Trust for Professional Managers Sample Contracts

Trust for Professional ManagersFUND SERVICING AGREEMENT (March 3rd, 2021)

THIS FUND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of the 9th day of September 2020, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).

Trust for Professional ManagersAUTHORIZED PARTICIPANT AGREEMENT TRUST FOR PROFESSIONAL MANAGERS (March 3rd, 2021)

This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Trust for Professional Managers (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therei

Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS CUSTODY AGREEMENT (March 3rd, 2021)

THIS AGREEMENT, is made and entered into as of September 9, 2020, as amended, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business in Minneapolis, Minnesota (the “Custodian”).

Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with MAIRS & POWER, INC. (March 3rd, 2021)

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 18th day of August, 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time, and Mairs & Power, Inc. (the “Adviser”), a Minnesota corporation.

Trust for Professional ManagersETF DISTRIBUTION AGREEMENT (March 3rd, 2021)

This Distribution Agreement (the “Agreement”) is made this 30th day of September 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, 2nd Floor, Milwaukee, Wisconsin 53202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101.

Trust for Professional ManagersDISTRIBUTION AGREEMENT (January 25th, 2021)

THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), Trust for Professional Managers (“Fund Company”) and CrossingBridge Advisors, LLC (“Adviser”).

Trust for Professional ManagersFOURTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (December 30th, 2020)

THIS AMENDMENT, effective as of the last date on the signature page, to the Fund Accounting Servicing Agreement, dated as of August 10, 2010, as amended (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the Performance Trust Funds (the “Funds”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersFIRST AMENDMENT TO DISTRIBUTION AGREEMENT (December 30th, 2020)

This first amendment (the “Amendment”) to the Distribution Agreement (the “Agreement”) dated as of May 31, 2017 by and among Trust for Professional Managers (“Fund Company”), PT Asset Management, LLC (f/k/a Performance Trust Investment Advisors, LLC) (the “Advisor”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of December 31, 2020 (the “Effective Date”).

Trust for Professional ManagersFOURTH AMENDMENT TO THE CUSTODY AGREEMENT (December 30th, 2020)

THIS AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement, originally made and entered into as of August 10, 2010, as amended (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of the Performance Trust Funds (the "Funds") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").

Trust for Professional ManagersTHIRD AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT (December 30th, 2020)

THIS AMENDMENT, effective as of the last date on the signature page, to the Transfer Agent Servicing Agreement, dated as of August 10, 2010, as amended (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of the Performance Trust Funds (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

Trust for Professional ManagersFIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with PT ASSET MANAGEMENT, LLC (December 30th, 2020)

THIS FIRST AMENDMENT dated as of November 17, 2020, to the Amended and Restated Operating Expense Limitation Agreement, dated as of December 29, 2017 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and PT ASSET MANAGEMENT, LLC (hereinafter called the “Adviser”).

Trust for Professional ManagersTHIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT (December 30th, 2020)

THIS AMENDMENT, effective as of the last date on the signature page, to the Fund Administration Servicing Agreement, dated as of August 10, 2010, as amended (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of the Performance Trust Funds (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

Trust for Professional ManagersSECOND AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with PT ASSET MANAGEMENT, LLC (December 30th, 2020)

THIS SECOND AMENDMENT dated effective as of the 17th day of November, 2020, to the Amended and Restated Investment Advisory Agreement, dated as of December 11, 2013, and amended as of December 29, 2017 (the “Agreement”), entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and PT ASSET MANAGEMENT, LLC (hereinafter called the “Adviser”).

Trust for Professional ManagersDISTRIBUTION AGREEMENT (September 23rd, 2020)

THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), Trust for Professional Managers (“Fund Company”) and Barrett Asset Management, LLC (“Adviser”).

Trust for Professional ManagersDISTRIBUTION AGREEMENT (June 26th, 2020)

THIS DISTRIBUTION AGREEMENT (“Agreement’’) is by and between Quasar Distributors, LLC (the ‘‘Distributor’’), [Bright Rock Funds] (“Fund Company”) and [Bright Rock Capita Management] (“Adviser”).

Trust for Professional ManagersDISTRIBUTION AGREEMENT (June 24th, 2020)

THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), Trust for Professional Managers (“Fund Company”) and Snow Capital Management L.P. (“Adviser”).

Trust for Professional ManagersDISTRIBUTION AGREEMENT (June 22nd, 2020)

THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), Manager Directed Portfolios (“Fund Company”) and Dearborn Partners (“Adviser”).

