Business Development Company. (i) The terms of the Advisory Agreement and the Administration Agreement, including compensation terms comply in all material respects with all applicable provisions of the Investment Company Act and the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
Appears in 5 contracts
Samples: Escrow Agreement (RCS Capital Corp), Escrow Agreement (Business Development Corp of America), Escrow Agreement (Business Development Corp of America)
Business Development Company. (ia) The terms of the Advisory Agreement and the Administration Agreement, including compensation terms terms, comply in all material respects with all applicable provisions of the Investment Company Act and the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
Appears in 4 contracts
Samples: Dealer Manager Agreement (NexPoint Capital, Inc.), Dealer Manager Agreement (NexPoint Capital, Inc.), Dealer Manager Agreement (NexPoint Capital, Inc.)
Business Development Company. (ia) The terms of the Advisory Agreement and the Administration Agreement, including compensation terms comply in all material respects with all applicable provisions of the Investment Company Act and the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).
Appears in 3 contracts
Samples: Dealer Manager Agreement (Sierra Income Corp), Dealer Manager Agreement (Sierra Income Corp), Dealer Manager Agreement (Sierra Income Corp)
