Managed Portfolio Series Sample Contracts
DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2020 • Managed Portfolio Series • Wisconsin
THIS AGREEMENT is made and entered into as of the May 1st, 2020, by and between the MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). TOROSO INVESTMENTS, LLC, a limited liability company, (the “Advisor”) is a party hereto with respect to Section 6 only.
FORM OF AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • March 14th, 2025 • Tidal ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TIDAL ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 24th, 2024 • Managed Portfolio Series • Delaware
This Investment Sub-Advisory Agreement (the “Agreement”) is made as of this 22nd day of April, 2024 by and among Tremblant Advisors LP, a Delaware limited partnership with its principal place of business at 360 S Rosemary Avenue, West Palm Beach, FL 33401 (the “Adviser”), Managed Portfolio series, on behalf of the series listed on Schedule A, with its principal place of business located at 615 East Michigan Street, Milwaukee, WI 53202 (the “Trust”), and Vident Advisory, LLC, (doing business as Vident Asset Management) a Delaware limited liability company with its principal place of business located at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009 (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Liberty Street advisors, Inc.Investment Advisory Agreement • September 24th, 2020 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Liberty Street Advisors, Inc., a New York corporation (the “Advisor”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 5th, 2011 • Managed Portfolio Series • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of April, 2011, by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 13th, 2018 • Managed Portfolio Series • Delaware
THIS AGREEMENT is made and entered into as of 12th day of July, 2018, by and between, Managed Portfolio Series, a Delaware statutory trust (the “Client”) and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”).
FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 14th, 2025 • Tidal ETF Trust • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this __ day of ______________, 2025 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203, Milwaukee, Wisconsin 53204 (the “Adviser”) and Tactical Rotation Management, LLC, a New York limited liability company, with its principal place of business at 118-35 Queens, New York 11375 (the “Sub-Adviser”), with respect to each series of Tidal Trust I (f/k/a Tidal ETF Trust) (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 14th, 2025 • Tidal ETF Trust • New York
This Investment Advisory Agreement (the “Agreement”) is made as of [ ], by and between Tidal Trust I (f/k/a Tidal ETF Trust), a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
ETF DISTRIBUTION AGREEMENTDistribution Agreement • December 20th, 2021 • Managed Portfolio Series • Delaware
This Distribution Agreement (the “Agreement”) is made this 29th day of November 2021, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202 and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E. Kilbourn Ave., Suite 2200, Milwaukee, WI 53202.
DISTRIBUTION AGREEMENTDistribution Agreement • March 28th, 2018 • Managed Portfolio Series • Wisconsin
THIS DISTRIBUTION AGREEMENT (the “Agreement’) is made as of the 31st day of January, 2018 between Managed Portfolio Series (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Tortoise Index Solutions, LLC, a Delaware limited liability company (the “Adviser”), is a party hereto with respect to Article 3 and Article 5 only.
MANAGED PORTFOLIO SERIES INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 30th, 2024 • Managed Portfolio Series • Delaware
This AGREEMENT is made as of the 21st day of August 2024, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”) and Kensington Asset Management, LLC, a Texas limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 30th, 2024 • Managed Portfolio Series • Delaware
This AGREEMENT is made as of the 21st day of August, 2024, by and between Kensington Asset Management, LLC, a Texas limited liability company (the “Adviser”), and Liquid Strategies, LLC, a Delaware limited liability company (the “Sub-Adviser”), and Managed Portfolio Series, a Delaware statutory trust (the “Trust”) on behalf of the Kensington Hedged Premium Income ETF (the “Fund”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • March 14th, 2025 • Tidal ETF Trust • Delaware
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 5th, 2011 • Managed Portfolio Series • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of April, 2011, by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
JAMES ALPHA FUNDS TRUST d/b/a EASTERLY FUNDS TRUST INVESTMENT MANAGEMENT AGREEMENT EASTERLY ROCMUNI HIGH INCOME MUNICIPAL BOND FUNDInvestment Management Agreement • July 1st, 2024 • James Alpha Funds Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the [x] day of [x], by and between James Alpha Funds Trust d/b/a Easterly Funds Trust (the “Trust”), on behalf of the Easterly RocMuni High Income Municipal Bond Fund, a series of the Trust (the “Fund”), and Easterly Investment Partners LLC (the “Manager”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 24th, 2017 • Managed Portfolio Series
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 5th, 2011 • Managed Portfolio Series • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of April, 2011, by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • December 21st, 2023 • Managed Portfolio Series • New York
THIS FUND OF FUNDS INVESTMENT AGREEMENT, dated as of May 16, 2023 (the “Effective Date”) by and between Managed Portfolio Series, on behalf of its series ATAC Rotation Fund, severally and not jointly (the “Acquiring Fund”), and ProShares Trust (the “Trust”), a Delaware statutory trust, on behalf of each of its current and future series other than those series identified under the caption “Precautionary Notes: Funds Not Covered by the Agreement” on https://www.proshares.com/investment_agreement.html, severally and not jointly (each, an “Acquired Fund”). Each Acquiring Fund and each Acquired Fund is referred to as a “Fund”.
MANAGED PORTFOLIO SERIES FUND SERVICING AGREEMENTFund Servicing Agreement • May 26th, 2023 • Managed Portfolio Series • Wisconsin
THIS FUND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of the last date in the signature block (the “Effective Date”), by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
Managed Portfolio Series A Delaware Statutory Trust AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST May 4, 2011Agreement and Declaration of Trust • May 5th, 2011 • Managed Portfolio Series
WHEREAS, a Delaware statutory trust was formed on January 27, 2011 pursuant to the filing of the Certificate of Trust (as hereinafter defined) and the entering into of an Agreement and Declaration of Trust, dated as of January 25, 2011 (the “Original Trust Agreement”); and
DIREXION FUNDS FORM OF SUBADVISORY AGREEMENTSubadvisory Agreement • October 10th, 2014 • Direxion Funds • Massachusetts
This Subadvisory Agreement is made as of , 2014 (the “Effective Date”), between Rafferty Asset Management, LLC, a New York limited liability corporation (the “Adviser”), and Hilton Capital Management, LLC, (the “Subadviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 30th, 2014 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 19th day of November 2014, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (the “Fund”), and TorrayResolute, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 14th, 2025 • Tidal ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FORM OF AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 14th, 2025 • Tidal ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 26th, 2019 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 28th day of February 2019, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Muhlenkamp & Company, Inc., a Pennsylvania corporation (the “Adviser”).
AMENDMENT TO THE MANAGED PORTFOLIO SERIES CUSTODY AGREEMENTCustody Agreement • April 24th, 2024 • Managed Portfolio Series
THIS AMENDMENT effective as of the last date in the signature block, to the Custody Agreement dated as of May 24, 2023, as amended (the “Agreement”), is entered into by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 16th, 2018 • Managed Portfolio Series • Wisconsin
THIS AGREEMENT is made and entered into as of this 9th day of February, 2018, by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 30th, 2019 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 31st day of March 2019, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Tortoise Capital Advisors, L.L.C., a Delaware Limited Liability Company (the “Adviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 23rd, 2019 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the ___ day of __________ 2019, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and AC One Asset Management, LLC, a Delaware Limited Liability Company (the “Adviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • January 26th, 2015 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 20th day of January 2015, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and Bushido Capital Partners, LLC, a Delaware Limited Liability Company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 30th, 2019 • Managed Portfolio Series • Delaware
This AGREEMENT is made as of the ___ day of __________, 2019, by and between Tortoise Capital Advisors, L.L.C., a Delaware limited liability company (the “Adviser”), Tortoise Advisors UK Limited, a company incorporated in England and Wales (the “Sub-Adviser”), and Managed Portfolio Series, a Delaware statutory trust (the “Trust”) on behalf of the Tortoise Energy Evolution Fund, a series of the Trust (the “Fund”).
AMENDMENT TO THE MANAGED PORTFOLIO SERIES CUSTODY AGREEMENTCustody Agreement • April 9th, 2014 • Managed Portfolio Series
THIS AMENDMENT dated as of the 25th day of February, 2014, to the Custody Agreement, dated as of April 6, 2011, as amended, (the "Agreement"), is entered into by and between Managed Portfolio Series, a Delaware statutory trust (the "Trust") and U.S. Bank National Association, a national banking association (the "Custodian").
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 24th, 2013 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 23rd day of October 2013, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and Lawson Kroeker Investment Management, Inc., a Nebraska corporation (the “Adviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 26th, 2024 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 29th day of July 2024, by, between and among Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Port Street Investments, LLC, a California limited liability company (“Port Street” or “Adviser”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • April 25th, 2024 • Managed Portfolio Series
THIS AGREEMENT, dated as of December 28, 2023, is made by and between Manning & Napier Fund, Inc. (the “Company”), a corporation organized under the State of Maryland, on behalf of itself and its current series as identified on Schedule A hereto, severally and not jointly (each, an “Acquired Fund” and, collectively, the “Acquired Funds”), and Managed Portfolio Series, a statutory trust organized under the laws of the State of Delaware (the “Trust”), on behalf of itself and its current series identified on Schedule A, severally and not jointly (each, an “Acquiring Fund” and, collectively, the “Acquiring Funds”, and together with the Acquired Funds, the “Funds”).