Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by aShareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by us at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Phoenix Life Insurance Company Attention: Xxxxxxx Xxxxxxxx 00 Xxxx Xxxxxx Xxxx Xxxxxxxxx, Xxx Xxxx 00000 Email: xxxx.xxxxxxxx@xxxxxxxxx.xxx Fax: 000-000-0000 Should the Fund decide to impose a restriction or redemption fee that requires the Intermediary to implement changes to its systems to administer such a restriction or redemption fee, the Fund agrees to negotiate with the Intermediary, in good faith, an interim solution that the Intermediary can effectively administer until such time as it is able to implement such systems changes.
Agreement to Prohibit Trading. The Insurer agrees to execute written instructions from the Distributor to prohibit further purchase or exchanges of Shares by a Shareholder that has been identified by the Distributor as having engaged in transactions of the Fund's Shares (directly or indirectly through the Insurer's account) that violate policies established by the Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund.
Agreement to Prohibit Trading. Phoenix agrees to execute written instructions from the Trust or its designee prohibit further purchases or exchanges of Shares by Shareholders that have been identified by the Trust as having engaged in transactions of Shares (directly or indirectly through Phoenix's account) that violate policies established by the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Trust.
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediaries. Instructions must be received to you in writing at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Phoenix Life Insurance Companies Attention: Michael Marshall 00 Tech Valley Xxxx Xxxxxxxxx, XX 00000
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by us at a mutually agreed upon address.
Agreement to Prohibit Trading. CUNA Mutual agrees to execute written instructions from the Trust or its designee to restrict or prohibit further Purchases of Shares by Shareholders that have been identified by the Trust as having engaged in transactions of Shares (directly or indirectly through CUNA Mutual's account) that violate policies established by the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Trust.
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by us at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number:
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by us at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Phoenix Life Insurance Company Attention: Xxxxxxx Xxxxxxxx 00 Xxxx Xxxxxx Xxxx Xxxxxxxxx, Xxx Xxxx 00000
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from Xxx Xxx or its designee to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by Xxx Xxx or its designee, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Phoenix Life Insurance Company Attention: Xxxxxxx Xxxxxxxx 00 Xxxx Xxxxxx Xxxx Xxxxxxxxx, Xxx Xxxx 00000 - Should Xxx Xxx or its designee decide to implement a restriction, such as a holding requirement or a dollar threshold, Xxx Xxx agrees to give the Intermediary at least six (6) months to program its systems to administer such a restriction. If such notice is not practicable, the Fund agrees to negotiate with the Intermediary, in good faith, a restriction that the Intermediary can effectively administer.
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund or Fund Agent to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Shares (directly or indirectly through the Intermediary's account) that violate the Policies. Any such prohibitions shall only apply to transactions initiated or directed by the Shareholder and shall not apply to non-initiated or directed transactions as set forth in Section 2.1. All instructions to restrict trading must be directed to the Intermediary's representatives identified in Appendix A. The Fund will request a prohibition on a Shareholder's ability to trade in Shares only after the Fund has determined that the Shareholder has engaged in transactions (directly or indirectly through the Intermediary's account) that violate the Policies. Intermediary agrees to execute such instructions with respect to the Shareholder, but only for the Contract(s) through which such transactions in the Shares occurred.
