Examples of BATS in a sentence
Delivery of a Prospectus BATS Members should be mindful of applicable prospectus delivery requirements under the federal securities laws with respect to transactions in the Fund.
Exchange Rules Applicable to Trading in the Shares Trading in the Shares on BATS is subject to BATS equity trading rules.
The Shares will trade on BATS between 8:00 a.m. and 4:00 p.m. ET.
GENERAL 115Chapter 8: (B) BONDS AUTOMATED TRADING SYSTEM REGULATIONS 1168B.1. DEFINITIONS 1168B.2. ADMINISTRATION & EXERCISE OF POWERS 1168B.3. ELIGIBILITY OF SECURITIES 1168B.4. AVAILABILITY 1168B.5. ORDER / TRADE PRICES, AND DATABASE FOR ACCRUED INTEREST CALCULATIONS 1168B.6. ORDER TYPES AND ATTRIBUTES FOR DEBT TRADES 1168B.7. QUOTE TYPES, ATTRIBUTES FOR DEBT MARKET TRADES AND CONFIDENTIALITY 1168B.8. QUEUE PRIORITY 1168B.9. INSERTION OF CLIENT'S CODE IN EVERY BID AND OFFER THROUGH BATS 1178B.10.
Any other written materials provided by a BATS member to customers or the public making specific reference to the Shares as an investment vehicle must include a statement in substantially the following form: “A circular describing the terms and characteristics of [the UTP Derivative Securities] has been prepared by the [open-ended management investment company name] and is available from your broker.