Advisory Agreement Sample Contracts

Blue Apron Holdings, Inc.ADVISORY AGREEMENT (February 23rd, 2021)

This ADVISORY AGREEMENT (this “Agreement”), is made as of December 10, 2020 and shall be effective as of December 31, 2020 (the “Effective Date”), by and among (i) Blue Apron, LLC, a Delaware limited liability company having its principal place of business at 28 Liberty Street, 28th Floor, New York, NY 10005 (the “Company”), (ii) solely with respect to certain provisions hereof, Blue Apron Holdings, Inc., a Delaware corporation having its principal place of business at 28 Liberty Street, 28th Floor, New York, NY 10010 (“Holdings”), and (iii) Timothy S. Bensley (“Advisor”). The Company, Holdings and Advisor are each referred to herein individually as a “Party” and collectively, as applicable, as the “Parties.”

Trade Desk, Inc.SEPARATION AND ADVISORY AGREEMENT (February 19th, 2021)

THIS SEPARATION AND ADVISORY AGREEMENT (this “Agreement”) is made and entered into and effective as of February 5, 2021 (such effective date, the “Separation Date”), by and between The Trade Desk, Inc. (the “Company”), and Brian J. Stempeck (“Executive”).

MFS Variable Insurance Trust IiAMENDMENT TO INVESTMENT ADVISORY AGREEMENT (February 12th, 2021)

AMENDMENT effective as of August 1, 2020 to the Investment Advisory Agreement dated January 1, 2012 (the “Agreement”) by and between MFS Variable Insurance Trust II (the “Trust”) on behalf of the MFS U.S. Government Money Market Portfolio (the “Fund”), a series of the Trust, and Massachusetts Financial Services Company, a Delaware corporation (the “Adviser”).

Renavotio, Inc.CORPORATE DEVELOPMENT ADVISORY AGREEMENT (February 3rd, 2021)

THIS CORPORATE DEVELOPMENT ADVISORY AGREEMENT (“Agreement”) is made by and between Renavotio, Inc. (hereinafter referred to as the “Company” or “RIII”), and ClearThink and Tysadco Partners (hereinafter referred to collectively as the “Consultant” or “CT”).

Cottonwood Communities, Inc.ADVISORY AGREEMENT among COTTONWOOD COMMUNITIES, INC. and COTTONWOOD COMMUNITIES O.P., LP and CC ADVISORS III, LLC August 13, 2020 (February 3rd, 2021)

This Advisory Agreement (this “Agreement”), effective as of August 13, 2020 is entered into by and among Cottonwood Communities, Inc., a Maryland corporation (the “REIT”), Cottonwood Communities O.P., LP (the “Operating Partnership”) and CC Advisors III, LLC, a Delaware limited liability company (the “Advisor”). The Operating Partnership, the REIT and their subsidiaries are collectively referred to herein as the “Company.”

Neiman FundsINVESTMENT SUB-ADVISORY AGREEMENT NEIMAN FUNDS (January 29th, 2021)

THIS AGREEMENT is made as of January 7, 2021, by and between AC Funds, LLC (the "Adviser") and Advisors Capital Management, LLC (the "Sub-Adviser”), on behalf of those series of Neiman Funds (the “Trust”), an Ohio business trust, now or hereafter identified on Schedule A (each a "Fund" and collectively, the "Funds").

Ab Global Bond Fund, Inc.ADVISORY AGREEMENT (January 29th, 2021)
Sei Institutional Managed TrustINVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL MANAGED TRUST (January 28th, 2021)

AGREEMENT made as of July 31, 2020, between SEI Investments Management Corporation, (the "Adviser") and Western Asset Management Company, LLC (the "Sub-Adviser").

City National Rochdale FundsINVESTMENT MANAGER SUB-ADVISORY AGREEMENT AMENDMENT (January 28th, 2021)

This AMENDMENT AGREEMENT is made as of December 21, 2020, by and between City National Rochdale, LLC, a limited liability company organized under the laws of the state of Delaware (the “Adviser”), and Federated Investment Management Company, a Delaware statutory trust (the “Investment Manager”), with respect to the City National Rochdale Fixed Income Opportunities Fund (the “Fund”), a series of City National Rochdale Funds (the “Trust”):

Sei Institutional Managed TrustINVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL MANAGED TRUST (January 28th, 2021)

AGREEMENT made as of July 31, 2020 between SEI Investments Management Corporation (the "Adviser”) and Western Asset Management Company Limited (the "Sub-Adviser").

