Commodity contracts brokers & dealers Sample Contracts
EXHIBIT 4.6 ESCROW AGREEMENT THIS ESCROW AGREEMENT (this "Agreement") is made and entered into as of December 30, 2005 SYNDICATION NET.COM, INC., a Delaware corporation (the "Company"); the Buyer(s) listed on the Securities Purchase Agreement, dated...Escrow Agreement • January 5th, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers • New Jersey
Exhibit 10.01 MANAGEMENT AGREEMENT THIS AGREEMENT, made as of the 1st day of November, 2006, among MORGAN STANLEY DIVERSIFIED FUTURES FUND L.P., a Delaware limited partnership (the "Partnership"), DEMETER MANAGEMENT CORPORATION, a Delaware corporation...Management Agreement • October 13th, 2006 • Morgan Stanley Diversified Futures Fund L.P. • Commodity contracts brokers & dealers • New York
RECITALSAdministration Agreement • January 30th, 2007 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • New Jersey
COMMON STOCKUnderwriting Agreement • February 2nd, 1999 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers • Georgia
FORM OF COMMUNITY CAPITAL BANCSHARES, INC. NON-QUALIFIED STOCK OPTION AGREEMENTNon-Qualified Stock Option Agreement • May 28th, 2003 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers • Georgia
THIRD REVISED AMENDED AND RESTATED OPERATING AGREEMENT OF BEELAND MANAGEMENT COMPANY, L.L.C.Operating Agreement • August 5th, 2003 • Rogers International Raw Materials Fund Lp • Commodity contracts brokers & dealers • Illinois
EXHIBIT 4.5 AMENDED AND RESTATED SECURITY AGREEMENT THIS AMENDED AND RESTATED SECURITY AGREEMENT (the "Agreement"), is entered into and made effective as of December 30, 2005, by and between SYNDICATION NET.COM, INC., a Delaware corporation (the...Security Agreement • January 5th, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers • New Jersey
Recitals:Termination Agreement • February 3rd, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers
FORM OFGuarantee Agreement • May 21st, 2003 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers • New York
SECOND AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER BY AND BETWEEN FIRST BANK OF DOTHAN, INC. AND COMMUNITY CAPITAL BANCSHARES, INC. THIS SECOND AMENDMENT (the "Amendment") to the Agreement and Plan of Merger by and between First Bank of Dothan, Inc....Agreement and Plan of Merger • December 18th, 2003 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers • Georgia
EXHIBIT ALimited Partnership Agreement • November 15th, 2000 • Owens Mortgage Investment Fund • Commodity contracts brokers & dealers • California
SUBSCRIPTION AGREEMENTSubscription Agreement • June 1st, 2004 • Salomon Smith Barney Fairfield Futures Fund L P • Commodity contracts brokers & dealers • New York
AMENDMENT NO. 1 TO MANAGEMENT AGREEMENTManagement Agreement • March 10th, 2004 • Morgan Stanley Charter Campbell Lp • Commodity contracts brokers & dealers
WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 26,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 15th, 2012 • WisdomTree Investments, Inc. • Commodity contracts brokers & dealers • New York
WisdomTree Investments, Inc., a Delaware corporation (the “Company”), and the persons listed in Schedule B hereto (the “Selling Stockholders”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Barclays Capital Inc.(“Barclays”), Citigroup Global Markets Inc. (“Citi”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, Barclays and Citi are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedules A and B hereto and (ii) the grant by certain Selling St
SECOND AMENDED AND RESTATED SECURITY AGREEMENT THIS SECOND AMENDED AND RESTATED SECURITY AGREEMENT (the "Agreement"), is entered into and made effective as of February 3, 2006, by and between SYNDICATION NET.COM, INC., a Delaware corporation (the...Security Agreement • February 3rd, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers • New Jersey
RECITALSEscrow Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
EXHIBIT 10.2 ADVISORY AGREEMENT ADVISORY AGREEMENT (this "Agreement"), dated as of the ___ day of _____________, 2005, by and among WMT III SERIES G/J TRADING VEHICLE LLC, a Delaware limited liability company (the "Trading Vehicle"), PREFERRED...Advisory Agreement • March 14th, 2005 • World Monitor Trust III • Commodity contracts brokers & dealers • New York
