Phoenix Equity Trust definition

Phoenix Equity Trust refers to the Trustees under said Declaration of Trust, as Trustees and not personally, and no Trustee, shareholder, officer, agent or employee of the Fund shall be held to any personal liability in connection with the affairs of the Fund; only the trust estate under said Declaration of Trust is liable. Without limiting the generality of the foregoing, neither the Subadviser nor any of its officers, directors, partners, shareholders or employees shall, under any circumstances, have recourse or cause or willingly permit recourse to be had directly or indirectly to any personal, statutory, or other liability of any shareholder, Trustee, officer, agent or employee of the Fund or of any successor of the Fund, whether such liability now exists or is hereafter incurred for claims against the trust estate.
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Examples of Phoenix Equity Trust in a sentence

  • The noncompliance is not SUMMARY OF APPLICATION: The requested order would permit certain registered open-end management investment companies to enter into and materially amend subadvisory agreements without shareholder approval.APPLICANTS: Phoenix Equity Trust, Phoenix Insight Funds Trust, Phoenix Institutional Mutual Funds, Phoenix Opportunities Trust (the ‘‘Companies’’) and Phoenix Investment Counsel, Inc.Massachusetts law.

  • For theseSECURITIES AND EXCHANGE COMMISSION[Investment Company Act Release No. 28375; 812–13526] Phoenix Equity Trust, et al.; Notice of ApplicationSeptember 3, 2008.AGENCY: Securities and Exchange Commission (‘‘Commission’’).ACTION: Notice of an application under section 6(c) of the Investment Company Act of 1940 (the ‘‘Act’’) for an exemption from section 15(a) of the Act and rule 18f–2 under the Act.following is a summary of the application.

  • Virtus Retirement Trust and their respective Advisors currently operate pursuant to an order from the Commission granting substantially similar relief to that requested herein solely with respect to Non-Affiliated Sub-Advisors (Phoenix Equity Trust et al., Investment Company Act Rel.

  • Xxx Xxxx Xxxxxx Xxxxxx Xxxxxx, Xxxxxxxxxxxxx 00000 RE: SUBADVISORY AGREEMENT Ladies and Gentlemen: Phoenix Equity Trust (the "Fund") is a diversified open-end investment company of the series type registered under the Investment Company Act of 1940 (the "Act"), and is subject to the rules and regulations promulgated thereunder.

  • Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Phoenix Equity Trust (the “Trust”) Post Effective Amendment No. 88 to Registration Statement No. 002-16590 Ladies and Gentlemen: This opinion is furnished in connection with the registration under the Securities Act of 1933, as amended, of shares (the “Shares”) of the above-referenced Trust.

  • In rendering the opinion contained herein, we have relied on the following representations: BRUSSELS LOS ANGELES ORLANDO SAN FRANCISCO TAMPA CHICAGO MADISON SACRAMENTO SILICON VALLEY TOKYO DETROIT MILWAUKEE SAN DIEGO TALLAHASSEE WASHINGTON, D.C. 001.1693899.3 JACKSONVILLE NEW YORK SAN DIEGO/DEL MAR WEST PALM BEACH [logo]FOLEY Phoenix Equity Trust (formerly Phoenix- Aberdeen Worldwide Opportunities Fund) FMI Mutual Funds, Inc.

  • Phoenix Equity Trust February 21, 2008 Page 3 This opinion has been rendered to you solely for purposes of satisfying the requirement set forth in Section 9.4 of the Agreement.

  • WISCONSIN 53202-5306 414.271.2400 TEL 414.297.4900 FAX October 22, 2004 www.foley.com CLIENT/MATTER NUMBER 060587-0105 Phoenix Equity Trust (formerly Phoenix- Aberdeen Worldwide Opportunities Fund) Attn: General Counsel 101 Munson Street Greenfield, MA 01301 FMI Mutual Funds, Inc.

  • On November 15, 2007, the Board of Trustees approved a tax- free reorganization of each of the above-referenced funds into an identical counterpart fund having the same name in Phoenix Equity Trust.

  • Any notice, report, statement or demand required or permitted by any provisions of this Agreement shall be in writing and shall be given by facsimile, personal service or prepaid or certified mail addressed to Phoenix Equity Trust, 000 Xxxxxx Xxxxxx, Greenfield, Massachusetts 01301, Attn: General Counsel.