GuideStone FundsADVISORY AGREEMENT (January 26th, 2021)

This Advisory Agreement (“Contract”) is made between GUIDESTONE FUNDS, a Delaware statutory trust (“Trust”), and GUIDESTONE CAPITAL MANAGEMENT, LLC (“Adviser”), a limited liability company organized under the laws of the State of Texas and registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).

North Square Investments TrustSUB-ADVISORY AGREEMENT BETWEEN NORTH SQUARE INVESTMENTS, LLC AND NSI RETAIL ADVISORS, LLC (January 19th, 2021)

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of ___________, 2021, is entered into by and between North Square Investments, LLC, a Delaware limited liability company, with its principal office and place of business at 10 S. LaSalle Street, Chicago, IL 60603 (the “Adviser”), and NSI Retail Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at One Gateway Center Pittsburgh, PA 15222 (the “Sub-Adviser”).

Virtus ETF Trust IIVIRTUS ETF TRUST II AMENDMENT TO SCHEDULE A TO THE ADVISORY AGREEMENT (January 8th, 2021)

THIS AMENDMENT (the “Amendment”) dated as of the [____] day of [_____________], to Schedule A to the Advisory Agreement, dated as of January 4, 2016 (the “Advisory Agreement”), is entered into by and between VIRTUS ETF TRUST II (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and VIRTUS ETF ADVISERS LLC, a Delaware limited liability company with its principal place of business at 1540 Broadway, New York, NY 10036 (the “Adviser”).

F/M Funds TrustSUB-ADVISORY AGREEMENT AMONG OAKHURST CAPITAL MANAGEMENT, LLC, F/M INVESTMENTS, LLC AND F/M FUNDS TRUST (December 29th, 2020)

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of December 29, 2020, is entered into by and among Oakhurst Capital Management, LLC, a Delaware limited liability company, with its principal office and place of business at 1875 Century Park East, Suite 960, Los Angeles, CA 90067 (the “Adviser”), F/m Investments, LLC, doing business as Oakhurst Capital Advisors, a Delaware limited liability company, with its principal office and place of business at 3050 K Street NW, Suite W-170, Washington, DC 20007 (the “Sub-Adviser”) and F/m Funds Trust, an Ohio business trust, with its principal office at 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (the “Trust”).

F/M Funds TrustSUB-ADVISORY AGREEMENT AMONG OAKHURST CAPITAL MANAGEMENT, LLC, F/M INVESTMENTS, LLC AND F/M FUNDS TRUST (December 29th, 2020)

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of December 29, 2020, is entered into by and among Oakhurst Capital Management, LLC, a Delaware limited liability company, with its principal office and place of business at 1875 Century Park East, Suite 960, Los Angeles, CA 90067 (the “Adviser”), F/m Investments, LLC, doing business as Oakhurst Capital Advisors, a Delaware limited liability company, with its principal office and place of business at 3050 K Street NW, Suite W-170, Washington, DC 20007 (the “Sub-Adviser”) and F/m Funds Trust, an Ohio business trust, with its principal office at 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (the “Trust”).

F/M Funds TrustSUB-ADVISORY AGREEMENT AMONG OAKHURST CAPITAL MANAGEMENT, LLC, F/M INVESTMENTS, LLC AND F/M FUNDS TRUST (December 29th, 2020)

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of December 29, 2020, is entered into by and among Oakhurst Capital Management, LLC, a Delaware limited liability company, with its principal office and place of business at 1875 Century Park East, Suite 960, Los Angeles, CA 90067 (the “Adviser”), F/m Investments, LLC, doing business as Oakhurst Capital Advisors, a Delaware limited liability company, with its principal office and place of business at 3050 K Street NW, Suite W-170, Washington, DC 20007 (the “Sub-Adviser”) and F/m Funds Trust, an Ohio business trust, with its principal office at 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (the “Trust”).

