Affiliate Security definition

Affiliate Security means any security issued by an LTSE Affiliate.
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Affiliate Security means any security issued by a Person who is (a) an affiliate of any Lender for purposes of Section 23A, and (b) listed in the most recent Affiliate List provided by the Administrative Agent to the Borrower.
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Affiliate Security means any security issued by a Nasdaq Affiliate, with the exception of Portfolio Depository Receipts as defined in Rule 4420(i)(1)(A) and Index Fund Shares as defined in Rule 4420(j)(1)(A).
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Examples of Affiliate Security in a sentence

  • Because the Exchange will not be a listing venue, the Exchange proposes a difference from both NYSE Rule 497 and NYSE American Rule 497 - Equities to provide in proposed Rule 3.1(b) that “No Affiliate Security will be listed on the Exchange.” Because no Affiliate Security will be listed on the Exchange, the Exchange does not propose rule text based on NYSE Rule 497(c)(1)(a), (c)(2), or (c)(3).

  • The Exchange also notes that the Adviser is a BZX Affiliate as defined in Rule 14.3(e)(1)(A),5 but the Fund is not an Affiliate Security, as defined in Rule 14.11(e)(1)(B),6 and is therefore not subject to the additional requirements applicable to Affiliate Securities because such definition explicitly excludes Index Fund Shares.

  • More specifically, Rule 5701 provides that, upon initial and throughout continued listing of the Affiliate Security 3 on the Exchange, the Exchange shall: 3 Pursuant to Rule 5701(a)(2), ‘‘Affiliate Security’’ means any security issued by a Nasdaq Affiliate, with the exception of Portfolio Depository Receipts as defined in Rule 4420(i)(1)(A) and Index Fund Shares as defined in Rule 4420(j)(1)(A), and pursuant to Rule 5701(a)(1), ‘‘Nasdaq Affiliate’’ means Nasdaq, Inc.

  • Nowak of Concentric Energy Advisors, Inc.8discusses the ROE.910 2.

  • Accordingly, KPMG New York proposed a reclassification of approximately $12m from Deposits at Clearing Organisations to Affiliate Security Deposits.

  • The chapters that follow should be of value to those encountering the concerns these groups pose from the strategic down to the tactical levels.In 2003, the USAF Counterproliferation Center published a well- received book entitled Know Thy Enemy, which, drawing on Sun Tzu’s guidance on the importance of knowing your enemy in order to be successful in battle, focused on expanding the knowledge of the reader regarding nation states that may present threats or challenges to the United States.

  • In addition, proposed Rule 3.1, which is based on NYSE Rule 497 and NYSE American Rule 497 - Equities, would address the Exchange’s obligations with respect to Affiliate Securities.The Exchange believes that the differences between proposed Rule 3.1 and the rules of NYSE and NYSE American would promote just and equitable principles of trade because the Exchange will not be a listing venue and has represented in proposed Rule 3.1 that no Affiliate Security will be listed on the Exchange.

  • The Exchange also notes that the Adviser is a BZX Affiliate as defined in Rule 14.3(e)(1)(A),9 but the Fund is not an Affiliate Security, as defined in Rule 14.11(e)(1)(B),10 and is therefore not subject to the additional requirements applicable to Affiliate Securities because such definition explicitly excludes Index Fund Shares.

  • Further, paragraph 2.11 of the Affiliate Security Policy (AUA) mandates that the network between the AUA/ KUA and ASA/ KSA should be secure private lines, or in the case of a public network, should be via a secure channel such as SSL or VPN and that the AUA/ KUA server sh ould block any requests other than the ones coming from AUA/ KUA PoT terminals.

  • Amongst other things, t he actions of Respondent No.3 also violate paragraph 2.8 of the Affiliate Security Policy (AUA ), which requires the requesting entities to protect the keys throughout their lifecycle including the aspects of “ key generation, key distribution , and secure key storage” .


More Definitions of Affiliate Security

Affiliate Security means any security issued by a Nasdaq Affiliate or any Exchange-listed option on any such security, with the exception of Portfolio Depository Receipts as defined in Rule 5705(a)(1)(A) and Index Fund Shares as defined in Rule 5705(b)(1)(A).
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Affiliate Security. ’ means any security issued by a Nasdaq Affiliate or any Exchange-listed option on any such security, with the exception of Trust Shares as defined in Rule 803(i) and Index Fund Shares as defined in Rule 803(l).
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Affiliate Security. ’ means any security issued by a Nasdaq Affiliate or any Exchange-listed option on any such security, with the exception of Portfolio Depository Receipts as defined in Rule 4420(i)(1)(A) and Index Fund Shares as defined in Rule 4420(j)(1)(A).
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Affiliate Security means any security issued by an ICE Affiliate or any Exchange-listed option on any such security.
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Affiliate Security means any security issued by a Nasdaq Affiliate, with the exception of Portfolio Depository Receipts as defined in Rule 5705(a)(1)(A) and Index Fund Shares as defined in Rule 5705(b)(1)(A).
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Related to Affiliate Security

  • Fixed Rate Security means a Security which provides for the payment of interest at a fixed rate.

  • Floating Rate Security means a Debt Security that provides for the payment of interest at a variable rate determined periodically by reference to an interest rate index specified pursuant to Section 2.03.

  • Adequate security means protective measures that are commensurate with the consequences and probability of loss, misuse, or unauthorized access to, or modification of information.

  • Reference Security means the security specified as such in the relevant Final Terms. If a Reference Security is no longer outstanding, a Similar Security will be chosen by the Quotation Agent at 11:00 a.m. (CET) on the third Business Day preceding the Make-whole Redemption Date, quoted in writing by the Quotation Agent to the Issuer and published in accordance with Condition 12 (Notices).