Trust for Professional ManagersSECOND AMENDMENT TO THE (June 5th, 2020)

THIS SECOND AMENDMENT effective as of October 23, 2019, to the Fund Administration Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersFIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT (June 5th, 2020)

THIS FIRST AMENDMENT effective as of October 23, 2019, to the Distribution Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”)and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”), and effective as of the last date on the signature block.

Trust for Professional ManagersTRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with TERRA FIRMA ASSET MANAGEMENT, LLC (May 21st, 2020)

THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 23rd day of April, 2020, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.

Trust for Professional ManagersDISTRIBUTION AGREEMENT (May 21st, 2020)

THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Terra Firma Asset Management LLC, the investment advisor to the Trust the (“Advisor”) is a party hereto with respect to Sections 3 F. and 6 only.

Trust for Professional ManagersDISTRIBUTION AGREEMENT (April 24th, 2020)

THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), the TRUST FORPROFESSIONAL MANAGERS (“Marketfield Fund”) and MARKETFIELD ASSET MANAGEMENT LLC (“Adviser”).

Trust for Professional ManagersFIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with JENSEN INVESTMENT MANAGEMENT, INC. (April 14th, 2020)

THIS FIRST AMENDMENT dated as of October 23, 2019, to the Operating Expense Limitation Agreement, dated as of February 28, 2018 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Appendix A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and JENSEN INVESTMENT MANAGEMENT, INC. (hereinafter called the “Adviser”).

Trust for Professional ManagersFIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (April 14th, 2020)

THIS FIRST AMENDMENT effective as of October 23, 2019, to the Fund Accounting Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersSECOND AMENDMENT TO THE CUSTODY AGREEMENT (April 14th, 2020)

THIS SECOND AMENDMENT dated as of November 20, 2019, to the Custody Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

Trust for Professional ManagersFIRST AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with JENSEN INVESTMENT MANAGEMENT, INC. (April 14th, 2020)

THIS FIRST AMENDMENT dated as of October 23, 2019, to the Investment Advisory Agreement, dated as of February 28, 2018 (the “Agreement”), entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and JENSEN INVESTMENT MANAGEMENT, INC. (hereinafter called the “Adviser”).

Trust for Professional ManagersADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENT (April 14th, 2020)

THIS ADDENDUM, dated as of March 31, 2017, to the Transfer Agent Servicing Agreement dated January 18, 2010 (the “Agreement”), is entered into by and among the TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the Jensen Quality Value Fund (the “Fund”), U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”) and JENSEN INVESTMENT MANAGEMENT, INC. (the “Adviser”).

Trust for Professional ManagersDISTRIBUTION AGREEMENT (April 14th, 2020)

THIS DISTRIBUTION AGREEMENT (“Agreement’’) is by and between Quasar Distributors, LLC (the ‘‘Distributor’’), Trust for Professional Managers, a Delaware statutory trust, on behalf of its series, the Jensen Quality Value Fund, and the Jensen Global Quality Growth Fund (“Fund Company”), and Jensen Investment Management. Inc. (“Adviser”).

Trust for Professional ManagersTHIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT (April 14th, 2020)

THIS THIRD AMENDMENT dated November 20, 2019, to the Fund Administration Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersFIRST AMENDMENT TO THE CUSTODY AGREEMENT (April 14th, 2020)

THIS FIRST AMENDMENT effective as of October 23, 2019, to the Custody Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

Trust for Professional ManagersFIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT (April 14th, 2020)

THIS FIRST AMENDMENT effective as of October 23, 2019, to the Distribution Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”)and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”), and effective as of the last date on the signature block.

Trust for Professional ManagersFIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT (April 14th, 2020)

THIS FIRST AMENDMENT effective as of October 23, 2019, to the Transfer Agent Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersFIRST AMENDMENT TO THE (April 14th, 2020)

THIS FIRST AMENDMENT effective as of October 23, 2019, to the Fund Administration Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersFIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT (April 14th, 2020)

THIS FIRST AMENDMENT effective as of June 1, 2015, to the Fund Administration Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of the JENSEN FUNDS (the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Trust for Professional ManagersSECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (April 14th, 2020)

THIS SECOND AMENDMENT dated as of November 20, 2019, to the Fund Accounting Servicing Agreement, dated as of January 18, 2010 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, as maybe amended from time to time (each a “Fund” and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).