CUSTODY AGREEMENTCustody Agreement • July 2nd, 2014 • TCG Financial Series Trust III • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of May 23, 2014, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and TCG FINANCIAL SERIES TRUST III a business trust formed under the laws of the State of Ohio (“Trust”).
TCG FINANCIAL SERIES TRUST III ADMINISTRATION AGREEMENTAdministration Agreement • July 2nd, 2014 • TCG Financial Series Trust III • Florida
The TCG Financial Series Trust III (the “Trust”) herewith confirms our agreement with you. The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently, or expects to, offer one or more series of shares to investors.
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • July 2nd, 2014 • TCG Financial Series Trust III • Ohio
THIS AGREEMENT is made and entered into this 23rd day of May, 2014, by and between the TCG FINANCIAL SERIES TRUST III (the “Trust”), an Ohio business trust having its principal place of business at 110 Merrick Way, Suite 2A, Coral Gables, FL 33134, and MUTUAL SHAREHOLDER SERVICES, LLC, (“MSS”), a Delaware Limited Liability Company having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147.
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • July 2nd, 2014 • TCG Financial Series Trust III • Ohio
THIS AGREEMENT is made and entered into this 23rd day of May, 2014, by and between the TCG FINANCIAL SERIES TRUST III (the “Trust”), an Ohio business trust having its principal place of business at 110 Merrick Way, Suite 2A, Coral Gables, FL 33134, and MUTUAL SHAREHOLDER SERVICES, LLC, (“MSS”), a Delaware Limited Liability Company having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • October 28th, 2015 • TCG Financial Series Trust III • New York
This Compliance Services Agreement (the “Agreement”) is dated as of September 3, 2015 (the “Effective Date”), between TCG Financial Series Trust III, an Ohio business trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
TCG FINANCIAL SERIES TRUST III OPERATING EXPENSES LIMITATION AGREEMENT TCG LIQUID ASSET MONEY MARKET FUNDOperating Expenses Limitation Agreement • October 14th, 2016 • TCG Financial Series Trust III • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 14th day of October, 2016, by and between TCG Financial Series Trust III (the “Trust”), on behalf of the TCG Liquid Asset Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
BY-LAWS OF TCG FINANCIAL SERIES TRUST III April 4, 2013TCG Financial Series Trust III • June 20th, 2013
TCG FINANCIAL SERIES TRUST III OPERATING EXPENSES LIMITATION AGREEMENT TCG LIQUID ASSETS GOVERNMENT MONEY MARKET FUNDExpenses Limitation Agreement • July 2nd, 2014 • TCG Financial Series Trust III • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST III (the “Trust”), on behalf of the TCG LIQUID ASSETS GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
OPERATING EXPENSES LIMITATION AGREEMENTExpenses Limitation Agreement • October 28th, 2015 • TCG Financial Series Trust III • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of September, 2015, by and between TCG Financial Series Trust III (the “Trust”), on behalf of the TCG Liquid Assets Government Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
TCG FINANCIAL SERIES TRUST IIIFinancial Series Trust • July 2nd, 2014 • TCG Financial Series Trust III • Ohio
The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.
ADMINISTRATION AND RESEARCH AGREEMENTAdministration and Research Agreement • October 28th, 2015 • TCG Financial Series Trust III • New York
This Administration and Research Agreement (“Agreement”) is made and entered into as of this 3rd day of September, 2015, by and between Catalyst Capital Advisors LLC a New York limited liability company (“Catalyst”) with its principal headquarters located at 36 New York Avenue, Floor 2, Huntington, New York, 11743 and TCG Administrative Services, LLC, (“TCG Administrative”) a Florida Limited Liability Company with its principal headquarters located at 2525 Ponce De Leon Blvd, Suite #300, Coral Gables, Florida 33134
OPERATING EXPENSE LIMITATION AGREEMENT, dated May 23, 2014 (Amended – August 25, 2014) Appendix AOperating Expense Limitation Agreement • September 2nd, 2014 • TCG Financial Series Trust III
TCG Financial Series Trust III on behalf of TCG Liquid Assets Government Money Market Fund By: /s/Jorge Coloma Name: Jorge Coloma Title: President TCG Financial Services, LLC By: /s/ Vivian Coloma Name: Vivian Coloma Title:President
TCG FINANCIAL SERIES TRUST III OPERATING EXPENSES LIMITATION AGREEMENT TCG LIQUID ASSETS GOVERNMENT MONEY MARKET FUNDExpenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust III • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST III (the “Trust”), on behalf of the TCG LIQUID ASSETS GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
MANAGEMENT SERVICES AGREEMENT, dated May 23, 2014 (Amended – August 25, 2014) EXHIBITManagement Services Agreement • September 2nd, 2014 • TCG Financial Series Trust III
