National Instrument definition

National Instrument means the National Instrument 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR), effective in whole or in part in the jurisdiction in which the Securities Regulatory Authority is situate, as amended from time to time;
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National Instrument means an instrument described by the CSA as a national instrument, and adopted or made by the securities regulatory authority;
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National Instrument means National Instrument 43-101 — Standards of Disclosure for Mineral Projects.
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Examples of National Instrument in a sentence

  • The undersigned hereby certifies to the Exchange that the Issuer is in compliance with the requirements of applicable securities legislation (as such term is defined in National Instrument 14-101) and all Exchange Requirements (as defined in CNSX Policy 1).

  • The issuer’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (DC&P) and internal control over financial reporting (ICFR), as those terms are defined in National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings, for the issuer.

  • Pursuant to National Instrument 58-101 - Disclosure of Corporate Governance Practices (“NI 58-101”), the Company is required to disclose its corporate governance practices.

  • The undersigned hereby certifies to CNSX that the Issuer is in compliance with the requirements of applicable securities legislation (as such term is defined in National Instrument 14-101) and all CNSX Requirements (as defined in CNSX Policy 1).

  • Request for Financial Statements National Instrument 51-102 – Continuous Disclosure Obligations sets out the procedures for a shareholder to receive financial statements.

  • These include funding portals as defined under Multilateral Instrument 45-108 Crowdfunding and National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions or an investment dealer or exempt market dealer facilitating distributions of securities for an issuer under other prospectus exemptions.

  • Registered firms and firms relying on the “international dealer exemption” or the “international adviser exemption” (as set out in section8.18 and in section 8.26, respectively, of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations) have been assigned an NRD number.

  • The MD&A have been prepared in accordance with the requirements of securities regulators, including National Instrument 51-102 of the Canadian Securities Administrators.The financial statements and information in the MD&A necessarily include amounts based on informed judgments and estimates of the expected effects of current events and transactions with appropriate consideration to materiality.

  • Xxxxxx Xxxxxxxxx (P.Xxx) is a Qualified Person as defined by National Instrument 43-101 and has reviewed and approved the technical contents of this release.

  • Registered firms and firms relying on the “international dealer exemption” or the “international adviser exemption” (as set out in section 8.18 and in section 8.26, respectively, of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations) have been assigned a Firm NRD number.


More Definitions of National Instrument

National Instrument means National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+), in effect in the Local Jurisdiction, as amended from time to time;
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National Instrument means National Instrument 45-106 - Prospectus Exemptions as adopted by the Ontario Securities Commission, as amended or replaced from time to time;
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National Instrument means National Instrument 44-102 of the Canadian Securities Administrators, as amended or substituted from time to time;
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Related to National Instrument

  • National Instrument 51-102 means National Instrument 51-102 Continuous Disclosure Obligations;

  • financial instrument means those instruments specified in Section C of Annex I;

  • Financial Instruments means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. EXHIBIT C

  • Educational institution means a preschool, a public or private elemen- tary or secondary school, an institu- tion of undergraduate higher edu- cation, an institution of graduate high- er education, an institution of profes- sional education, or an institution of vocational education, that operates a program of scholarly research. To be in this category, a requester must show that the request is authorized by, and is made under the auspices of, a quali- fying institution and that the records are not sought for a commercial use but are sought to further scholarly re- search.

  • foreign financial institution means a bank or financial institution (i) registered in Book I (Libro I), Section 1 (Sección 1) of the Foreign Banks, Financial Entities, Pension and Retirement Funds and Investment Funds Registry (Registro de Bancos, Entidades de Financiamiento, Fondos de Pensiones y Jubilaciones y Fondos de Inversión del Extranjero) maintained by Hacienda for purposes of Rule II.3.13.1 of the Resolución Miscelánea Fiscal for the year 2009 and Article 195-I of the Ley del Impuesto Sobre la Renta (or any successor provisions thereof), (ii) which is a resident (or, if such entity is lending through a branch or agency, the principal office of which is a resident) for tax purposes in a jurisdiction with which Mexico has entered into a treaty for the avoidance of double-taxation which is in effect, and (iii) which is the effective beneficiary (beneficiario efectivo) of any interest paid hereunder or under the Note.

  • National bank means a banking association organized under the authority of the United States and having a principal place of business in this State.

  • your financial institution means the financial institution nominated by you on the DDR at which the account is maintained.

  • Capital Instruments Regulations means any regulatory capital rules, regulations or standards which are applicable to the Issuer at any time (on a solo or consolidated basis and including any implementation thereof or supplement thereto by the PRA from time to time) and which lay down the requirements to be fulfilled by financial instruments for inclusion in the Issuer’s regulatory capital (on a solo or consolidated basis) as may be required by (i) CRR and/or (ii) CRD, including (for the avoidance of doubt) any delegated acts and implementing acts made by the European Commission (such as regulatory technical standards and implementing technical standards) and European Banking Authority guidelines all as amended from time to time and as implemented in the UK.

  • UK Financial Institution means any BRRD Undertaking (as such term is defined under the PRA Rulebook (as amended from time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person falling within IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms.

  • Partner Jurisdiction Financial Institution means (i) any Financial Institution established in a Partner Jurisdiction, but excluding any branch of such Financial Institution that is located outside the Partner Jurisdiction, and (ii) any branch of a Financial Institution not established in the Partner Jurisdiction, if such branch is located in the Partner Jurisdiction.

  • Reporting Financial Institution means a Reporting Indian Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • International Financial Institution means any bank in the top 1,000 (together with their affiliated companies) as measured by "Tier 1" capital or any broker/dealer in the top 100 as measured by capital.

  • Canadian financial institution means (i) an association governed by the Cooperative Credit Associations Act (Canada) or a central cooperative credit society for which an order has been made under section 473(1) of that Act, or (ii) a bank, loan corporation, trust company, trust corporation, insurance company, treasury branch, credit union, caisse populaire, financial services cooperative, or league that, in each case, is authorized by an enactment of Canada or a jurisdiction of Canada to carry on business in Canada or a jurisdiction of Canada;