SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 30th day of September, 2005, between Claymore Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the...Subscription Agreement • March 31st, 2006 • Claymore Trust
INVESTMENT ADVISORY AGREEMENT CLAYMORE/ZACKS MULTI-CAP OPPORTUNITIES FUND THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of September 29, 2005, between Claymore/Zacks Multi-Cap Opportunities Fund (the "Fund"), a series of Claymore...Investment Advisory Agreement • November 21st, 2005 • Claymore Trust • Delaware
ADMINISTRATION AGREEMENT Agreement made as of May 27, 2005, between CLAYMORE TRUST, a Delaware statutory trust (the "Trust"), and Claymore Advisors, LLC, a Delaware limited liability company (the "Administrator"). WHEREAS, the Trust intends to operate...Administration Agreement • March 31st, 2006 • Claymore Trust • Delaware
OFAgreement and Declaration • March 31st, 2006 • Claymore Trust
FUND ACCOUNTING AGREEMENT AGREEMENT made as of this 27th day of May, 2005 by and between each Fund listed on Exhibit A, hereto, as amended from time to time (each a "Fund" and collectively the "Funds"), each a Delaware statutory trust having its...Fund Accounting Agreement • March 31st, 2006 • Claymore Trust • New York
CUSTODY AGREEMENT Dated ______________, 2013 Between UMB BANK, N.A. and [ADVISER NAME] ON BEHALF OF ITSELF AND SILVERPEPPER COMMODITY HOLDINGSCustody Agreement • September 4th, 2013 • Investment Managers Series Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and [ADVISER NAME], a [FORM OF ENTITY] on behalf of itself and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 20th day of July, 2005, by and between CLAYMORE TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability...Transfer Agent Servicing Agreement • March 31st, 2006 • Claymore Trust • Wisconsin
second AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND VAUGHAN nELSON INVESTMENt MANAGEMENT, L.P.Investment Advisory Agreement • February 27th, 2024 • Investment Managers Series Trust • Delaware
THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _______ to the Investment Advisory Agreement dated December 6, 2019, as amended November 1, 2021 (the “Prior Agreement”) is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Vaughan Nelson Investment Management, L.P., a Delaware limited partnership (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 13th, 2018 • North Square Investments Trust • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of _________, 2018 by and between North Square Investments Trust, a __________________ (the “Client”) and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • April 27th, 2020 • Investment Managers Series Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2020, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 235 W. Galena Street, Milwaukee, WI 53212, and «Foreside Entity», a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
INVESTMENT ADVISORY AGREEMENT CLAYMORE/FIDUCIARY STRATEGIC EQUITY FUND THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of May 27, 2005, between Claymore/Fiduciary Strategic Equity Fund (the "Fund"), a series of Claymore Trust, a...Investment Advisory Agreement • March 31st, 2006 • Claymore Trust • Delaware
SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 27th day of May, 2005, between Claymore Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the...Subscription Agreement • March 31st, 2006 • Claymore Trust
SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND INSIGHT NORTH AMERICA LLCSub-Advisory Agreement • August 28th, 2023 • Investment Managers Series Trust
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of February 1, 2023, is entered into by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Insight North America LLC, a New York State limited liability company (the “Sub-advisor”).
INVESTMENT ADVISORY AGREEMENT CLAYMORE CORE EQUITY FUND THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of September 29, 2005, between Claymore Core Equity Fund (the "Fund"), a series of Claymore Trust, a Delaware statutory trust (the...Investment Advisory Agreement • September 30th, 2005 • Claymore Trust • Delaware
INVESTMENT ADVISORY AGREEMENT CLAYMORE PERONI EQUITY OPPORTUNITIES FUND THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of May 27, 2005, between Claymore Peroni Equity Opportunities Fund (the "Fund"), a series of Claymore Trust, a...Investment Advisory Agreement • March 31st, 2006 • Claymore Trust • Delaware
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 28th, 2017 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of December 31, 2015, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Liberty Street Advisors, Inc. (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND PALMER SQUARE CAPITAL management, LLCInvestment Advisory Agreement • May 24th, 2019 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of December 31, 2018, between the Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), and Palmer Square Capital Management LLC, a Delaware limited liability corporation (the “Advisor”).
