UBS FS definition

UBS FS means UBS Financial Services Inc., a Delaware corporation. (c) “Assignment” means the Assignment of Contract, dated January 1, 2004, by and among PFPC, UBS Global AM and UBS FS pursuant to which UBS Global AM assigned its interests in the Original Agreement to UBS FS. (d) “Amendment No. 1” means the Amendment, dated as of the _____ day of August, 2007, to the Original Agreement by and between PFPC and UBS FS.
UBS FS means UBS Financial Services Inc..

Examples of UBS FS in a sentence

  • The placement fee payable on such initial subscription is deducted from the subscription amount by UBS FS.

  • UBS FS or Credit Suisse Securities LLC, in consultation with the Sponsor, may waive or reduce the sales commission for certain Members without entitling any other Member to such waiver or reduction.

  • Additionally, effective January 1, 2008, 0.50% of the 2.0% management fee is shared by the Trading Advisor with UBS FS (refer to Note (4) for further details on the management fee).

  • UBS FS is in compliance with applicable anti-money laundering laws (including the USA PATRIOT Act) and related regulations and shall be responsible for compliance with such laws and regulations with respect to purchasers of Units.

  • Replacement ID ($25.00): Date:Insurance Info: (Company & Policy No.) Driver’s License Number and State: Cell Phone Number:🞏Bill my Student Account (STUDENTS ONLY)By signing below, I hereby understand that the University of Saint Joseph will charge $ 25.00 to my student account.

  • UBS FS is a member in good standing of the Financial Industry Regulatory Authority, Inc.

  • UBS FS will maintain a record of all information obtained by UBS FS indicating that subscribers for Units placed by UBS FS meet the suitability standards referred to in Section 6(e) hereof.

  • Subject to the terms and conditions set forth herein, the Fund hereby appoints UBS FS as its non-exclusive selling agent in connection with the sale and placement of Units.

  • However, by posting questions and even modifying interviewee’s answers, interviewers bring up the stereotype of successful but unhappy women.

  • For its services under this Selling Agreement UBS FS shall receive a fee, payable monthly, equal to an annual rate of 3.50% of the adjusted net assets of the Fund attributable to Units sold by UBS FS (computed monthly by multiplying the adjusted net assets of the Fund attributable to Units sold by UBS FS, by 3.50% and dividing the result thereof by 12) (the “ongoing selling agent fee”).


More Definitions of UBS FS

Related to UBS FS

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Barclays means Barclays Bank PLC.

  • CGMI means Citigroup Global Markets Inc.

  • Citi shall have the meaning assigned to such term in the preamble to this Agreement.

  • Wachovia means Wachovia Bank, National Association, a national banking association, and its successors.

  • Morgan Stanley Morgan Stanley, a Delaware corporation.

  • Goldman means Xxxxxxx, Sachs & Co.

  • RBS means The Royal Bank of Scotland plc.

  • RBC means Royal Bank of Canada.

  • DBSI means Deutsche Bank Securities Inc.

  • Citigroup means Citigroup Global Markets Inc.

  • Barclays Capital means Barclays Capital, the investment banking division of Barclays Bank PLC.

  • Fortis means Fortis Inc.;

  • Mizuho means Mizuho Bank, Ltd.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • UBS shall have the meaning assigned to such term in the preamble to this Agreement.

  • First Union means First Union National Bank, a national banking association, and its successors.

  • WFS means WFS Financial Inc, and its successors.

  • Natixis means Natixis Real Estate Capital LLC and its successors in interest.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • BTMU means The Bank of Tokyo-Mitsubishi UFJ, Ltd.

  • MSSF means Xxxxxx Xxxxxxx Senior Funding, Inc.

  • SunTrust means SunTrust Bank.

  • DNB means the Dutch Central Bank (De Nederlandsche Bank N.V.).

  • Deutsche Bank means Deutsche Bank AG and its affiliated companies, as the context requires.

  • Jefferies means Jefferies Finance LLC.