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of December 30, 2005, by and among SYNDICATION NET.COM, INC., a Delaware corporation (the "Company"), and the Buyers listed on Schedule I...Securities Purchase Agreement • January 5th, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers • New Jersey
EXHIBIT 4.10 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of June ___, 2004 by and between SYNDICATION NET.COM INC., a Delaware corporation, with its principal office located at The Hartke Building, 7613...Registration Rights Agreement • August 26th, 2004 • Syndication Net Com Inc • Commodity contracts brokers & dealers • Delaware
THE UNITS HAVE BEEN PRIVATELY OFFERED AND CANNOT BE TRANSFERRED WITHOUT THE CONSENT OF THE MANAGER AND COMPLIANCE WITH APPLICABLE SECURITIES LAW EXEMPTIONS.Limited Liability Company Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
WITNESSETHSecurities Purchase Agreement • February 3rd, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers • New Jersey
Exhibit 10.1 MANAGEMENT AGREEMENT AGREEMENT made as of the 15th day of September 2008 among CITIGROUP MANAGED FUTURES LLC, a Delaware limited liability company ("CMF" or the "General Partner"), CITIGROUP EMERGING CTA PORTFOLIO L.P., a New York limited...Management Agreement • April 21st, 2009 • Citigroup Emerging Cta Portfolio Lp • Commodity contracts brokers & dealers • New York
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF MORGAN STANLEY SPECTRUM TECHNICAL L.P.Limited Partnership Agreement • June 4th, 2009 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers
FORM OF AMENDED AND RESTATED DECLARATION OF TRUSTDeclaration of Trust • May 21st, 2003 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers • Connecticut
EXHIBIT 4.12 SYNDICATION NET.COM INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • August 26th, 2004 • Syndication Net Com Inc • Commodity contracts brokers & dealers • Delaware
SECOND AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • February 2nd, 1999 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers
RECITALSEscrow Agreement • January 30th, 2007 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
Exhibit 10.7 UBS MANAGED FUTURES (ASPECT) LLC LIMITED LIABILITY COMPANY OPERATING AGREEMENT Dated as of October 26, 2006 UBS MANAGED FUTURES (ASPECT) LLC (a Delaware Limited Liability Company) LIMITED LIABILITY COMPANY OPERATING AGREEMENT This Limited...Limited Liability Company Operating Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
ADMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 2nd, 1999 • Community Capital Bancshares Inc • Commodity contracts brokers & dealers
Exhibit 1.1 UBS MANAGED FUTURES PLATFORM SELLING AGREEMENT Private Placement of Units of Limited Liability Company Interest Dated as of November 13, 2006 UBS MANAGED FUTURES PLATFORM SELLING AGREEMENT TABLE OF CONTENTS Section 1. Representations and...Selling Agreement • January 30th, 2007 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
TRANSFER AGENT AGREEMENT THIS AGREEMENT is made as of _____________, 1997, by and between JWH Global Trust, a Delaware business trust (the "Trust"), CIS Investments, Inc., a Delaware Corporation (the "Managing Owner"), and Cargill Investor Services,...Transfer Agent Agreement • February 10th, 1997 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
CUSTODY AGREEMENTCustody Agreement • February 15th, 2024 • Amplify Commodity Trust • Commodity contracts brokers & dealers • Minnesota
THIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to time) (each a “Fund” ), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
WITNESSTH:Line of Credit Agreement • August 26th, 2004 • Syndication Net Com Inc • Commodity contracts brokers & dealers
DATED: DECEMBER 30, 2005 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM...Debenture Agreement • January 5th, 2006 • Syndication Net Com Inc • Commodity contracts brokers & dealers
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 18th, 2025 • Antalpha Platform Holding Co • Commodity contracts brokers & dealers
This INDEMNIFICATION AGREEMENT (this “Agreement”) is made as of _______________________ by and between Antalpha Platform Holding Company, an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”), and _______________________, an individual, (Passport/PRC ID Card No. _____________________) (the “Indemnitee”).