Trust for Professional Managers Sample Contracts

May 21st, 2020 · Common Contracts · 258 similar
Trust for Professional ManagersDISTRIBUTION AGREEMENT

THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Terra Firma Asset Management LLC, the investment advisor to the Trust the (“Advisor”) is a party hereto with respect to Sections 3 F. and 6 only.

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August 27th, 2010 · Common Contracts · 195 similar
Trust for Professional ManagersCUSTODY AGREEMENT

THIS AGREEMENT is made and entered into as of this 10th day of August, 2010, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

April 8th, 2016 · Common Contracts · 127 similar
Trust for Professional ManagersFUND ACCOUNTING SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of the 11th day of April, 2016, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

August 22nd, 2019 · Common Contracts · 117 similar
Integrity FundsCUSTODY AGREEMENT Dated ______________, 2019 Between UMB BANK, N.A. and THE INTEGRITY FUNDS

This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).

March 3rd, 2020 · Common Contracts · 104 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with TERRA FIRMA ASSET MANAGEMENT, LLC

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the […] day of […], 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.

September 20th, 2010 · Common Contracts · 98 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT Cookson Peirce Core Equity Fund

THIS INVESTMENT ADVISORY AGREEMENT is made as of the 1st day of July, 2010, by and between Trust for Professional Managers, (hereinafter called the “Trust”), on behalf of Cookson Peirce Core Equity Fund (the “Fund”), a series of the Trust, and Cookson, Peirce & Co., Inc. (hereinafter called the “Advisor;”).

December 23rd, 2011 · Common Contracts · 91 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS DISTRIBUTION AGREEMENT

THIS AGREEMENT is made and entered into as of this 29th day of December 2011, by and among Trust for Professional Managers, a Delaware statutory trust (the “Client”), Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor” or “Foreside”) and Performance Trust Capital Partners, LLC, an Illinois limited liability company (the “Adviser”).

December 19th, 2003 · Common Contracts · 65 similar
Zodiac TrustARTICLE I DEFINITIONS
December 28th, 2017 · Common Contracts · 61 similar
Trust for Professional ManagersINVESTMENT SUB-ADVISORY AGREEMENT

This Investment Sub-Advisory Agreement (“Agreement”) made as of April 27, 2017 (the “Effective Date”), by and among Epoch Investment Partners, Inc. a Delaware corporation located at 399 Park Avenue, New York, New York 10022 (the “Sub-Advisor”), and Envestnet Asset Management, Inc., a Delaware corporation located at 35 East Wacker Drive, Suite 2400, Chicago, Illinois 60601 (the “Advisor”).

September 30th, 2010 · Common Contracts · 55 similar
Trust for Professional ManagersCUSTODIAN AGREEMENT

THIS AGREEMENT, dated as of August 24, 2010, between Trust for Professional Managers, on behalf of its series, the Heartland International Small Cap Fund, a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).

June 9th, 2011 · Common Contracts · 52 similar
Trust for Professional ManagersTRANSFER AGENT SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of the 28th day of April, 2011, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

March 3rd, 2021 · Common Contracts · 39 similar
Trust for Professional ManagersETF DISTRIBUTION AGREEMENT

This Distribution Agreement (the “Agreement”) is made this 30th day of September 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, 2nd Floor, Milwaukee, Wisconsin 53202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101.

August 14th, 2008 · Common Contracts · 36 similar
Trust for Professional ManagersFUND ADMINISTRATION SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of this 21st day of July, 2008, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

August 30th, 2001 · Common Contracts · 33 similar
Zodiac TrustDISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 27th day of August, 2001, by and among Zodiac Trust, a Delaware business trust (the "Trust"), Conning Asset Management Company, a Missouri corporation (the "Adviser") and Quasar ...
August 1st, 2005 · Common Contracts · 27 similar
Trust for Professional ManagersCUSTODY AGREEMENT

THIS AGREEMENT is made and entered into as of this 19th day of July, 2005, by and between Trust for Professional Managers a Delaware business trust (the “Trust”), on behalf of the Cookson Peirce Core Equity Fund and U.S. Bank National Association, a national banking association (the “Custodian”).

April 8th, 2016 · Common Contracts · 27 similar
Trust for Professional ManagersFUND ADMINISTRATION SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of this 11th day of April, 2016, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

August 1st, 2005 · Common Contracts · 23 similar
Trust for Professional ManagersDISTRIBUTION AGREEMENT

THIS AGREEMENT is made and entered into as this 19th of July, 2005, by and among Trust for Professional Managers, a Delaware business Trust (the “Trust”), on behalf of the Cookson Peirce Core Equity Fund and Cookson, Peirce & Co., Inc. (the “Advisor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).

August 22nd, 2019 · Common Contracts · 16 similar
Integrity FundsTHE INTEGRITY FUNDS on behalf of the INTEGRITY SHORT TERM GOVERNMENT FUND FORM OF INVESTMENT ADVISORY AGREEMENT

AGREEMENT, effective commencing on January 18, 2020, Viking Fund Management, LLC, (the “Adviser”) and The Integrity Funds (the “Trust”) on behalf of Integrity Short Term Government Fund (the “Fund”).

