FINANCIAL PROFILE. Please note that for a SIPP, the pension beneficiary should complete this section and not the trustees. If you provide insufficient information we may not be able to fulfil our obligations to you. From time to time we will ask you to update the information you have provided. However, it is important that you advise us of any material change to your circumstances or any other matter which might affect the way in which we advise you or manage your investments.
FINANCIAL PROFILE. If you provide insufficient information we may not be able to fulfil our obligations to you. From time to time we will ask you to update the information you have provided. However, it is important that you advise us of any material change to your circumstances or any other matter which might affect the way in which we advise you or manage your investments. As the Company may be represented by more than one person, it is XXXxxxxxx’s policy to record at the outset of our relationship, who should be subject to an investment suitability assessment.
FINANCIAL PROFILE. Time horizon represents the length of time over which an investment is made or held before it is liquidated. A client's liquid net worth calculation is the sum of all of their liquid assets and cash/cash equivalents. Liquid Assets are assets that can be converted to cash, regardless of the costs associated with the conversion, within a 90-day notice period (e.g., quarterly liquidity event). Cash/Cash Equivalents are stable value assets that are in a ready medium of exchange, and that can be converted to cash in a short period of time, typically one to two business days. Examples: Cash, Checking Account, Savings Account, Bank CD, and some Money Markets. Special Liquidity Needs are foreseeable life events or needs that require a certain amount of cash or cash equivalents readily available and/or may have a significant impact on cash reserves.
