Short Sale definition

Short Sale means the sale of securities that the seller does not own. A Short Sale is “against the box” to the extent that the seller contemporaneously owns or has the right to obtain securities identical to those sold short, at no added cost.

Short Sale means a “short sale” as defined in Rule 200 of Regulation SHO of the Exchange Act.

Short Sale has the meaning provided in Rule 3b-3 under the 1934 Act.

Examples of Short Sale in a sentence

• We shall not accept any instruction for a Short Sale Transaction if no satisfactory arrangements for making available the relevant Equity Securities for delivery have been agreed with us (which may include your entering into a securities lending arrangement with us or a third party or your agreement to our doing so on your behalf).

• Where Equity Securities have been borrowed by you or on your behalf to cover settlement obligations, each Short Sale will be closed out upon notice, by you or us, of not less than the standard settlement period for the relevant Market or clearing organisation.

• JSDA has reviewed and improved the market practice for settlement failures and partially amended the JSDA regulations (the “Regulations concerning handling of Short Sale and Lending transactions of Bonds” and the “Regulations concerning Handling of Conditional Sale and Purchase of Bonds, etc.”).

• We shall in respect of any Short Sale Transaction effect delivery of the Equity Securities on or before the settlement date.

• The Receiver shall be relieved of its obligations with respect to a Shared-Loss Loan upon payment of a Foreclosure Loss amount, or a Short Sale Loss amount with respect to such Single Family Shared-Loss Loan, or upon the sale without FDIC consent of a Single Family Shared-Loss Loan by Assuming Institution to a person or entity that is not an Affiliate.

More Definitions of Short Sale

Short Sale means any securities transaction in which a Person sells a number of shares or other units of a security that are not owned by such Person at the time of such sale.

Short Sale means the sale of a security that is not owned by the seller at the time of the trade.

Short Sale means a Transaction for the sale of equities not owned by you at the time scheduled for settlement of the Sale Transaction. APPENDIX B - FIXED INCOME MODULE

Short Sale means a sale of a security, other than a derivative instrument, which the seller does not own either directly or through an agent or trustee and, for this purpose, a seller shall be considered to own a security if the seller:

Short Sale or "short sale transaction" means a transaction in which the residence in foreclosure is sold when:

Short Sale shall have the meaning set forth in Section 4.26 hereof.

Short Sale means, without limitation, all “short sales” as defined in Rule 200 promulgated under Regulation SHO under the Exchange Act, whether or not against the box, and forward sale contracts, options, puts, calls, short sales, “put equivalent positions” (as defined in Rule 16a-1(h) under the Exchange Act) and similar arrangements, and sales and other transactions through non-U.S. broker dealers or foreign regulated brokers.