Identity of Investors. Concurrent with the execution of the Escrow Agreement, the Company shall furnish to the Escrow Agent the information comprising the identity of the Investors in the format set forth in the “List of Investors” attached as Exhibit B, or in an electronic spreadsheet format with the same information. All Escrow Funds shall remain the property of the Investors and shall not be subject to any liens or charges by the Company or the Escrow Agent or judgments or creditors' claims against the Company, until released to the Company as hereinafter provided. Escrow Agent will not use the information provided to it by the Company for any purpose other than to fulfill its obligations as Escrow Agent. The Company and the Escrow Agent will treat all Investor information as confidential.
Identity of Investors. A copy of the Offering document is attached as Exhibit A to this Escrow Agreement. The Company or the Placement Agent shall furnish to the Escrow Agent with each delivery of Investor Funds, a list of the Investors who have paid for the Securities showing the name, address, tax identification number (if a U.S. citizen), amount of Securities subscribed for and the amount paid and deposited with the Escrow Agent. This information comprising the identity of Investors shall be provided to the Escrow Agent in the format set forth on Exhibit B to this Escrow Agreement (the “List of Investors”). Within one (1) business day after delivery of subscription agreements to the Placement Agent by the Escrow Agent, the Placement Agent shall update the List of Investors with information of any such Investors and deliver the updated List of Investors to the Company and the Escrow Agent. All Investor Funds so deposited shall not be subject to any liens or charges by the Company, the Placement Agent or the Escrow Agent, or judgments or creditors’ claims against the Company, until released to the Company as hereinafter provided. The Company understands and agrees that the Company shall not be entitled to any Investor Funds on deposit in the Escrow Account and no such funds shall become the property of the Company except when released to the Company pursuant to Section 3 of this Escrow Agreement. The Company, the Placement Agent and the Escrow Agent will treat all Investor information as confidential. The Escrow Agent shall not be required to accept any Investor Funds provided by the Company or Placement Agent which are not accompanied by the information on the List of Investors.
Identity of Investors. Company shall furnish to the Escrow Agent with each delivery of funds, as provided in section 1 hereof, a list of the persons who have paid money for the purchase of Shares showing the name, address, amount of Shares subscribed for and the amount of money paid. All proceeds so deposited shall remain the property of the Investors and shall not be subject to any liens or charges by the Company, or the Escrow Agent, or judgments or creditors' claims against the Company, until released to the Company as hereinafter provided. Escrow Agent will not use the information provided to it by the Company for any purpose other than to fulfill its obligations as Escrow Agent. Regardless, Escrow Agent will treat this information as confidential.
Identity of Investors. A copy of the Offering document is attached as Exhibit A to this Escrow Agreement. The Company or the Placement Agent shall furnish to the Escrow Agent with each delivery of Investor Funds, a list of the Investors who have paid for the Securities showing the name, address, tax identification number, amount of Securities subscribed for and the amount paid and deposited with the Escrow Agent. This information comprising the identity of Investors shall be provided to the Escrow Agent in the format set forth on Exhibit B to this Escrow Agreement (the “List of Investors”). All Investor Funds so deposited shall not be subject to any liens, claims or charges by the Company (including its Affiliates, Associates or Underwriters, all as defined by the NASAA Statement of Policy Regarding the Impoundment of Proceeds), the Placement Agent or the Escrow Agent, or judgments or creditors’ claims against the Company, until released to the Company as hereinafter provided. The Company understands and agrees that the Company shall not be entitled to any Investor Funds on deposit in the Escrow Account and no such funds shall become the property of the Company except when released to the Company pursuant to Section 3 of this Escrow Agreement. The Company, the Placement Agent and the Escrow Agent will treat all Investor information as confidential. The Escrow Agent shall not be required to accept any Investor Funds which are not accompanied by the information on the List of Investors.
