Staff Interpretations definition

Staff Interpretations means the interpretations of the SEC’s staff set forth in response to question 139.21 of the Compliance and Disclosure Interpretations of Securities Act Sections of the Division of Corporation Finance of the SEC dated May 16, 2013.
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Examples of Staff Interpretations in a sentence

  • See Official Staff Interpretations to the Bureau’s Regulation Z, comment 35(b)(2)(iv)–1.

  • The Company meets all of the requirements for the use of a registration statement on Form S-3 pursuant to the Securities Act for the offering and sale of the Securities contemplated by this Agreement in reliance on General Instruction I.B.6. of Form S-3 and the Staff Interpretations, and the SEC has not notified the Company of any objection to the use of the form of the Registration Statement pursuant to Rule 401(g)(1) of the Securities Act.

  • The Company hereby confirms that, for so long as the Company is subject to General Instruction I.B.6. of Form S-3 and the Staff Interpretations, the Company shall not issue any shares of Common Stock pursuant to this Agreement if such issuance would reasonably be expected to result in non-compliance with General Instruction I.B.6. of Form S-3 and the Staff Interpretations.

  • For an explanation of the term ‘‘substantially equal,’’ see 12 CFR 1026.43, the Official Staff Interpretations to the Bureau’s Regulation Z, comment 43(c)(5)(i)–4.

  • Section 205.17—Requirements forOverdraft Services is added.Supplement I to Part 205—Official Staff Interpretations* * * * *Section 205.12—Relation to Other Laws12(a) Relation to Truth in Lending* * * * *2.

  • Add entries for 36(d) Prohibited payments to loan originators and 36(e) Prohibition on steering.The additions and revisions read as follows:Supplement I To Part 226—Official Staff Interpretations* * * * *Subpart D—Miscellaneous* * * * *Section 226.25—Record Retention25(a) General rule.* * * * *5.

  • Policies Inf\2, Inf\4A, Inf\4B, Inf\5 and Inf\6B require appropriate access, drainage and waste infrastructure.

  • For an explanation of the term ‘‘substantially equal,’’ see Official Staff Interpretations to the Bureau’s Regulation Z, comment 43(c)(5)(i)–4.

  • The Company shall not issue any shares of Common Stock pursuant to this Agreement if such issuance would reasonably be expected to result in (A) a violation of the Securities Act (including, without limitation, non-compliance with General Instruction I.B.6. of Form S-3 and the Staff Interpretations) or (B) a breach of the rules and regulations of The NASDAQ Stock Market.

  • The Official Staff Interpretations interpret the requirements of the regulation and provides guidance to creditors in applying the rules to specific transactions.

Related to Staff Interpretations

  • Interpretation Act means the Interpretation Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act;

  • Interpretation means an addendum to a Reliability Standard, developed in accordance with the NERC Standard Processes Manual and approved by the Applicable Governmental Authority(ies), that provides additional clarity about one or more Requirements in the Reliability Standard.

  • Clarifications means a written or oral exchange of information that takes place between a Proposer and the Department after the receipt of all SOQs during the evaluation process. The purpose of Clarifications is to address minor ambiguities, omissions, errors or mistakes and clerical revisions in an SOQ.

  • Staff means any individual who is a full-time, part-time, or an independently contracted employee with the Offerors’ company.

  • Construction means any physical change or change in the method of operation (including fabrication, erection, installation, demolition, or modification of an emissions unit) which would result in a change in actual emissions.

  • Commonwealth Standard Grant Conditions means this document.

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • Amendments are any changes that are not specifically covered by the terms and conditions of the Centralized Contract, but inclusion is found to be in the best interest of the State. A request to change a contractual term and condition is an example of an amendment.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Regulations of the U.S. Department of Transportation means the regulations in 49 CFR Parts 100-189.

  • Floodplain Management Regulations means this ordinance and other zoning ordinances, subdivision regulations, building codes, health regulations, special purpose ordinances, and other applications of police power. This term describes federal, state or local regulations, in any combination thereof, which provide standards for preventing and reducing flood loss and damage.

  • Texas Grant Management Standards or “TxGMS” means uniform grant and contract administration procedures, developed under the authority of Chapter 783 of the Texas Government Code, to promote the efficient use of public funds in local government and in programs requiring cooperation among local, state, and federal agencies. Under this Grant Agreement, TxGMS applies to Grantee except as otherwise provided by applicable law or directed by System Agency. Additionally, except as otherwise provided by applicable law, in the event of a conflict between TxGMS and applicable federal or state law, federal law prevails over state law and state law prevails over TxGMS.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations, as amended.

  • Uniform application means the current version of the national association of insurance commissioners uniform application for resident and nonresident insurance producer licensing.

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • Procurement Regulations means, for purposes of paragraph 87 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated July 2016, revised November 2017 and August 2018.

  • staff matters means the remuneration, conditions of service, promotion, conduct, suspension, dismissal or retirement of staff;

  • Administrative and Audit Regulations means all applicable statutes, regulations, and other laws governing administration or audit of this Contract, which may include Title 2, Part 200, Code of Federal Regulations and Chapter 321 and Title 10, Subtitles D and F of the Texas Government Code.

  • Guidance means any guidance issued or updated by the UK Government from time to time in relation to the Regulations;

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • Implementation means the activity between formal approval of an E911 service plan and a given system design, and commencement of operations.

  • Staff Governor means an employee of the Academy Trust who may be appointed as a Governor pursuant to Article 50A;

  • General Regulations means the Charitable Incorporated Organisations (General) Regulations 2012.

  • Implementing Agencies means the United Nations Development Programme (UNDP), the United Nations Environment Programme (UNEP), and the World Bank in accordance with paragraph 22 of the Instrument.

  • Office of the Governor means the Governor; his chief of staff, counsel, director of policy, Cabinet

  • Filing-office rule means a rule adopted pursuant to section 400.9-526;