A true and correct copy of the engagement letter with the Tribute Financial Advisors in connection with the transactions contemplated hereby has been provided or otherwise made available to Parent and Pozen and has not been subsequently amended, waived or supplemented.
Financial Advisors has the meaning set forth in Section 4.26.
Financial Advisor has the meaning set forth in Section 3.6.
Financial Adviser means any:
Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.
Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.
Company Financial Advisor has the meaning set forth in Section 3.10.
Goldman means Xxxxxxx, Sachs & Co.
Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.
Goldman Sachs means Goldman Sachs & Co. LLC.
Jefferies means Jefferies Finance LLC.
Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.
Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.
Invesco Advisers, Inc. s -affiliated Broker-dealer” means Invesco Distributors, Inc. or Invesco Capital Markets, Inc. or their successors.
Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.
Investment Bank means each of those reputable internationally recognised investment banks, selected from time to time as First Choice Investment Banks or as a Third Investment Bank in terms of Section 1.4 or Section 1.5 of the Subscription Agreement (as the case may be), whose Mandate Letters remain effective.
Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.
Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:
Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.
Fairness Opinion has the meaning set forth in Section 4.22.
Barclays means Barclays Bank PLC.
Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.
Lazard means Lazard & Co., Limited;
Disclosure Representative means the Finance Director, or his or her designee, or such other person as the Issuer shall designate in writing to the Disclosure Dissemination Agent from time to time as the person responsible for providing Information to the Disclosure Dissemination Agent.
Advisory Group has the meaning set forth in Section 9.14(c).