Market Regulation Handbook definition

Market Regulation Handbook means the guidelines developed and issued by the NAIC that are designed to be used to conduct uniform, standardized market conduct surveillance.
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Market Regulation Handbook means the guidelines
Sample 1Sample 2Sample 3

Examples of Market Regulation Handbook in a sentence

  • Drafting Note: States should rely upon the NAIC Market Regulation Handbook to establish specific standards for examination reports.

  • Market Regulation Handbook - Examination Standards Summary, which may be obtained free of charge.

  • The review was performed at KID on electronic files provided by the Company and was conducted according to the guidelines and procedures recommended in the 2012 NAIC Market Regulation Handbook (MRH).

  • When market analysis identifies a pattern of conduct or practice by an insurer which requires further investigation, and less intrusive market conduct actions identified in section 5 (b) are not appropriate, the Commissioner has the discretion to conduct targeted, market conduct examinations in accordance with the NAIC Market Conduct Uniform Examination Procedures and the Market Regulation Handbook (or procedures, adopted by regulation, that are substantially similar to the foregoing NAIC products).

  • Each Examination Plan, submitted with a quotation, must also include the following: Examinations: The Contractor must develop a specific examination plan for the Company using the NAIC Market Regulation Handbook, which must be approved by the DIFS Market Conduct Manager.

  • Upper BoundFor the upper bound, we no longer append 0 and n + 1 at the ends of the permutation.

  • DIFS staff will conduct the initial review of companies by conducting market analysis which may include review of the Market Conduct Annual Statement (MCAS), completion of Level 1 and Level 2 reviews (as defined in the NAIC Market Regulation Handbook - hereinafter “Handbook”) and review of consumer complaint statistics on those companies domiciled in Michigan.

  • Their existence in fact, and not merely in form, depends, not only upon an open road, but upon an equal start’.

  • Develop updated standardized data requests, as necessary, for inclusion in the Market Regulation Handbook.

  • The commissioner shall use the Market Regulation Handbook as a guide in performing the market analysis.(2) (a) If the commissioner determines that further inquiry into a particular company or practice is needed, the commissioner may consider the continuum of other types of market conduct surveillance as specified in this subsection (2)(a).

Related to Market Regulation Handbook

  • FCA Handbook means the FCA Handbook of Rules and Guidance as amended from time to time.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations.

  • PRA Handbook means the PRA Handbook of Rules and Guidance as amended from time to time.

  • public regulation means any national, provincial or local government legislation or subordinate legislation, or any licence, tariff, directive or similar authorisation issued by a regulatory authority or pursuant to any statutory authority;

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • SEBI Listing Regulations means SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, as amended

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • COGE Handbook means the Canadian Oil and Gas Evaluation Handbook prepared jointly by The Society of Petroleum Evaluation Engineers (Calgary Chapter) and the Canadian Institute of Mining, Metallurgy & Petroleum (Petroleum Society), as amended from time to time.

  • Market Abuse Regulation means Regulation (EC) No …/… of the European Parliament and of the Council on insider dealing and market manipulation (market abuse);

  • Plan Asset Regulations means 29 CFR § 2510.3-101 et seq., as modified by Section 3(42) of ERISA, as amended from time to time.

  • CREST Regulations means the Uncertificated Securities Regulations 2001 (SI 2001 No. 01/378), as amended.

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • Employment Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006 (SI 2006/246) as amended or replaced or any other Regulations implementing the Acquired Rights Directive;

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • Implementing Regulation means the Regulation(EEC) No 574/72 of the Council laying down the procedure for implementing Regulation (EEC) No 1408/71 on the application of social security schemes to employed persons, to self-employed persons and to members of their families moving within the Community, including its application to the European Economic Area, and includes amendments and adaptations from time to time applicable thereto;

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;