Shelton FundsAMENDMENT NO. 2 TO ADVISORY AGREEMENT (December 29th, 2020)

WHEREAS, Shelton Funds, a Delaware statutory trust (the “Trust”) and CCM Partners, LP a California limited partnership d/b/a Shelton Capital Management (the “Adviser”), are parties to that certain Investment Advisory Agreement dated January 1, 2007, as amended by that certain Amendment to Advisory Agreement dated February 14, 2019 (the “Agreement”); and

Principal Funds IncPRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT AMENDMENT GOTHAM ASSET MANAGEMENT, LLC (December 29th, 2020)

This AMENDMENT to the Sub-Advisory Agreement between Principal Global Investors, LLC (the “Manager”) and Gotham Asset Management, LLC (the “Sub-Adviser”), executed as of June 25, 2019 (the “Contract”) with respect to the Global Multi-Strategy Fund, is effective as of October 5, 2020.

MFS Series Trust XiiiAMENDMENT TO INVESTMENT ADVISORY AGREEMENT (December 28th, 2020)

AMENDMENT dated as of August 1, 2020 to the Investment Advisory Agreement dated May 25, 2011 (the “Agreement”) by and between MFS Series Trust XIII (the “Trust”) on behalf the MFS Government Securities Fund (the “Fund”), a series of the Trust, and Massachusetts Financial Services Company, a Delaware corporation (the “Adviser”).

MFS Series Trust IAMENDMENT TO INVESTMENT ADVISORY AGREEMENT (December 28th, 2020)

AMENDMENT effective as of August 1, 2020 to the Investment Advisory Agreement dated January 1, 2002 (the “Agreement”) by and between MFS Series Trust I (the “Trust”) on behalf the MFS U.S. Government Cash Reserve Fund (a “Fund”), a series of the Trust, and Massachusetts Financial Services Company, a Delaware corporation (the “Adviser”).

Sei Tax Exempt TrustINVESTMENT SUB-ADVISORY AGREEMENT SEI TAX EXEMPT TRUST (December 23rd, 2020)

AGREEMENT made as of July 31, 2020 between SEI Investments Management Corporation (the “Adviser”) and Western Asset Management Company, LLC (the “Sub-Adviser”).

KBS Real Estate Investment Trust III, Inc.FORM OF ADVISORY AGREEMENT among KBS REAL ESTATE INVESTMENT TRUST III, INC., KBS LIMITED PARTNERSHIP III and KBS CAPITAL ADVISORS LLC (December 22nd, 2020)

This Advisory Agreement, dated as of [ , 2021] (the “Agreement”), is by and among KBS Real Estate Investment Trust III, Inc., a Maryland corporation (the “Company”), KBS Limited Partnership III, a Delaware limited partnership (the “Operating Partnership”) and KBS Capital Advisors LLC, a Delaware limited liability company (the “Advisor”). Capitalized terms used herein shall have the meanings ascribed to them in Article 1 below.

Pacific Oak Strategic Opportunity REIT, Inc.ADVISORY AGREEMENT between PACIFIC OAK STRATEGIC OPPORTUNITY REIT, INC., and PACIFIC OAK CAPITAL ADVISORS, LLC (December 18th, 2020)

This Advisory Agreement, dated as of [ , 2021] (the “Agreement”), is by and between Pacific Oak Strategic Opportunity REIT, Inc., a Maryland corporation (the “Company”) and Pacific Oak Capital Advisors, LLC, a Delaware limited liability company (the “Advisor”). Capitalized terms used herein shall have the meanings ascribed to them in Article 1 below.

Lincoln Variable Insurance Products TrustSUB-ADVISORY AGREEMENT AMENDMENT (December 15th, 2020)

This Amendment dated as of October 1, 2017 (the “Amendment”) to the Sub-Advisory Agreement dated January 1, 2015 (the “Agreement”), is between Lincoln Investment Advisors Corporation, a Tennessee corporation (the “Adviser”), and Milliman Financial Risk Management LLC, a Delaware limited liability company (the “Sub-Adviser”).

