Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 11 contracts
Samples: Consulting Agreement (Advisorone Funds), Consulting Agreement (Advisorone Funds), Consulting Agreement (North Country Funds)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 9 contracts
Samples: Consulting Agreement (National Retail Fund III), Consulting Agreement (Miller Investment Trust), Northern Lights Compliance Services (Miller Investment Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 6 contracts
Samples: Consulting Agreement (Advisorone Funds), Consulting Agreement (Vertical Capital Income Fund), Consulting Agreement (Multi-Strategy Growth & Income Fund)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 5 contracts
Samples: Compliance Consulting Agreement (Advisors Preferred Trust), Compliance Consulting Agreement (Advisors Preferred Trust), Consulting Agreement (Northern Lights Fund Trust Iii)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's ’s policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 3 contracts
Samples: Consulting Agreement (Equinox Funds Trust), Consulting Agreement (Leader Funds Trust), Consulting Agreement (Leader Funds Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies polices and procedures:
Appears in 2 contracts
Samples: Consulting Agreement (Variable Insurance Trust), Consulting Agreement (Variable Insurance Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other thingsthings (as applicable), policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 1 contract
Policies and Procedures. Conduct a detailed review and assessment of the Trust's ’s policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · ● Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 1 contract