Identity of Investors. A copy of the Stock Order Form relating to the sale of the Shares is attached as Exhibit A-1 to this Escrow Agreement. The Company, the Subscription Agent, or the Placement Agent shall furnish to the Escrow Agent with each delivery of Investor Funds, a list of the Investors who have paid for the Shares showing the name, address, tax identification number, amount of Shares subscribed for and the amount paid and deposited with the Escrow Agent. This information comprising the identity of Investors shall be provided to the Escrow Agent in the format set forth on Exhibit B to this Escrow Agreement (the “List of Investors”). All Investor Funds so deposited shall not be subject to any liens or charges by the Company, the Placement Agent or the Escrow Agent, or judgments or creditors’ claims against the Company, until released to the Company as hereinafter provided. The Company understands and agrees that the Company shall not be entitled to any Investor Funds on deposit in the Escrow Account and no such funds shall become the property of the Company except when released to the Company pursuant to Section 3 of this Escrow Agreement. The Company, the Placement Agent and the Escrow Agent will treat all Investor information as confidential. The Escrow Agent shall not be required to accept any Investor Funds which are not accompanied by the information on the List of Investors.
Identity of Investors. In connection with the Initial Closing, Roth shall obtain the following information for each Investor: (i) sxxx Investor's name and address, (ii) the amount of funds transferred and the number of Shares to be purchased, and (iii) such Investor's tax identification number and shall provide the Escrow Agent such information in the form set forth in Exhibit C and appropriate form W-9 or W-8 for each Investor as applicable. All Investor Funds deposited in the Escrow Account shall remain the property of the Investors and shall not be subject to any liens or charges by the Company or the Escrow Agent, or judgments or creditors' claims against the Company or Roth. The Escrow Agent will not use the information provided to it bx xxe Company or Roth for any purpose other than to fulfill its obligations as Escrow Xxxnt. The Company, Roth and the Escrow Agent will treat all Investor information as conxxxxntial.
Identity of Investors. HERITAGE WEST shall furnish to MOUNTAIN STATES with each delivery of funds, as provided in Section 1 hereof, a list of the persons who have paid money for the purchase of the New Notes showing the name, address, amount of New Notes subscribed for and the amount of money paid. All proceeds so deposited shall remain the property of the Investors and shall not be subject to any liens or charges by MOUNTAIN STATES, or HERITAGE WEST, or judgments or creditors' claims against MOUNTAIN STATES, until released to MOUNTAIN STATES as provided in this Agreement. HERITAGE WEST will treat all Investor information as confidential.
Identity of Investors. The Company, or Xxxxx-Xxxxxx on behalf of the Company, shall furnish to the Escrow Agent a list of the persons who have indicated an interest for the purchase of the Securities, showing the name, address, amount of the Securities subscribed for and the amount of money to be paid. All proceeds so deposited shall remain the property of the respective investors and shall not be subject to any liens or charges by the Company, the Escrow Agent, or judgments or creditors' claims against the Company, until released to the Company as hereinafter provided. The Escrow Agent will not use or disclose the information provided to it by the Company for any purpose other than to fulfill its obligations as Escrow Agent as set forth in this Agreement. Regardless, the Escrow Agent will treat this information as confidential.
Identity of Investors. The Company shall furnish to the Escrow Agent with each delivery of funds, as provided in paragraph 1 hereof, a list of the persons who have paid money for the purchase of Units showing the name, address, tax identification number, amount of Units subscribed for, and the amount of money paid. The information comprising the identity of investors shall be provided to the Escrow Agent in the format set forth in the List of Investors, attached as Exhibit C. All proceeds so deposited shall remain the property of the Investors and shall not be subject to any liens or charges by the parties to this Agreement, or judgments or creditors’ claims against the Company, until released to the Company or returned to the Investors as hereinafter provided. The Escrow Agent will not use the information provided to it by the Company or the Placement Agent for any purpose other than to fulfill its obligations as the Escrow Agent. The parties to this Agreement shall treat all Investor information as confidential.
Identity of Investors. HERITAGE WEST shall furnish to the ESCROW AGENT and MOUNTAIN STATES with each delivery of funds, as provided in Section 1 hereof, a list of the persons who have paid money for the purchase of the New Notes showing the name, address, amount of New Notes subscribed for and the amount of money paid. All proceeds so deposited shall remain the property of the Investors and shall not be subject to any liens or charges by MOUNTAIN STATES, or HERITAGE WEST, or the ESCROW AGENT or judgments or creditors' claims against MOUNTAIN STATES, until released to MOUNTAIN STATES as hereinafter provided. ESCROW AGENT will not use the information provided to it by MOUNTAIN STATES for any purpose other than to fulfill its obligations as ESCROW AGENT. Regardless, ESCROW AGENT will treat this formation as confidential.