Lincoln Variable Insurance Products TrustSECOND AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT FOR LVIP BLENDED MID CAP MANAGED VOLATILITY FUND (December 15th, 2020)

THIS SECOND AMENDMENT TO THE INVESTMENT SUB-ADVISORY AGREEMENT made this 1st day of October, 2019 (the “Amendment”), is between Lincoln Investment Advisors Corporation (the “Adviser”) and T. Rowe Price Associates, Inc. (the “Sub-Adviser”).

Loomis Sayles Funds IiLOOMIS SAYLES INTERNATIONAL GROWTH FUND Advisory Agreement (December 14th, 2020)

AGREEMENT made as of the 15th day of December 2020, by and between Loomis Sayles Funds II, a Massachusetts business trust (the “Trust”), with respect to its Loomis Sayles International Growth Fund series (the “Series”), and Loomis, Sayles & Company, L.P, a Delaware limited liability company (the “Adviser”).

Natixis Funds Trust IMIROVA U.S. SUSTAINABLE EQUITY FUND Advisory Agreement (December 14th, 2020)

AGREEMENT made as of the 15th day of December 2020, by and between Natixis Funds Trust I, a Massachusetts business trust (the “Trust”), with respect to its Mirova U.S. Sustainable Equity Fund series (the “Series”), and Mirova US LLC LLC, a Delaware limited liability company (the “Adviser”).

JNL Series TrustAmendment to Amended and Restated Investment Sub-Advisory Agreement Between Jackson National Asset Management, LLC (December 11th, 2020)

This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company and registered investment adviser (the “Adviser”), and Mellon Investments Corporation (originally, Mellon Capital Management Corporation), a Delaware corporation and registered investment adviser (the “Sub-Adviser”).

JNL Series TrustAmendment to Amended and Restated Investment Sub-Advisory Agreement Between Jackson National Asset Management, LLC (December 11th, 2020)

This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company and registered investment adviser (the “Adviser”), and Mellon Investments Corporation (originally, Mellon Capital Management Corporation), a Delaware corporation and registered investment adviser (the “Sub-Adviser”).

JNL Series TrustAmendment to JNL Series Trust Investment Sub-Advisory Agreement Between (December 11th, 2020)

This Amendment is made by and between Jackson National Asset Management, LLC, a limited liability company organized in the State of Michigan (the “Adviser”), and First Pacific Advisors, LP, a limited partnership organized in the state of Delaware (the “Sub-Adviser”).

ADVISORY AGREEMENT NO. 0364 - EIAH (December 8th, 2020)

The province of Zuid-Holland, having its head office at Zuid-Hollandplein 1, 2596 AW, The Hague, The Netherlands, represented by Jan-Herman DE BAAS,

FISCAL ADVISORY AGREEMENT (November 26th, 2020)

services based on the Advisor’s knowledge, experience, reputation and contacts and to assist the Corporation in an analysis of Canadian equity markets with a view to optimizing the Corporation’s planned non-brokered private placement offering of securities of the Corporation (the “Financing Transaction”).

Virtus ETF Trust IIVIRTUS ETF TRUST II AMENDMENT TO SCHEDULE A TO THE ADVISORY AGREEMENT (November 25th, 2020)

THIS AMENDMENT (the “Amendment”) dated as of the 17th day of November, 2020, to Schedule A to the Advisory Agreement, dated as of January 4, 2016 (the “Advisory Agreement”), is entered into by and between VIRTUS ETF TRUST II (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and VIRTUS ETF ADVISERS LLC, a Delaware limited liability company with its principal place of business at 1540 Broadway, New York, NY 10036 (the “Adviser”).

Pace Select Advisors TrustSub-Advisory Agreement between UBS Global Asset Management (Americas) Inc. And Jackson Square Partners, LLC (November 25th, 2020)

Agreement dated as of May 1, 2014, between UBS Global Asset Management (Americas) Inc. (“UBS Global AM”), a Delaware limited liability corporation (“Sub-Adviser”) (the “Agreement”).

Pacific Oak Strategic Opportunity REIT, Inc.ADVISORY AGREEMENT between PACIFIC OAK STRATEGIC OPPORTUNITY REIT, INC. and PACIFIC OAK CAPITAL ADVISORS, LLC November 1, 2020 (November 13th, 2020)