  • Special Purpose Securitization Subsidiary means (i) a direct or indirect Subsidiary of the Borrower established in connection with a Permitted Securitization Financing for the acquisition of Securitization Assets or interests therein, and which is organized in a manner (as determined by the Borrower in good faith) intended to reduce the likelihood that it would be substantively consolidated with Holdings (prior to a Qualified IPO), the Borrower or any of the Subsidiaries (other than Special Purpose Securitization Subsidiaries) in the event Holdings (prior to a Qualified IPO), the Borrower or any such Subsidiary becomes subject to a proceeding under the U.S. Bankruptcy Code (or other insolvency law) and (ii) any subsidiary of a Special Purpose Securitization Subsidiary.

  • Derivative Security means any right, option, warrant or other security convertible into or exercisable for Common Stock.

  • Interest Free Security Deposit/ Performance Security means interest free amount to be deposited by the Licensee with NMRC as per terms and conditions of License Agreement as a security against the performance of the License Agreement.

  • Affiliate Subordination Agreement means an Affiliate Subordination Agreement substantially in the form of Exhibit C pursuant to which intercompany obligations and advances owed by any Loan Party are subordinated to the Obligations.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Legitimate educational interest means the need for a school official to review an education record in order to fulfill his or her professional responsibilities.

  • Banking Services means each and any of the following bank services provided to the Borrower or any Subsidiary by any Lender or any of its Affiliates: (a) credit cards for commercial customers (including, without limitation, commercial credit cards and purchasing cards), (b) stored value cards and (c) treasury management services (including, without limitation, controlled disbursement, automated clearinghouse transactions, return items, overdrafts and interstate depository network services).

  • Financial Interest means either:

  • Affiliate of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms “controlling” and “controlled” have meanings correlative to the foregoing.

  • Exchange Security or a "Registrable Security" shall include a reference to the related Guarantee.

  • Affiliate Contract means any contract or agreement between the Company or any of its Subsidiaries (including the Partnership Group), on the one hand, and any Member or Members or any Affiliate or Affiliates of Members, on the other hand.

  • International Interest has the meaning ascribed to the defined term “international interest” under the Cape Town Treaty.

  • Performance Security means monetary guarantee to be furnished by the successful Tenderer for due performance of the contract placed on it. Performance Security is also known as Security Deposit or Performance Bank Guarantee.

  • Affiliate Program The program we've set up for our affiliates as described in this Agreement.

  • Loaned Security means any “security” which is delivered as a Loan under a Securities Loan Agreement; provided that, if any new or different security shall be exchanged for any Loaned Security by recapitalization, merger, consolidation, or other corporate action, such new or different security shall, effective upon such exchange, be deemed to become a Loaned Security in substitution for the former Loaned Security for which such exchange was made.

  • Permitted Security means any Security:

  • Guarantor of Payment means each of the Companies set forth on Schedule 2 hereto, that are each executing and delivering a Guaranty of Payment, or any other Person that shall deliver a Guaranty of Payment to Agent subsequent to the Closing Date.

  • Affiliate Transaction has the meaning provided in Section 4.11.

  • Special Purpose Receivables Subsidiary means a direct or indirect Subsidiary of the Borrower established in connection with a Permitted Receivables Financing for the acquisition of Receivables Assets or interests therein, and which is organized in a manner intended to reduce the likelihood that it would be substantively consolidated with the Borrower or any of the Subsidiaries (other than Special Purpose Receivables Subsidiaries) in the event the Borrower or any such Subsidiary becomes subject to a proceeding under the U.S. Bankruptcy Code (or other insolvency law).

  • Special Purpose Financing Undertakings representations, warranties, covenants, indemnities, guarantees of performance and (subject to clause (y) of the proviso below) other agreements and undertakings entered into or provided by the Borrower or any of its Restricted Subsidiaries that the Borrower determines in good faith (which determination shall be conclusive) are customary or otherwise necessary or advisable in connection with a Special Purpose Financing or a Financing Disposition; provided that (x) it is understood that Special Purpose Financing Undertakings may consist of or include (i) reimbursement and other obligations in respect of notes, letters of credit, surety bonds and similar instruments provided for credit enhancement purposes, (ii) Hedging Obligations or other obligations relating to Interest Rate Agreements, Currency Agreements or Commodities Agreements entered into by the Borrower or any Restricted Subsidiary, in respect of any Special Purpose Financing or Financing Disposition, or (iii) any Guarantee in respect of customary recourse obligations (as determined in good faith by the Borrower, which determination shall be conclusive) in connection with any Special Purpose Financing or Financing Disposition, including in respect of Liabilities in the event of any involuntary case commenced with the collusion of any Special Purpose Subsidiary or any Affiliate thereof, or any voluntary case commenced by any Special Purpose Subsidiary, under any applicable bankruptcy law, and (y) subject to the preceding clause (x), any such other agreements and undertakings shall not include any Guarantee of Indebtedness of a Special Purpose Subsidiary by the Borrower or a Restricted Subsidiary that is not a Special Purpose Subsidiary.

  • Control Affiliate of a Person means (a) any other Person directly or indirectly owning, controlling, or holding with power to vote, greater than 50% of the outstanding voting securities of such Person, (b) any other Person greater than 50% of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such Person, or (c) any Person directly or indirectly controlling, controlled by, or under common control with, such other Person. For purposes of this defined term, “control” means the power to exercise a controlling influence over the management or policies of a company, and “controlling” and “controlled” shall have correlative meanings.

  • Banking Services Provider means any Lender or Affiliate of a Lender that provides Banking Services to any Credit Party.