June 25th, 2015 · Common Contracts · 14 similar
Trust for Professional ManagersINVESTMENT SUB-ADVISORY AGREEMENT

AGREEMENT made as of the 23rd day of March, 2015, by and among _____, (the “Sub-Advisor”), and Aurora Investment Management L.L.C. a Delaware limited liability company located at 300 North LaSalle Street, 52nd Floor, Chicago, Illinois 60654 (the “Advisor”).

March 28th, 2019 · Common Contracts · 14 similar
Trust for Professional ManagersINVESTMENT ADVISORY AGREEMENT with CONVERGENCE INVESTMENT PARTNERS, LLC

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 1st day of November, 2018, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”), and Convergence Investment Partners, LLC (hereinafter called the “Adviser”), the investment adviser for the Funds.

January 8th, 2018 · Common Contracts · 13 similar
Trust for Professional ManagersCUSTODY AGREEMENT

THIS AGREEMENT is made and entered into as of this 8th day of January, 2018, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit B hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

August 1st, 2005 · Common Contracts · 11 similar
Trust for Professional ManagersFUND ACCOUNTING SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of this 19th of July, 2005, by and between the Trust for Professional Managers, a Delaware business Trust (the “Trust”) on behalf of the Cookson Peirce Core Equity Fund and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

April 28th, 2010 · Common Contracts · 8 similar
Trust for Professional ManagersCUSTODY AGREEMENT

THIS AGREEMENT is made and entered into as of this 20th day of April, 2010, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

December 23rd, 2015 · Common Contracts · 6 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of October 1, 2015, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”), and William Blair Investment Management, LLC (hereinafter called the “Adviser”), a Delaware limited liability company located at 222 West Adams Street, Chicago, Illinois, 60606.

April 9th, 2013 · Common Contracts · 6 similar
Trust for Professional ManagersCUSTODY AGREEMENT

THIS AGREEMENT is made and entered into as of this 21st day of February, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

August 1st, 2005 · Common Contracts · 6 similar
Trust for Professional ManagersTRANSFER AGENT SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of this 19th day of July, 2005, by and between the Trust for Professional Managers, a Delaware business Trust (the “Trust”), on behalf of the Cookson Peirce Core Equity Fund (the “Fund”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

July 30th, 2010 · Common Contracts · 5 similar
Trust for Professional ManagersAGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 29th day of March, 2010, by and between The Barrett Funds, a Delaware statutory trust, with its principal place of business at 90 Park Avenue, New York, New York 10016, with respect to the Barrett Growth Fund (the “Acquired Fund”), a separate series of The Barrett Funds, and Trust for Professional Managers (“TPM”) a Delaware statutory trust, with its principal place of business at 615 East Michigan Street, Milwaukee, Wisconsin 53202, with respect to the Barrett Growth Fund, a separate series of TPM (the “Acquiring Fund” and, collectively with the Acquired Fund, the “Funds”).

February 25th, 2013 · Common Contracts · 5 similar
Trust for Professional ManagersAMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT

THIS AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of the 24th day of January, 2013, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Sub-Adviser”), and Tiedemann Wealth Management, LLC, a Delaware limited liability company (the “Adviser”).

May 21st, 2020 · Common Contracts · 5 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with TERRA FIRMA ASSET MANAGEMENT, LLC

THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 23rd day of April, 2020, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.

December 20th, 2018 · Common Contracts · 5 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with FIERA CAPITAL INC.

THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of the 29th day of December, 2017, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Fiera Capital Inc. (the “Adviser”), a Delaware corporation.

August 22nd, 2019 · Common Contracts · 5 similar
Integrity FundsFORM OF NEW INVESTMENT SUB-ADVISORY AGREEMENT FOR THE INTEGRITY SHORT TERM GOVERNMENT FUND

AGREEMENT dated January 18, 2020, between Viking Fund Management, LLC, a North Dakota limited liability company (the “Adviser”), located in Minot, ND, and M.D. Sass Investors Services, Inc., a Delaware corporation (the “Sub-Adviser”), located in New York, NY, with respect to the Integrity Short Term Government Fund.

December 20th, 2013 · Common Contracts · 5 similar
Trust for Professional ManagersTRANSFER AGENT SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of the 24th day of October, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

August 1st, 2005 · Common Contracts · 5 similar
Trust for Professional ManagersFUND ADMINISTRATION SERVICING AGREEMENT

THIS AGREEMENT is made and entered into as of this19th day of July, 2005, by and between Trust for Professional Managers, a Delaware business trust (the “Trust”) on behalf of the Cookson Peirce Core Equity Fund and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

December 19th, 2003 · Common Contracts · 4 similar
Zodiac TrustFUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of August, 2001 by and between Zodiac Trust, a Delaware business trust (the "Trust") and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability ...
December 19th, 2007 · Common Contracts · 4 similar
Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT SMEAD VALUE FUND

THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of October, 2007, by and between Trust for Professional Managers, (the “Trust”), on behalf of the Smead Value Fund (the “Fund”), a series of the Trust, and Smead Capital Management, Inc., the investment adviser to the Fund (the “Adviser”).