TCG FINANCIAL SERIES TRUST VIII OPERATING EXPENSES LIMITATION AGREEMENT TCG US GOVERNMENT PREMIER MONEY MARKET FUNDExpenses Limitation Agreement • July 2nd, 2014 • TCG Financial Series Trust VIII • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST VIII (the “Trust”), on behalf of the TCG US GOVERNMENT PREMIER MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • October 28th, 2015 • TCG Financial Series Trust I • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of September, 2015, by and between TCG Financial Series Trust I (the “Trust”), on behalf of the TCG Cash Reserve Government Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • March 3rd, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012 and November 14, 2012, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, and Altegris Equity Long Short Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
TCG FINANCIAL SERIES TRUST I OPERATING EXPENSES LIMITATION AGREEMENT TCG CASH RESERVE GOVERNMENT MONEY MARKET FUNDExpenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust I • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST I (the “Trust”), on behalf of the TCG CASH RESERVE GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AGREEMENT THE JNF PORTFOLIOSExpenses Limitation Agreement • September 30th, 2016 • Northern Lights Variable Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of as of April 12, 2012, as revised March 26, 2014, September 30, 2014, and March 2, 2016 by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of each of its series on Appendix A (each a “Fund” and collectively the “Funds”), and the Advisor of such Funds, JNF Advisors, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • December 28th, 2012 • Northern Lights Fund Trust Ii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of November, 2012, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”), on behalf of the Mariner Hyman Beck Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, RJO Investment Management, LLC (the “Advisor”).
SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT with KAYNE ANDERSON CAPITAL ADVISORS, L.P.Expenses Limitation Agreement • July 22nd, 2020 • Series Portfolios Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 8th day of July 2020, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Kayne Anderson Capital Advisors, L.P., a California limited partnership (the “Adviser”).
INVESTMENT MANAGERS SERIES TRUST FORM OF AMENDED OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • February 28th, 2011 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of September 14, 2010 by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), a series of the Trust, and the Advisor of the Fund, ADVISORY RESEARCH, INC., (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ROANOKE SMALL-CAP GROWTH FUNDExpenses Limitation Agreement • May 14th, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of March, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Roanoke Small-Cap Growth Fund, (the “Fund”) a series of the Trust and the Advisor of the Fund, Roanoke Asset Management Corp. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012, September 26, 2012, November 14, 2012, March 28, 2013, July 16, 2013 September 1, 2013, and September 10, 2013 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, Altegris Equity Long Short Fund, Altegris Fixed Income Long Short Fund, and Altegris Multi-Strategy Alternative Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • April 3rd, 2019 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of March 28, 2018 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris/AACA Real Estate Income Fund (the “Fund”) a series of the Trust, and the adviser of the Fund, Altegris Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • April 30th, 2013 • Northern Lights Fund Trust Ii • New York
WHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 11th day of August, 2011, as amended March 12, 2013 (the “Investment Advisory Agreement”); and
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • October 12th, 2016 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of June, 2015, and amended on August 24, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Toews Tactical Defensive Alpha Fund (the “Fund”), a series of the Trust, and the Advisor of the Fund, Toews Corporation (the “Advisor”).
TRUST FOR ADVISED PORTFOLIOS FORM OF OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • October 22nd, 2020 • Trust for Advised Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (this “Agreement”) is effective as of the 27th day of March 2020 by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and Ziegler Capital Management, LLC (the “Adviser”).
LITMAN GREGORY FUNDS TRUST Operating Expenses Limitation AgreementExpenses Limitation Agreement • July 22nd, 2020 • Litman Gregory Funds Trust • California
This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of July 31, 2020, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the PartnerSelect SBH Focused Small Value Fund, a series of the Trust (the “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • March 29th, 2016 • Northern Lights Fund Trust Ii • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the March 23, 2016 (the “Investment Advisory Agreement”); and
FORM OF NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT SOUTHERNSUN SMALL CAP FUND SOUTHERNSUN U.S. EQUITY FUNDExpenses Limitation Agreement • July 22nd, 2011 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of July, 2008, as revised June 22, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of SOUTHERSUN SMALL CAP FUND AND SOUTHERNSUN U.S. EQUITY FUND (each a “Fund” and collectively the “Funds”)) each a series of the Trust, and the advisor of the Funds, SouthernSun Asset Management, Inc. (the “Advisor”).
MANAGED PORTFOLIO SERIESExpenses Limitation Agreement • April 26th, 2022 • Managed Portfolio Series
THIS FIRST AMENDMENT dated as of the 23rd day of February, 2022, to the Operating Expenses Limitation Agreement, dated as of the 13th day of September 2017, as amended, (the “Agreement”), is entered into by and between Managed Portfolio Series, a Delaware statutory trust (“Trust”) and Principal Street Partners, LLC, a Delaware limited liability company (“Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • May 10th, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of March, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Pacific Financial Core Equity Fund, Pacific Financial Explorer Fund, Pacific Financial International Fund, Pacific Financial Strategic Conservative Fund, Pacific Financial Tactical Fund, (each a “Fund” and collectively the “Funds”) each a series of the Trust and the Advisor of such Funds, The Pacific Financial Group, Inc. (the “Advisor”).
