Recitals:Escrow Agreement • July 19th, 2001 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • District of Columbia
WARRANTIndividual Investor Group Inc • August 13th, 1999 • Periodicals: publishing or publishing & printing • New York
STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT, dated as of November 30, 1998 (the "Agreement"), is between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation with its principal place of business at 1633 Broadway, 38th Floor, New York,...Stock Purchase Agreement • December 14th, 1998 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
Exhibit 10.23 STOCK OPTION AGREEMENT This STOCK OPTION AGREEMENT (the "Agreement") is entered into as of the 3rd day of January, 2001, by and between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation (the "Company"), and Jonathan L. Steinberg...Stock Option Agreement • April 1st, 2002 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • Delaware
INDEMNIFICATION AGREEMENT This Agreement, made and entered into as of the 14th day of September, 1998 ("Agreement"), by and between Individual Investor Group, Inc., a Delaware corporation ("Corporation"), and Gregory E. Barton ("Indemnitee"): WHEREAS,...Indemnification Agreement • November 13th, 1998 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • Delaware
Recitals:Escrow Agreement • July 19th, 2001 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • District of Columbia
Exhibit 10.5 INDEMNIFICATION AGREEMENT This Agreement, made and entered into as of the 16th day of August, 1999 ("Agreement"), by and between Individual Investor Group, Inc., a Delaware corporation ("Corporation"), and David H Allen ("Indemnitee"):...Indemnification Agreement • November 15th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • Delaware
EXHIBIT 4.1 STOCK OPTION AGREEMENT AGREEMENT dated as of the 14 day of September, 1998, by and between Individual Investor Group, Inc., a Delaware corporation ("Company"), and Brette Popper ("Employee"). WHEREAS, the Company and Employee have entered...Stock Option Agreement • October 29th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 26,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 15th, 2012 • WisdomTree Investments, Inc. • Commodity contracts brokers & dealers • New York
WisdomTree Investments, Inc., a Delaware corporation (the “Company”), and the persons listed in Schedule B hereto (the “Selling Stockholders”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Barclays Capital Inc.(“Barclays”), Citigroup Global Markets Inc. (“Citi”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, Barclays and Citi are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Selling Stockholders, acting severally and not jointly, and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedules A and B hereto and (ii) the grant by certain Selling St
INCENTIVE STOCK OPTION AGREEMENT AGREEMENT made as of the 14th day of September, 1998, by and between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation ("Company"), and Gregory E. Barton ("Employee"). WHEREAS, on September 14, 1998 ("Grant...Incentive Stock Option Agreement • November 13th, 1998 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
EXHIBIT 10.23 PARTIAL ASSIGNMENT OF LEASE AND ASSIGNMENT OF SUBLEASES PARTIAL ASSIGNMENT OF LEASE AND ASSIGNMENT OF SUBLEASES (the "Partial Assignment") made as of April 9, 2003, by and between INDEX DEVELOPMENT PARTNERS, INC., a Delaware corporation,...Index Development Partners Inc • November 12th, 2003 • Periodicals: publishing or publishing & printing
STOCKHOLDER AGREEMENTStockholder Agreement • June 16th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
September 29, 1999 Mr. Jonathan Steinberg Individual Investor Group, Inc. 125 Broad Street 14th Floor New York, NY 10004 Re: Binding Letter Agreement Dear Jonathan: 1. This letter (the "Letter Agreement") dated as of September 29, 1999 (the "Effective...Letter Agreement • October 29th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
Exhibit 10.24 STOCK OPTION AGREEMENT This STOCK OPTION AGREEMENT (the "Agreement") is entered into as of the 3rd day of January, 2001, by and between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation (the "Company"), and Gregory E. Barton (the...Stock Option Agreement • April 1st, 2002 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • Delaware
EXHIBIT 4.4 STOCK OPTION AGREEMENT AGREEMENT, made as of June 23, 1995, between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation (the "Company"), and ROBERT SCHMIDT ("Schmidt"). WHEREAS, on June 23, 1995, the Board of Directors of the Company...Stock Option Agreement • December 12th, 1996 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
WISDOMTREE, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of February 14, 2023 5.75% Convertible Senior Notes due 2028Indenture • February 14th, 2023 • WisdomTree, Inc. • Security brokers, dealers & flotation companies • New York
INDENTURE dated as of February 14, 2023 between WISDOMTREE, INC., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
AGREEMENT by and amongAgreement • June 16th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT ("Agreement") is made as of the 1st day of June, 1999, by and among KIRLIN HOLDING CORP., a Delaware corporation ("Company"), and INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation...Securities Purchase Agreement • June 16th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT dated as of September 11, 1998 between Individual Investor Group, Inc., a Delaware corporation with offices at 1633 Broadway, New York, New York 10019 ("Company"), and Brette Popper, residing at 522 West End...Employment Agreement • November 13th, 1998 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
EXHIBIT 10.4 STOCK OPTION AGREEMENT AGREEMENT, made as of May 9, 1997, between Individual Investor Group, Inc., a corporation organized and existing under the laws of the State of Delaware corporation, having a principal address at 1633 Broadway, 38th...Stock Option Agreement • August 13th, 1997 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
Agreement AGREEMENT made this 9th day of July, 2001 by and between Individual Investor Group, Inc., a Delaware corporation with principal offices located at 125 Broad Street, New York, N.Y. 10004 (hereinafter referred to as "Seller"), and The...Agreement • July 19th, 2001 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 26th, 2011 • WisdomTree Investments, Inc. • Commodity contracts brokers & dealers • Delaware
This Indemnification Agreement (“Agreement”) is made as of by and between WisdomTree Investments, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”).
STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the "Agreement") dated as of September 29, 1999 (the "Effective Date"), is entered into between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation with its principal place of business at 125...Stock Purchase Agreement • October 29th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
Exhibit 10.48 ASSET PURCHASE AGREEMENT ASSET PURCHASE AGREEMENT, dated as of October 22, 2001 (the "Effective Date") by and between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation with executive offices at 125 Broad Street, New York, New York...Asset Purchase Agreement • April 1st, 2002 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing
This Agreement, made and entered into effective as of the 17th day of June, 1998 ("Agreement"), by and between Individual Investor Group, Inc., a Delaware corporation ("Corporation"), and S. Christopher Meigher III ("Indemnitee"):Agreement • May 17th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • Delaware
EXHIBIT 10.3 This STOCK PURCHASE AGREEMENT, dated as of June 30, 1997 (the "Agreement"), is between INDIVIDUAL INVESTOR GROUP, INC., a Delaware corporation (is the "Company"), and WISE PARTNERS, L.P., a Limited Partnership organized and existing under...Stock Purchase Agreement • August 13th, 1997 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 14,362,251 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2012 • WisdomTree Investments, Inc. • Commodity contracts brokers & dealers • New York
Exhibit 10.34 AGREEMENT OF SUBLEASEAgreement of Sublease • April 1st, 2002 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • New York
CREDIT AGREEMENT Dated as of April 11, 2018 among WISDOMTREE INVESTMENTS, INC. as the Parent and U.S. Borrower, WISDOMTREE INTERNATIONAL HOLDINGS LTD as the English Borrower, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent, Collateral...Credit Agreement • April 13th, 2018 • WisdomTree Investments, Inc. • Security brokers, dealers & flotation companies • New York
This CREDIT AGREEMENT is entered into as of April 11, 2018, among WISDOMTREE INVESTMENTS, INC., a Delaware corporation (the “Parent” and in its capacity as a borrower under the Revolving Credit Facility, the “U.S. Borrower”), WISDOMTREE INTERNATIONAL GROUP, INC., a Delaware corporation and a direct Subsidiary of the Parent (“U.S. Midco”), WISDOMTREE INTERNATIONAL HOLDINGS LTD, a company incorporated under the laws of England and Wales with registered number 11046784 and a direct Subsidiary of U.S. Midco (the “English Borrower” and, together with the U.S. Borrower, each a “Borrower” and collectively, the “Borrowers”), CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent, Collateral Agent, L/C Issuer and Lender (such terms and each capitalized term not defined in this preamble or the preliminary statements below have the meaning provided in Section 1.01) and each lender from time to time party hereto (collectively, the “Lenders” and, individually, a “Lender”).
WISDOMTREE, INC. AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY AS RIGHTS AGENT STOCKHOLDER RIGHTS AGREEMENT DATED AS OF MARCH 17, 2023Stockholder Rights Agreement • March 20th, 2023 • WisdomTree, Inc. • Security brokers, dealers & flotation companies • Delaware
This Stockholder Rights Agreement, dated as of March 17, 2023 (this “Agreement”), between WisdomTree, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a federally chartered trust company (the “Rights Agent”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 31st, 2011 • WisdomTree Investments, Inc. • Periodicals: publishing or publishing & printing • Delaware
AGREEMENT made as of this [date], between WisdomTree Asset Management, Inc. (the “Adviser”) and WisdomTree Trust, a business trust organized under the laws of the State of Delaware (the “Trust”).
STOCK OPTION AGREEMENTStock Option Agreement • March 31st, 2011 • WisdomTree Investments, Inc. • Periodicals: publishing or publishing & printing • Delaware
This STOCK OPTION AGREEMENT (the “Agreement”) is entered into as of the 17th day of March, 2004, by and between INDEX DEVELOPMENT PARTNERS, INC., a Delaware corporation (the “Company”), and Jonathan Steinberg (the “Employee”).
STOCK OPTION AGREEMENTStock Option Agreement • March 31st, 2011 • WisdomTree Investments, Inc. • Periodicals: publishing or publishing & printing • Delaware
This STOCK OPTION AGREEMENT (the “Agreement”) is entered into as of November 10, 2004, by and between INDEX DEVELOPMENT PARTNERS, INC., a Delaware corporation (the “Company”), and Michael Steinhardt (the “Optionholder”).
Form for Executive Officers Outside of any Equity Plan (with Change of Control) STOCK OPTION AGREEMENTStock Option Agreement • September 2nd, 2011 • WisdomTree Investments, Inc. • Commodity contracts brokers & dealers • Delaware
STOCK OPTION AGREEMENT (the “Agreement”), effective as of the Grant Date (as defined below), by and between WisdomTree Investments, Inc., a Delaware corporation (the “Company”), and the employee of WisdomTree Asset Management, Inc. (“WTAM”), a wholly-owned subsidiary of the Company, whose name is set forth on the signature page of this Agreement (the “Employee”).
5.3.1 If Employee's employment is terminated by the Company "for cause" (as defined in Section 8 of the Employment Agreement), this option, whether exercisable or not, shall immediately expire. 5.3.2 If Employee's employment is terminated by the...4 Stock Option Agreement • October 29th, 1999 • Individual Investor Group Inc • Periodicals: publishing or publishing & printing • Delaware
