Appropriateness Questionnaire definition

Appropriateness Questionnaire means a questionnaire containing questions about the Client’s experience, knowledge, investment objectives, etc.
Sample 1Sample 2Sample 3
Appropriateness Questionnaire means the investor categorisation and appropriateness
Sample 1

Examples of Appropriateness Questionnaire in a sentence

  • Adviser Suitability Certificate and Appropriateness Review (or Appropriateness Questionnaire & your AML documents if you do not have an authorised financial adviser).Your cheque or banker’s draft as per the payment instructions contained herein (or alternatively please ensure you have made an electronic transfer).To: Woodside Corporate Services Limited 4th Floor50 Mark Lane LondonEC3R 7QR PLEASE NOTE THAT INCOMPLETE APPLICATIONS WILL NOT BE ACCEPTED.

  • Municipal Solid Waste (MSW) will be transferred to a regional landfill and any excise tax will be paid by the receiving landfill owner and the cost to us will be paid as part of our contract.

  • Please complete the Appropriateness Questionnaire to confirm that you are eligible to invest in the Guinness EIS service.

  • Other relevant informationYou should ensure you read our Terms and Conditions, the Order Execution policy, the Risk Disclosure Statement, the Appropriateness Questionnaire and our Product List.

  • To enable us to do this, please complete the Investor Appropriateness Questionnaire below.

  • Prospective clients can provide their KYC documents and choose to complete the Appropriateness Questionnaire within fifteen (15) days from initial contact in which case there will be a deposit limit of €2000 and restrictions on trading.

  • The United States Court of Appeals for the Third Circuit states three requirements to satisfy claim preclusion: (1) a final judgment on the merits in a prior suit involving; (2) the same parties or their privities; and (3) a subsequent suit based on the same cause of action.

  • Applying by postIf applying by post, you will first need to complete an Appropriateness Questionnaire before the Company can provide you with an Application Form.

  • Please request a copy of the Appropriateness Questionnaire and Application Form by emailing info@botoptions.com.

  • Clients that wish to have no restrictions on trading may proceed to fully complete their profile (KYC documents and Appropriateness Questionnaire).

Related to Appropriateness Questionnaire

  • Questionnaire means the Documentation Information Questionnaire and the responses thereto provided by Borrowers and delivered to Agent.

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Credit Party.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Preliminary Official Statement means the Preliminary Official Statement relating to

  • Certificate of Appropriateness means the written approval of a permit application for work that is appropriate and that does not adversely affect a resource.

  • Exhibit F The awarded category pricing from the Contractor’s submitted Price Sheet from 3rd Bid RFP 15-80101507-SA-D

  • Exhibit E means Exhibit E to the Judgment;

  • insider report means a statement required to be filed pursuant to Section 16 of the Exchange Act (or any successor provisions), by a person who is a director of the Corporation or who is directly or indirectly the beneficial owner of more than ten percent of the shares of the Corporation.

  • Exhibit D means Exhibit D to the Judgment;

  • Exhibit C Form xx Xxxxx B-4, B-5 or B-6 Certificate.................... Exhibit D: (Resexxxx)................................................... Exhibit E: Form of Reverse of Certificates.............................. Exhibit F: Form of Initial Certification of Master Servicer............. Exhibit G: Form of Final Certification of Master Servicer...............

  • Disclosure Counsel means the Special Counsel designated by the Corporation to be responsible for the drafting and delivery of the Corporation’s disclosure documents such as preliminary official statements, official statements, re-offering memorandums or private placement memorandums and continuing disclosure agreements.

  • Exhibit means any item labeled as an Exhibit in the Solicitation or placed in the Exhibits section of the solicitation.

  • Safeguards Monitoring Report means each report prepared and submitted by the Borrower to ADB that describes progress with implementation of and compliance with the EMP and the RP, including any corrective and preventative actions;

  • Statement of Additional Information means, respectively, the form of prospectus and statement of additional information with respect to the Fund filed by the Investment Company as part of the Registration Statement, or as they may be amended or supplemented from time to time.

  • Exhibit B means [Vendor]’s Response.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • Confidential commercial or financial information means any business information (other than trade secrets) which is exempt from the mandatory disclosure requirement of the Freedom of Information Act, 5 U.S.C. 552. Exemptions from mandatory disclosure which may be applicable to business information contained in proposals include exemption (4), which covers “commercial and financial information obtained from a person and privileged or confidential,” and exemption (9), which covers “geological and geophysical information, including maps, concerning wells.”

  • list of accredited prospective providers means the list of accredited prospective providers which the municipality must keep in terms of paragraph 14 of this policy;

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Continuation statement means an amendment of a financing statement which: