Northern Lights Fund Trust Sample Contracts

Northern Lights Fund TrustOPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CLARK CAPITAL MANAGEMENT GROUP, INC. (February 4th, 2021)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 16th day of December, 2020 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Ultra Short Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").

Northern Lights Fund TrustINVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and CLARK CAPITAL MANAGEMENT GROUP, INC. (February 4th, 2021)

AGREEMENT, made as of December 16, 2020, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Clark Capital Management Group, Inc., a Philadelphia Corporation (the "Adviser") located at 1650 Market Street, 53'' Floor, Philadelphia, PA 19103.

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT PRINCETON PREMIUM FUND (January 25th, 2021)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of March, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Princeton Premium Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Princeton Fund Advisors, LLC (the “Advisor”).

Northern Lights Fund TrustTHIRD AMENDMENT TO FUND SERVICES AGREEMENT (October 27th, 2020)

THIS THIRD Amendment TO FUND SERVICES AGREEMENT (this “Amendment”) is effective as of January 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and Northern Lights Fund Trust, a Delaware statutory trust (the “Trust”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT TOEWS TACTICAL OCEANA FUND TOEWS TACTICAL INCOME FUND TOEWS TACTICAL MONUMENT FUND TOEWS TACTICAL OPPORTUNITY FUND TOEWS TACTICAL GROWTH ALLOCATION FUND TOEWS TACTICAL DEFENSIVE ALPHA ... (October 26th, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of May 2009, as revised December 14, 2009, May 20, 2010, June 22, 2011, March 27, 2013, August 12, 2014, and August 20, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Toews Tactical Oceana Fund, Toews Tactical Income Fund, Toews Tactical Monument Fund, Toews Tactical Opportunity Fund, Toews Tactical Growth Allocation Fund, Toews Tactical Defensive Alpha Fund and Toews Unconstrained Income Fund (each a “Fund” and collectively the “Funds”), each a series of the Trust, and the Advisor of such Funds, Toews Corporation (the “Advisor”).

Northern Lights Fund TrustSECOND AMENDMENT TO ETF FUND SERVICES AGREEMENT (October 26th, 2020)

THIS SECOND Amendment TO ETF FUND SERVICES AGREEMENT (this “Amendment”) is effective as of January 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and Northern Lights Fund Trust, a Delaware statutory trust (the “Trust”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLC (October 23rd, 2020)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015, March 21, 2016, September 25, 2019 and February 14, 2020 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT TOEWS TACTICAL OCEANA FUND TOEWS TACTICAL INCOME FUND TOEWS TACTICAL MONUMENT FUND TOEWS TACTICAL OPPORTUNITY FUND TOEWS TACTICAL GROWTH ALLOCATION FUND TOEWS TACTICAL DEFENSIVE ALPHA ... (September 23rd, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of May 2009, as revised December 14, 2009, May 20, 2010, June 22, 2011, March 27, 2013, August 12, 2014, and August 20, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Toews Tactical Oceana Fund, Toews Tactical Income Fund, Toews Tactical Monument Fund, Toews Tactical Opportunity Fund, Toews Tactical Growth Allocation Fund, Toews Tactical Defensive Alpha Fund and Toews Unconstrained Income Fund (each a “Fund” and collectively the “Funds”), each a series of the Trust, and the Advisor of such Funds, Toews Corporation (the “Advisor”).

Northern Lights Fund TrustINVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and PACIFIC FINANCIAL GROUP, LLC (May 1st, 2020)

AGREEMENT, made as of March 18, 2020, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Pacific Financial Group, LLC, a corporation organized and existing under the laws of the State of Washington (the "Adviser") located at 2077 West Coast Highway, Newport Beach, CA 92663.

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT BEECH HILL ADVISORS, INC. (April 17th, 2020)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3rd day of November, 2010, as revised March 26, 2014 and March 27, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Beech Hill Total Return Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Beech Hill Advisors, LLC (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT TRANSWESTERN ADVISORS (April 17th, 2020)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3rd day of November, 2010, as revised as of the 1st day of May, 2013, and as revised on March 26, 2014 and March 27, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of TransWestern Institutional Short Duration Government Bond Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, TRANSWESTERN ADVISORS (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT (April 17th, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19TH day of December, 2005, as amended on March 17, 2008 and December 14, 2009, as revised September 29, 2015, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of the Adaptive Allocation Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Critical Math Advisors, LLC (the “Advisor”).

Northern Lights Fund TrustCUSTODY AGREEMENT (April 17th, 2020)

THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between NORHTERN LIGHTS TRUST, a Delaware statutory trust, ON BEHALF OF ITS SERIES THE 13D ACTIVIST FUND (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).

Northern Lights Fund TrustINVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and PRINCETON FUND ADVISORS, LLC (January 8th, 2020)

AGREEMENT, made as of September 25, 2019 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Princeton Fund Advisors, LLC, a Delaware limited liability company (the "Adviser") located at 1580 Lincoln Street, Suite 680, Denver, CO 80203.

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT PRINCETON ALTERNATIVE PREMIUM FUND (January 8th, 2020)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of September 25, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Princeton Alternative Premium Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Princeton Fund Advisors, LLC (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT TOEWS TACTICAL OCEANA FUND TOEWS TACTICAL INCOME FUND TOEWS TACTICAL MONUMENT FUND TOEWS TACTICAL OPPORTUNITY FUND TOEWS TACTICAL GROWTH ALLOCATION FUND TOEWS TACTICAL DEFENSIVE ALPHA ... (November 27th, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of May 2009, as revised December 14, 2009, May 20, 2010, June 22, 2011, March 27, 2013, August 12, 2014, and August 20, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Toews Tactical Oceana Fund, Toews Tactical Income Fund, Toews Tactical Monument Fund, Toews Tactical Opportunity Fund, Toews Tactical Growth Allocation Fund, Toews Tactical Defensive Alpha Fund and Toews Unconstrained Income Fund (each a “Fund” and collectively the “Funds”), each a series of the Trust, and the Advisor of such Funds, Toews Corporation (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (October 28th, 2019)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on August 12, 2014, March 23, 2016, June 27, 2017, March 28, 2018 by and September 25, 2019 and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Power Income Fund, Power Dividend Index Fund and Power Momentum Index Fund, Power Floating Rate Index Fund, Power Dividend Mid-Cap Index Fund, and Power Global Tactical Allocation/JAForlines Fund (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, W.E. Donoghue & Co., LLC (the “Advisor”).

Northern Lights Fund TrustFIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and (October 28th, 2019)

THIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of September 25, 2019, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and W.E. Donghue & Co., LLC, a Massachusetts company (a “Adviser” or “W.E. Donoghue”) located at One International Place, Suite 2920, Boston, Massachusetts 02110.

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PORTFOLIO STRATEGIES, INC. (October 25th, 2019)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on September 30, 2011, September 30, 2014 and September 25, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of PSI ALL ASSET FUND, PSI STRATEGIC GROWTH FUND AND PSI TACTICAL GROWTH FUND (the “Funds”) a series of the Trust, and the advisor of the Funds, Portfolio Strategies, Inc. (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (October 21st, 2019)

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of June, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Sierra Tactical Bond Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Wright Fund Management, LLC (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (September 3rd, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of the 14th day of November, 2018, as revised July 19, 2019 between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of the Sierra Tactical All Asset Fund, Sierra Tactical Core Income Fund, and Sierra Tactical Municipal Fund (each a “Fund” and collectively the "Funds") a series of the Trust and the Advisor of such Funds, Wright Fund Management, LLC (the "Advisor").

Northern Lights Fund TrustINVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and Wright Fund Management, LLC (September 3rd, 2019)

AGREEMENT, made as of June 25, 2019, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Wright Fund Management, LLC, a Delaware limited liability company (the "Advisor"), located at 3420 Ocean Park Boulevard, Santa Monica, CA.

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT (August 22nd, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of December, 2016, as amended June 1, 2018 and March 27, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Biondo Focus Fund (the “Fund”) a series of the Trust and the Advisor of the Fund, Biondo Investment Advisors, LLC (the “Advisor”).

Northern Lights Fund TrustAMENDED AGREEMENT AND DECLARATION OF TRUST of Northern Lights Fund Trust a Delaware Statutory Trust (August 22nd, 2019)
Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT P/E GLOBAL LLC (August 22nd, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of July, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of FX Strategy Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, P/E Global LLC (the “Advisor”).

Northern Lights Fund TrustINVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and P/E GLOBAL LLC (August 9th, 2019)

AGREEMENT, made as of July 1, 2019, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and P/E Global LLC, a Delaware limited liability company (the “Adviser” or “P/E”) located at 75 State Street, 31st Floor, Boston, Massachusetts 02109.

Northern Lights Fund TrustFIFTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and CLARK CAPITAL MANAGEMENT GROUP, INC. (August 9th, 2019)

THIS FIFTH AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTS is made and entered into as of June 25, 2019, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Clark Capital Management Group, Inc., a Philadelphia Corporation (the "Adviser") located at One Liberty Place, 1650 Market Street, 53rd Floor, Philadelphia, PA 19103.

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT P/E GLOBAL LLC (August 9th, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of July, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of FX Strategy Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, P/E Global LLC (the “Advisor”).

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ZEO CAPITAL ADVISORS, LLC (July 26th, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of the 23rd day of March, 2011, as revised August 12, 2014 and March 27, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Zeo Short Duration Income Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Zeo Capital Advisors, LLC (the "Advisor").

Northern Lights Fund TrustNORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ZEO CAPITAL ADVISORS, LLC (July 26th, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of March, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Zeo Sustainable Credit Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Zeo Capital Advisors, LLC (the “Advisor”).

Northern Lights Fund TrustINVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ZEO CAPITAL ADVISORS, LLC (July 26th, 2019)

AGREEMENT, made as of March 27, 2019, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Zeo Capital Advisors, LLC., a California, limited liability company (the "Adviser") located at 1 Montgomery Street, Suite 3450, San Francisco, CA 94104.

Northern Lights Fund TrustFIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ZEO CAPITAL ADVISORS, LLC (July 26th, 2019)

THIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of May 1, 2018, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Zeo Capital Advisors, LLC, a California limited liability company (the "Adviser") located at 1 Montgomery Street, Suite 3450, San Franciso, CA 94104.

Investment Managers Series Trust IIFORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS Investments, llc (July 22nd, 2019)

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of_____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a Delaware limited liability company (the “Advisor”).

Investment Managers Series Trust IISUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND (SUB-ADVISOR) (July 22nd, 2019)

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between AXS Investments, LLC a (__________________) limited liability company with its principal office and place of business at _______ (the “Advisor”) and (___________), a [Delaware] limited liability company with its principal office and place of business at ___________ (the “Sub-advisor”).

Northern Lights Fund TrustALTEGRIS/AACA REAL ESTATE INCOME FUND (April 3rd, 2019)

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of March 28, 2018 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris/AACA Real Estate Income Fund (the “Fund”) a series of the Trust, and the adviser of the Fund, Altegris Advisors, LLC (the “Adviser”).