Investment Managers Series Trust Sample Contracts

Investment Managers Series TrustSUB-ADVISORY AGREEMENT BETWEEN LIBERTY STREET ADVISORS, INC. AND SECURIAN ASSET MANAGEMENT, INC. (November 12th, 2020)

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2020, is entered into by and between Liberty Street Advisors, Inc., a New York corporation with its principal office and place of business at 100 Wall Street, Floor 20, New York, NY 10005 (the “Advisor”) and Securian Asset Management, Inc., a Minnesota corporation, with its principal office and place of business at 400 Robert Street North, St. Paul, MN 55101 (the “Sub-advisor”).

Investment Managers Series TrustSUBSCRIPTION AGREEMENT (November 12th, 2020)

THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 20__, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the Securian AM Balanced Stabilization Fund, the Securian AM Equity Stabilization Fund and the Securian AM Real Asset Income Fund (the “Funds”), and ______________________________ (the "Purchaser").

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT (November 12th, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Liberty Street Advisors, Inc. (the “Advisor”).

Investment Managers Series TrustINVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Liberty Street advisors, Inc. (November 12th, 2020)

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Liberty Street Advisors, Inc., a New York corporation (the “Advisor”).

Investment Managers Series TrustAMENDMENT TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF INVESTMENT MANAGERS SERIES TRUST (November 12th, 2020)

Pursuant to Section 9.5 of the Amended and Restated Agreement and Declaration of Trust of Investment Managers Series Trust (the “Trust”) (the “Declaration of Trust”), a Delaware statutory trust, the undersigned officer of the Trust amends the Declaration of Trust to add the following provision under Section 7.3:

Investment Managers Series TrustAMENDMENT TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF INVESTMENT MANAGERS SERIES TRUST (September 25th, 2020)

Pursuant to Section 9.5 of the Amended and Restated Agreement and Declaration of Trust of Investment Managers Series Trust (the “Trust”) (the “Declaration of Trust”), a Delaware statutory trust, the undersigned officer of the Trust amends the Declaration of Trust to add the following provision under Section 7.3:

Investment Managers Series TrustSUBSCRIPTION AGREEMENT (August 28th, 2020)

THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 20__, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the WCM International Small Cap Growth Fund (the “Fund”), and __________________________ (the "Purchaser").

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST SEVENTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (August 28th, 2020)

THIS SEVENTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of _______, 2020, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, WCM Investment Management, LLC (the “Advisor”).

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST EIGHTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (August 28th, 2020)

THIS EIGHTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of September 1, 2020, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, WCM Investment Management, LLC (the “Advisor”).

Investment Managers Series TrustINVESTMENT ADVISORY AGREEMENT BETWEEN 361 GLOBAL Managed Futures Strategy Fund LIMITED AND (August 18th, 2020)

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between 361 Global Managed Futures Strategy Fund Limited (the “Fund”) (the “Fund”), and 361 Capital, LLC, a Delaware limited liability company (the “Advisor”).

Investment Managers Series TrustTRADING ADVISORY AGREEMENT BETWEEN AND REVOLUTION CAPITAL MANAGEMENT LLC (August 18th, 2020)

THIS TRADING ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between 361 Capital, LLC (the “Advisor”), a Delaware limited liability company, and Revolution Capital Management LLC (the “Trading Advisor”), a Colorado limited liability company.

Investment Managers Series TrustTRADING ADVISORY AGREEMENT BETWEEN AND REVOLUTION CAPITAL MANAGEMENT LLC (August 18th, 2020)

THIS TRADING ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between 361 Capital, LLC (the “Advisor”), a Delaware limited liability company, and Revolution Capital Management LLC (the “Trading Advisor”), a Colorado limited liability company.

Investment Managers Series TrustTRADING ADVISORY AGREEMENT BETWEEN AND REVOLUTION CAPITAL MANAGEMENT LLC (August 18th, 2020)

THIS TRADING ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between 361 Capital, LLC (the “Advisor”), a Delaware limited liability company, and Revolution Capital Management LLC (the “Trading Advisor”), a Colorado limited liability company.

Investment Managers Series TrustTRADING ADVISORY AGREEMENT BETWEEN AND REVOLUTION CAPITAL MANAGEMENT LLC (August 18th, 2020)

THIS TRADING ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between 361 Capital, LLC (the “Advisor”), a Delaware limited liability company, and Revolution Capital Management LLC (the “Trading Advisor”), a Colorado limited liability company.

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT (August 18th, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, 361 Capital, LLC (the “Advisor”).

Investment Managers Series TrustINVESTMENT ADVISORY AGREEMENT BETWEEN 361 GLOBAL Managed Futures Strategy Fund LIMITED AND (August 18th, 2020)

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between 361 Global Managed Futures Strategy Fund Limited (the “Fund”) (the “Fund”), and 361 Capital, LLC, a Delaware limited liability company (the “Advisor”).

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT (August 18th, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, 361 Capital, LLC (the “Advisor”).

