Granum Series Trust (Granum Series Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from xxx xx xxxxxxxx xrom time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Prospect Servicing Agreement (Quintara Funds), Prospect Servicing Agreement (Optimum Q Funds)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time tixx (the “Act”xxx "Xxx"). Notwithstanding Xxtwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to with any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios), Transfer Agent Servicing Agreement (Kensington Funds)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Corporation all records and other information relative to the Trust Corporation and prior, present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCorporation, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCorporation. Further, USBFS will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Corporation's shareholders to any third party unless specifically directed by the Trust Corporation or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Kinetics Mutual Funds Inc), Fund Administration Servicing Agreement (Kinetics Mutual Funds Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Fund Administration Servicing Agreement (Potomac Insurance Trust), Fund Accounting Servicing Agreement (Potomac Insurance Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time (the “Act”txx "Xxx"). Notwithstanding Xxxxxxhstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Accounting Servicing Agreement (Advisors Series Trust), Administration Servicing Agreement (Advisors Series Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the TrustCompany’s shareholders to any third party unless specifically directed by the Trust Company or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Fund Accounting Servicing Agreement (Tortoise Energy Capital Corp), Fund Administration Servicing Agreement (Tortoise Energy Capital Corp)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Fund all records and other information relative to the Trust Fund and prior, present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustFund. Further, USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the TrustFund’s shareholders to any third party unless specifically directed by the Trust Fund or allowed under one of the exceptions noted under the Act.

Appears in 2 contracts

Samples: Fund Accounting Servicing Agreement (Bridges Investment Fund Inc), Fund Administration Servicing Agreement (Jensen Portfolio Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Fund all records and other information relative to the Trust Fund and prior, present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustManager, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustManager. Further, USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the TrustFund’s shareholders to any third party unless specifically directed by the Trust Manager or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Sub Administration Servicing Agreement (Bridges Investment Fund Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust each Corporation all records and other information relative to the Trust each Corporation and prior, present, or potential shareholders of the Trust each Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trusteach Corporation, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCorporation. Further, USBFS will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the TrustCorporation’s shareholders to any third party unless specifically directed by the Trust Corporation or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Perritt Microcap Opportunities Fund Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx ActBliley Axx, as may be modified xx xxx xx xxxxfied from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Country Mutual Funds Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Fund all records and other information relative to the Trust Fund and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustFund. Further, USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from max xx xxxxxxxx xxxx time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Fund's shareholders to with any third party unless specifically directed by the Trust Fund or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Agent Servicing Agreement (Bridges Investment Fund Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and an not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Masters Select Funds Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time (the “Act”xxx "Xxx"). Notwithstanding Xxxxithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Administration Agreement (Tocqueville Alexis Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Trusts all records and other information relative to the Trust Trusts and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustMadison, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustMadison. Further, USBFS will adhere to the privacy policies adopted by Madison and the Trust Trusts pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Trusts’ shareholders to with any third party unless specifically directed by the Trust Madison or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Mosaic Equity Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Fund all records and other information relative to the Trust Fund and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustFund. Further, USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified xx xxx xx xxxxxxxd from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Fund's shareholders to with any third party unless specifically directed by the Trust Fund or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Merger Fund Vl)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time frox xxxx xx xxxx (the “xxe "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to with any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Servicing Agreement (Rockland Funds Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time timx (the “Act”xxx "Xxx"). Notwithstanding Xxtwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Professionally Managed Portfolios)

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Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time tixx (the “Act”xxx "Xxx"). Notwithstanding Xxtwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to with any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Servicing Agreement (Calamos Investment Trust/Il)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified xxxxxxxx from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to with any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Lou Holland Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time (the “Act”xxx "Xxx"). Notwithstanding Xxxxxthstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Company's shareholders to any third party unless specifically directed by the Trust Company or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Leuthold Funds Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time xxxx (the “Act”xxx "Xxx"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to with any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Julius Baer Investment Funds)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time xxxx (the “Act”xxx "Xxx"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Company's shareholders to with any third party unless specifically directed by the Trust Company or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Julius Baer Global Equity Fund Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from max xx xxxxxxxx xxxx time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Pic Growth Portfolio)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Fund all records and other information relative to the Trust Fund and prior, present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustFund. Further, USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified xx xxx xx xxxxxxxd from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Fund's shareholders to any third party unless specifically directed by the Trust Fund or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Merger Fund Vl)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Sub Administration Servicing Agreement (Skyline Fund)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, officers and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except expect after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: The Fulfillment Servicing Agreement (Cullen Funds Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time (the “Act”thx "Xxx"). Notwithstanding Xxxxxxxstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Company's shareholders to with any third party unless specifically directed by the Trust Company or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Julius Baer Global Equity Fund Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time (the “Act”xxx "Xxx"). Notwithstanding Xxxxxthstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Form of Agreement (PRIMECAP Odyssey Funds)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the “Act”). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Prospect Servicing Agreement (Alpine Series Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from xx xxxxxxxx xxxx time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to with any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Granum Series Trust (Granum Series Trust)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany. Further, USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time timx (the “Act”xxx "Xxx"). Notwithstanding Xxxwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Company's shareholders to any third party unless specifically directed by the Trust Company or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Accounting Servicing Agreement (Leuthold Funds Inc)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust Fund all records and other information relative to the Trust Fund and prior, present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when requested to divulge such information by duly constituted authorities, or when so requested by the TrustFund. Further, USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Xxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s Fund's shareholders to any third party unless specifically directed by the Trust Fund or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Fund Administration Servicing Agreement (Merger Fund Vl)

Proprietary and Confidential Information. USBFS agrees on behalf of itself and its directors, officers, and employees to treat confidentially and as proprietary information of the Trust all records and other information relative to the Trust and prior, present, or potential shareholders of the Trust (and clients of said shareholders), ) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, when comply after being requested to divulge such information by duly constituted authorities, or when so requested by the Trust. Further, USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the XxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified xx xxx xx xxxxxxxd from time to time (the "Act"). Notwithstanding the foregoing, USBFS will not share any nonpublic personal information concerning any of the Trust’s 's shareholders to any third party unless specifically directed by the Trust or allowed under one of the exceptions noted under the Act.

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Quintara Funds)

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