Exhibit 99(b)(d)(ii) ADVISORS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT THIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of January 1, 2001, by and between ADVISORS SERIES TRUST, a Delaware business trust (the...Expenses Limitation Agreement • January 29th, 2001 • Advisors Series Trust • Arizona
TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSES LIMITATION AGREEMENT Geneva Advisors All Cap Growth FundExpenses Limitation Agreement • December 27th, 2006 • Trust for Professional Managers • Wisconsin
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20th day of October, 2006, by and between Trust for Professional Managers, (the “Trust”), on behalf of Geneva Advisors All Cap Growth Fund (the “Fund”), a series of the Trust, and the Investment Adviser of the Fund, Geneva Investment Management of Chicago LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • September 26th, 2014 • Northern Lights Fund Trust Ii • New York
WHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 11th day of August, 2011, as amended April 25, 2014 (the “Investment Advisory Agreement”); and
THE MULTI-STRATEGY GROWTH & INCOME FUND OPERATING EXPENSES LIMITATION AGREEMENT THE MULTI-STRATEGY GROWTH & INCOME FUNDExpenses Limitation Agreement • November 16th, 2011 • Multi-Strategy Growth & Income Fund • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 19th day of September, 2011 (the “Investment Advisory Agreement”); and
ADVISORS PREFERRED TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • June 30th, 2023 • Advisors Preferred Trust • Delaware
effective as of the 2nd day of July 2023, by and between ADVISORS PREFERRED TRUST, a Delaware statutory trust (the "Trust"), on behalf of the Dynamic Alpha Macro Fund, (the "Fund") a series of the Trust and the sub-adviser of such Fund, Dynamic Wealth Group, LLC (the "Sub-Adviser").
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • December 23rd, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012, September 26, 2012, November 14, 2012, March 28, 2013, July 16, 2013, September 1, 2013, September 24, 2013, October 10, 2013 and November 1, 2013 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, Altegris Equity Long Short Fund, Altegris Fixed Income Long Short Fund, Altegris Multi-Strategy Alternative Fund and Altegris/AACA Real Estate Long Short Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • October 10th, 2008 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 26th day of June, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of MUTUALHEDGE EQUITY LONG-SHORT LEGENDS FUND and MUTUALHEDGE EVENT DRIVEN LEGENDS FUND (the “Funds”) a series of the Trust, and the advisor of the Fund, Equinox Fund Management, LLC. (the Advisor”).
TRUST FOR ADVISED PORTFOLIOS FORM OF OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • January 29th, 2020 • Trust for Advised Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (“Agreement”) is dated as of the 28th day of January 2020, by and between Trust for Advised Portfolios, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and collectively, the “Funds”), and Miller Value Partners LLC, a Delaware limited liability company (hereinafter called the “Adviser”).
TCG FINANCIAL SERIES TRUST IV OPERATING EXPENSES LIMITATION AGREEMENT TCG LIQUIDITY PLUS GOVERNMENT MONEY MARKET FUNDExpenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust IV • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST IV (the “Trust”), on behalf of the TCG LIQUIDITY PLUS GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • October 19th, 2011 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011 and August 18, 2011 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, and Altegris Futures Evolution Strategy Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT CMG ABSOLUTE RETURN STRATEGIES FUND CMG TACTICAL EQUITY STRATEGY FUND CMG GLOBAL EQUTY FUND CMG MANAGED HIGH YIELD FUNDExpenses Limitation Agreement • May 1st, 2013 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of February 27, 2009, as revised November 18, 2011, as revised May 22, 2012 and as revised March 27, 2013, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of CMG Absolute Return Strategies Fund, CMG Tactical Equity Strategy Fund, CMG Global Equity Fund and CMG Managed High Yield Fund, (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, CMG Capital Management Group, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT FORTRESS LONG/SHORT CREDIT FUNDExpenses Limitation Agreement • January 23rd, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 7th day of November, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Fortress Long/Short Credit Fund (the “Fund”) a series of the Trust, and the Adviser of the Fund, Logan Circle Partners, L.P. (the “Adviser”).
TCG FINANCIAL SERIES TRUST III OPERATING EXPENSES LIMITATION AGREEMENT TCG LIQUID ASSETS GOVERNMENT MONEY MARKET FUNDExpenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust III • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST III (the “Trust”), on behalf of the TCG LIQUID ASSETS GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
LITMAN GREGORY FUNDS TRUST Operating Expenses Limitation AgreementExpenses Limitation Agreement • April 29th, 2021 • Litman Gregory Funds Trust • California
This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of October 30, 2020, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the PartnerSelect Oldfield International Value Fund, a series of the Trust (the “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”).
LADENBURG THALMANN ALTERNATIVE STRATEGIES FUND OPERATING EXPENSES LIMITATION AGREEMENT LADENBURG THALMANN ALTERNATIVE STRATEGIES FUNDExpenses Limitation Agreement • September 13th, 2010 • Ladenburg Thalmann Alternative Strategies Fund • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of August, 2010, by and between LADENBURG THALMANN ALTERNATIVE STRATEGIES FUND, a Delaware statutory trust (the “Trust”), on behalf of the LADENBURG THALMANN ALTERNATIVE STRATEGIES FUND, (the “Fund”) a series of the Trust and the Advisor of such Fund, Ladenburg Thalmann Asset Management, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • April 27th, 2023 • Northern Lights Fund Trust Ii • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of April 17, 2023, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”), on behalf of the BEACON SELECTIVE RISK ETF and the BEACON TACTICAL RISK ETF (the “Funds”) each a series of the Trust and the Advisor of such Fund, BEACON CAPITAL MANAGEMENT, INC. (the “Advisor”).