Related to Phoenix Equity Trust

  • Xxxx Xxxxxx Select Equity Trust is replaced by "Xxxxxx Xxxxxxx Xxxx Xxxxxx Select Equity Trust".

  • Security Trust Agreement means that certain security trust agreement dated on or about the Merger Closing Date made between the Security Trustee and the Lenders and relating to the appointment of the Security Trustee as trustee of the Security.

  • Academy Trust shall include any company in which the Academy Trust: • holds more than 50% of the shares; or • controls more than 50% of the voting rights attached to the shares; or • has the right to appoint one or more directors to the board of the company.

  • charity trustee means a charity trustee of the CIO.

  • Family Trust means, with respect to any natural Person, a trust, limited partnership or limited liability company benefiting solely such individual and/or the Family Members of such individual.

  • Majority Trustee Vote means the vote of a majority of the Trustees;

  • Security Trustee shall have the meaning ascribed thereto in the preamble;

  • Private Investment means a securities offering that is exempt from registration under certain provisions of the U.S. securities laws and/or similar laws of non-U.S. jurisdictions. It includes investments in hedge funds, private equity funds, limited partnerships, real estate, peer to peer lending clubs and private businesses.

  • the Academy Trust means the company intended to be regulated by these Articles and referred to in Article 2;

  • First trust means a trust over which an authorized fiduciary may exercise the decanting power.

  • Virginia real estate investment trust means a real estate investment trust, as defined in 26 U.S.C.

  • Real Estate Investment Trust means any Person that qualifies as a real estate investment trust under Sections 856 through 860 of the Code.

  • Family Trusts means, with respect to any individual, trusts or other estate planning vehicles established for the benefit of Family Members of such individual and in respect of which such individual serves as trustee or in a similar capacity.

  • PFPC Trust means PFPC Trust Company or a subsidiary or affiliate of PFPC Trust Company.

  • Security Trust Deed means the Security Trust Deed executed by, inter alia, the Borrower, the Guarantor, the Collateral Agent, the Facility Agent, the Original Secured Creditors (as defined therein) and the Delegate Collateral Agent and shall be substantially in the form of Exhibit P or otherwise reasonably acceptable to the Facility Agent.

  • Citigroup Trust means each of Citigroup Capital III, Citigroup Capital XIII and Citigroup Capital XVIII, each a Delaware statutory trust, or any other similar trust created for the purpose of issuing preferred securities in connection with the issuances of junior subordinated notes under the junior subordinated debt indentures or the junior junior subordinated debt indenture.

  • Legg Mason means Legg Mason, Inc. and its subsidiaries and affiliates.

  • Joint Venture Investment means, with respect to any Obligor, any Investment by such Obligor in a joint venture or other investment vehicle in the form of a capital investment, loan or other commitment in or to such joint venture or other investment vehicle pursuant to which such Obligor may be required to provide contributions, investments, or financing to such joint venture or other investment vehicle and which Investment the Borrower has designated as a “Joint Venture Investment”.

  • Advance Facility Trustee As defined in Section 3.22.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Investment Period means, and shall be equal to, the Standard Investment Period.

  • New Equity means the common equity interests in Reorganized Neiman to be authorized, issued, or reserved on the Effective Date pursuant to the Plan.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • PIPE Investment has the meaning specified in the Recitals hereto.

  • Sub-Investment Manager means for each Fund any sub-investment manager or sub-investment managers indicated in the relevant Supplement and any sub-investment manager that the relevant Investment Manager may appoint in the future to manage the Fund, provided that disclosure of any such sub-investment managers appointed by the Investment Managers will be provided to Shareholders upon request and details thereof will be disclosed in the periodic reports to Shareholders, and provided further that each Sub-Investment Manager may appoint a sub-investment manager/advisor to manage/advise any portion of the assets of any Fund to which it has been appointed Sub-Investment Manager in accordance with the requirements of the Central Bank Rules;

  • Supplemental Interest Trust Trustee Xxxxx Fargo Bank, N.A., a national banking association, not in its individual capacity but solely in its capacity as supplemental interest trust trustee, and any successor thereto.