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST SIXTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (June 25th, 2020)

THIS SIXTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ________, 2020, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, WCM Investment Management (the “Advisor”).

Investment Managers Series Trustfourth AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management (June 25th, 2020)

THIS FOURTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ______, 2020, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013, October 30, 2019 and March 31, 2020 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, a California corporation (the “Advisor”).

Investment Managers Series TrustSUBSCRIPTION AGREEMENT (June 25th, 2020)

THIS SUBSCRIPTION AGREEMENT is entered into as of the ___ day of _____ 2020, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the WCM Focused International Value Fund (the “Fund”), and ______________________________ (the "Purchaser").

Investment Managers Series TrustWCM FOCUSED INTERNATIONAL VALUE FUND Form of Distribution Agreement (June 25th, 2020)

AGREEMENT made this ___________, 2020 by and between the INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), and NATIXIS DISTRIBUTION, L.P., a Delaware limited partnership (the “Distributor”).

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST THIRD AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (April 29th, 2020)

THIS THIRD AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of May 1, 2019, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Aristotle Capital Boston, LLC (the “Advisor”).

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (April 29th, 2020)

THIS FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of March 1, 2020, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Aristotle Capital Management, LLC (the “Advisor”).

Investment Managers Series TrustADMINISTRATIVE AGENCY AGREEMENT (April 27th, 2020)

THIS AGREEMENT is made as of [________] __, 2020_, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the "Accounting Agent"), and Investment Managers Series Trust a Delaware statutory trust (the “Fund” on behalf of each series listed on Appendix A to this Agreement each a “Portfolio” and collectively, the "Portfolios").

Investment Managers Series TrustFORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST (April 27th, 2020)

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of_____________, 2020, is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Knowledge Leaders Capital, LLC, a Colorado Limited Liability Company (the “Advisor”).

Investment Managers Series TrustSUBSCRIPTION AGREEMENT (April 27th, 2020)

THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 20__, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the Knowledge Leaders Developed World ETF (the “Fund”), and ______________________________ (the "Purchaser").

Investment Managers Series TrustFORM OF CUSTODIAN AGREEMENT (April 27th, 2020)

THIS AGREEMENT, dated as of [____], 2020, between INVESTMENT MANAGERS SERIES TRUST (the Fund, including its separate series listed on Exhibit A, the Portfolios), a Delaware statutory trust and an open-end management investment company registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, the Custodian).

Investment Managers Series TrustETF DISTRIBUTION AGREEMENT (April 27th, 2020)

This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2020, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 235 W. Galena Street, Milwaukee, WI 53212, and «Foreside Entity», a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.

Investment Managers Series TrustINVESTMENT MANAGERS SERIES TRUST FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (March 31st, 2020)

THIS FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of _______, 2020, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, WCM Investment Management (the “Advisor”).

Investment Managers Series TrustSUBSCRIPTION AGREEMENT (March 31st, 2020)

THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 20__, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the WCM China Quality Growth Fund, the WCM Focused ESG International Fund and the WCM Focused ESG Emerging Markets Fund (the “Fund”), and ______________________________ (the "Purchaser").

Investment Managers Series TrustTHIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND WCM Investment Management (March 31st, 2020)

THIS THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2020, to the Investment Advisory Agreement dated May 27, 2011, as amended June 28, 2013 and October 30, 2020 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and WCM Investment Management, a California corporation (the “Advisor”).

Investment Managers Series TrustWCM CHINA QUALITY GROWTH FUND WCM FOCUSED ESG INTERNATIONAL FUND WCM FOCUSED ESG EMERGING MARKETS FUND Distribution Agreement (March 31st, 2020)

AGREEMENT made this ___________ ___, 2020 by and between the INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), and NATIXIS DISTRIBUTION, L.P., a Delaware limited partnership (the “Distributor”).

Investment Managers Series TrustAMENDED AND RESTATED SUB-ADVISORY AGREEMENT BETWEEN (February 28th, 2020)

THIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of April 1, 2019 to the Sub-Advisory Agreement, dated November 20, 2014 as amended from time to time (the “Prior Agreement”), is entered into by and between 361 Capital LLC, a Delaware limited liability company with its principal office and place of business at 4600 South Syracuse Street, Suite 500, Denver, CO 80237 (the “Advisor”) and Wells Capital Management, Inc., a registered investment adviser located at 525 Market Street, San Francisco, CA 94105 (the “Sub-advisor”).

Investment Managers Series TrustNORTH SQUARE INVESTMENTS TRUST OPERATING EXPENSES LIMITATION AGREEMENT (December 13th, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of _________, 2019 by and between NORTH SQUARE INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, North Square Investments, LLC (the “Advisor”).

Investment Managers Series TrustFIRST AMENDMENT TO DISTRIBUTION AGREEMENT (December 13th, 2019)

This first amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of May 10, 2019 by and between North Square Investments Trust (“Client”) and Compass Distributors, LLC (“Foreside”) is entered into as of ___________, 2019 (the “Effective Date”).