Common use of Chief Compliance Officer Clause in Contracts

Chief Compliance Officer. The Chief Compliance Officer shall be responsible for administering the Trust’s policies and procedures approved by the Board under Rule 38a-1 of the Investment Company Act of 1940, as amended. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of Chief Compliance Officer are subject to Rule 38a-1 under the Investment Company Act of 1940, as amended.

Appears in 4 contracts

Samples: National Retail Fund (National Retail Fund III), National Retail Fund II, American Beacon Institutional Funds Trust

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Chief Compliance Officer. The Chief Compliance Officer shall be responsible for administering the Trust’s compliance policies and procedures approved as required by the Board under Rule 38a-1 of the Investment Company Act of 1940, as amended. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of Chief Compliance Officer are subject to Rule 38a-1 under the Investment Company 1940 Act and may have such other duties and powers as may be designated from time to time by the Trustees. The designation and compensation of 1940the Chief Compliance Officer must be approved by the Trustees, including a majority of the Trustees who are not interested persons of the Trust, as amendeddefined by the 1940 Act. The Chief Compliance Officer shall be authorized to sign documents on behalf of the Trust.

Appears in 4 contracts

Samples: Catholic Responsible Investments Funds, Reality Shares ETF Trust, Frost Family of Funds

Chief Compliance Officer. The Chief Compliance Officer shall be responsible for administering the Trust’s 's compliance policies and procedures approved as required by the Board under Rule 38a-1 of the Investment Company Act of 1940, as amended. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of Chief Compliance Officer are subject to Rule 38a-1 under the Investment Company 1940 Act and may have such other duties and powers as may be designated from time to time by the Trustees. The designation and compensation of 1940the Chief Compliance Officer must be approved by the Trustees, including a majority of the Trustees who are not interested persons of the Trust, as amendeddefined by the 1940 Act. The Chief Compliance Officer shall be authorized to sign documents on behalf of the Trust.

Appears in 3 contracts

Samples: Gallery Trust, Advisors' Inner Circle Fund III, Winton Series Trust

Chief Compliance Officer. The Chief Compliance Officer shall be responsible for administering oversee and direct the implementation of the Trust’s policies and procedures approved 's compliance program as mandated by the Board under Rule 38a-1 of the Investment Company 1940 Act of 1940, as amendedand rules thereunder. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of The Chief Compliance Officer are subject shall perform such other duties and have such other responsibilities as from time to Rule 38a-1 under time may be assigned to him by the Investment Company Act Trustees. The Chief Compliance Officer shall report directly to the Trustees or a committee of 1940, as amendedthe Trustees in carrying out his functions.

Appears in 2 contracts

Samples: Agreement and Declaration (USAA ETF Trust), Usaa Mutual Funds Trust

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Chief Compliance Officer. The Chief Compliance Officer shall be responsible for administering the Trust’s policies and procedures approved by the Board under Rule 38a-1 of the Investment Company Act of 1940, as amended1940 Act. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of Chief Compliance Officer are subject to Rule 38a-1 under the Investment Company Act of 1940, as amended1940 Act.

Appears in 1 contract

Samples: American Beacon Funds

Chief Compliance Officer. The Chief Compliance Officer shall be responsible for administering the Trust’s policies and procedures approved by the Board under Rule 38a-1 of the Investment Company Act of 1940, as amended1940 Act. Notwithstanding any other provision of these By-Laws, the designation, removal and compensation of the Chief Compliance Officer are subject to Rule 38a-1 under the Investment Company Act of 1940, as amended1940 Act.

Appears in 1 contract

Samples: FS Series Trust

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