Common use of Authorized Representation Clause in Contracts

Authorized Representation. The Distributor is not authorized by the Fund to give on behalf of the Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and the 1940 Act, as such registration statement may be amended from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor`s use. The Distributor may prepare and distribute sales literature and other material as it may deem appropriate, provided that such literature and materials have been prepared in accordance with applicable laws, rules and regulations and further provided that the Fund be given notice of such literature and materials prior to their first distribution. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the 1940 Act) for the Fund.

Appears in 1 contract

Sources: Distribution Agreement (Fleming Capital Mutual Fund Group Inc)

Authorized Representation. The Distributor is not authorized by the Fund to give on behalf of the Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and the 1940 Act, as such registration statement may be amended from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor`s Distributor's use. The Distributor may prepare and distribute sales literature and other material as it may deem appropriate, provided that such literature and materials have been prepared in accordance with applicable laws, rules and regulations and further provided that the Fund be given notice of such literature and materials prior to their first distribution. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the 1940 Act) for the Fund.

Appears in 1 contract

Sources: Distribution Agreement (Fleming Capital Mutual Fund Group Inc)