WCM Quality Dividend Growth Fund Distribution AgreementDistribution Agreement • July 27th, 2023 • Investment Managers Series Trust • Massachusetts
AGREEMENT made this ________ by and between the INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), and NATIXIS DISTRIBUTION, LLC, a Delaware limited partnership (the “Distributor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 26th, 2013 • Investment Managers Series Trust • Delaware
This AGREEMENT is made as of the ____ day of ___ 2013, by and between Palmer Square Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Fountain Capital Management LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 26th, 2013 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of July 31, 2013 by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), a series of the Trust, and the Advisor of the Fund, Segall Bryant & Hamill (the “Advisor”).
SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 29th day of September, 2005, between Claymore Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the...Subscription Agreement • March 31st, 2006 • Claymore Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 13th, 2013 • American Beacon Funds • Texas
AGREEMENT made this __ day of ______, 2013 by and among American Beacon Funds (“Trust”), American Beacon Advisors, Inc., a Delaware Corporation (the "Manager"), and Sustainable Growth Advisers, LP (the "Adviser");
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 18th, 2020 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, 361 Capital, LLC (the “Advisor”).
CLAYMORE TRUST FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS FIRST AMENDMENT dated as of the 1st day of March, 2006, to the Transfer Agent Servicing Agreement, dated as of July 20, 2005 (the "Agreement"), is entered by and between...Servicing Agreement • March 31st, 2006 • Claymore Trust
SUB-ADVISORY AGREEMENT BETWEEN NORTH SQUARE INVESTMENTS, LLC ANDSub-Advisory Agreement • December 13th, 2019 • Investment Managers Series Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _________, 20__, is entered into by and between North Square Investments, LLC, a Delaware limited liability company, with its principal office and place of business at 10 S. LaSalle Street, Suite 1925, Chicago, IL 60603 (the “Adviser”), and Red Cedar Investment Management, LLC, a Michigan limited liability company with its principal office and place of business at 333 Bridge Street NW, Suite 601, Grand Rapids, Michigan 49504 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENT BETWEEN 361 GLOBAL Managed Futures Strategy Fund LIMITED ANDInvestment Advisory Agreement • August 18th, 2020 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between 361 Global Managed Futures Strategy Fund Limited (the “Fund”) (the “Fund”), and 361 Capital, LLC, a Delaware limited liability company (the “Advisor”).
Amended and Restated TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 1st, 2009 • Investment Managers Series Trust • Wisconsin
THIS TRANSFER AGENCY AGREEMENT is made as of this 25th day of March, 2009, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 28th, 2020 • Investment Managers Series Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 20__, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the WCM International Small Cap Growth Fund (the “Fund”), and __________________________ (the "Purchaser").
SUBSCRIPTION AGREEMENTSubscription Agreement • March 1st, 2012 • Investment Managers Series Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the 1st day of November, 2011, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Russell Hoss. (the "Purchaser").
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAdministration, Fund Accounting and Recordkeeping Agreement • September 4th, 2013 • Investment Managers Series Trust • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this ___ day of _________, 2013, by and between SilverPepper Commodity Holdings, a Cayman Islands Exempted Company (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
FORM OF CUSTODIAN AGREEMENTForm of Custodian Agreement • April 27th, 2020 • Investment Managers Series Trust • New York
THIS AGREEMENT, dated as of [____], 2020, between INVESTMENT MANAGERS SERIES TRUST (the Fund, including its separate series listed on Exhibit A, the Portfolios), a Delaware statutory trust and an open-end management investment company registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, the Custodian).
FORM OF EXPENSE REIMBURSEMENT AGREEMENT EXPENSE REIMBURSEMENT AGREEMENT (the "Agreement"), dated as of April 1, 2007 by and among Claymore Trust (the "Trust"), on behalf of the Claymore/Fiduciary Large Cap Core Fund series of the Trust (the "Fund"),...Expense Reimbursement Agreement • March 29th, 2007 • Claymore Trust
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF INVESTMENT MANAGERS SERIES TRUST A Delaware Statutory Trust JUNE 16, 2022Agreement and Declaration • July 26th, 2022 • Investment Managers Series Trust
FORM OF EXPENSE REIMBURSEMENT AGREEMENT EXPENSE REIMBURSEMENT AGREEMENT (the "Agreement"), dated as of April 1, 2007 by and between Claymore Advisors, LLC, a Delaware limited liability company (the "Advisor") and Claymore Trust (the "Trust"), on...Expense Reimbursement Agreement • March 29th, 2007 • Claymore Trust
DISTRIBUTION AGREEMENTDistribution Agreement • February 1st, 2008 • Investment Managers Series Trust • Wisconsin
THIS AGREEMENT is made as of this 3rd day of December, 2007, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”) and Grand Distribution Services, LLC, a Wisconsin limited liability company (the “Distributor”).
