Exhibit 10.03 MANAGEMENT AGREEMENT THIS AGREEMENT, made as of the 1st day of November, 1994, among DEAN WITTER SPECTRUM TECHNICAL L.P., a Delaware limited partnership (the "Partnership"), DEMETER MANAGEMENT CORPORATION, a Delaware corporation (the...Management Agreement • March 31st, 1999 • Witter Dean Spectrum Technical Lp • Asset-backed securities • New York
Exhibit 10.06 CARR FUTURES INC. 10 South Wacker Drive, Suite 1100 Chicago, IL 60606 Facsimile (312) 441-4201 INTERNATIONAL FOREIGN EXCHANGE MASTER AGREEMENT MASTER AGREEMENT dated as of August 1, 1997, by and between CARR FUTURES INC., a Delaware...Master Agreement • March 31st, 1999 • Witter Dean Spectrum Technical Lp • Asset-backed securities • New York
MANAGEMENT AGREEMENTManagement Agreement • January 3rd, 2001 • Morgan Stanley Dean Witter Spectrum Technical Lp • Asset-backed securities
AMENDMENT NO. 2 TOManagement Agreement • June 19th, 2006 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers
EXHIBIT 10.04 CUSTOMER AGREEMENT THIS CUSTOMER AGREEMENT (this "Agreement") made as of May 1, 2000, by and among MORGAN STANLEY DEAN WITTER SPECTRUM TECHNICAL L.P. a Delaware limited partnership (the "Customer") and MORGAN STANLEY & CO. INTERNATIONAL...Customer Agreement • November 1st, 2001 • Morgan Stanley Spectrum Technical Lp • Asset-backed securities
EXHIBIT 10.21 MANAGEMENT AGREEMENT THIS AGREEMENT, made as of the 9th day of October, 2007 among MORGAN STANLEY SPECTRUM TECHNICAL L.P., a Delaware limited partnership (the "Partnership"), DEMETER MANAGEMENT CORPORATION, a Delaware corporation (the...Management Agreement • October 15th, 2007 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
MANAGEMENT AGREEMENTManagement Agreement • December 7th, 2011 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
AGREEMENT made as of the 1st day of December, 2011 among CERES MANAGED FUTURES LLC, a Delaware limited liability company (“CMF” or the “General Partner”), MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL L.P., a Delaware limited partnership (the “Partnership”) and BLACKWATER CAPITAL MANAGEMENT LLC, a Delaware limited liability company (“Blackwater” or the “Advisor”).
EXHIBIT 10.08 AMENDED AND RESTATED ESCROW AGREEMENTEscrow Agreement • November 5th, 2001 • Morgan Stanley Spectrum Technical Lp • Asset-backed securities • New York
Exhibit 10.08 ESCROW AGREEMENTEscrow Agreement • March 31st, 1999 • Witter Dean Spectrum Technical Lp • Asset-backed securities • New York
WITNESSETH:Securities Account Control Agreement • March 10th, 2004 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
COMMODITY FUTURES CUSTOMER AGREEMENT BETWEEN MORGAN STANLEY DEAN WITTER SPECTRUM TECHNICAL L.P. AND MORGAN STANLEY & CO. INCORPORATEDCommodity Futures Customer Agreement • November 1st, 2001 • Morgan Stanley Spectrum Technical Lp • Asset-backed securities • New York
EXHIBIT 10.08 THE BANK OF NEW YORK -------------------------------------------- ------------------------------------ SUBSCRIPTION ESCROW AGREEMENTEscrow Agreement • July 31st, 2007 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
ALTERNATIVE INVESTMENT PLACEMENT AGENT AGREEMENTAlternative Investment • August 13th, 2014 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
This Alternative Investment Placement Agent Agreement (“Agreement”) is dated as of October 1, 2014, by and among each of the Delaware limited partnerships listed on Schedule 1 hereto (each, a “Partnership,” and together, the “Partnerships”), Ceres Managed Futures LLC, a Delaware limited liability company (the “General Partner”), and Morgan Stanley Smith Barney LLC, a Delaware limited liability company, currently doing business as Morgan Stanley Wealth Management (“MSSB”). Partnerships may be added to this Agreement upon the agreement of the General Partner and MSSB. The listing of such partnership on Schedule 1 hereto shall be evidence of such agreement. This Agreement supersedes all prior agreements between each Partnership, MSSB and the General Partner, including, but not limited to, those listed on Schedule 2 hereto.
Institutional Account Agreement Account Number(s) ###-##### Account Title SECOR MASTER FUND L.P.Institutional Account Agreement • August 10th, 2017 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
This Institutional Account Agreement (together with any annexes or supplements hereto, this “Agreement”), dated as of July 12, 2017, is by and among SECOR Master Fund L.P., a limited partnership organized under the laws of Delaware (“you” or, as the context requires, “your”), and J.P. Morgan Securities LLC (“JPMS”), JPMorgan Chase Bank, N.A., J.P. Morgan Securities plc, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Asia Private Limited, J.P. Morgan Securities Australia Limited, JPMorgan Securities Japan Co., Ltd., J.P. Morgan Prime Nominees Limited, J.P. Morgan Markets Limited, J.P. Morgan Prime Inc. and any other JPM Affiliate notified to you from time to time (JPMS and such JPM Affiliates, individually and collectively as the context requires, a “JP Morgan Entity,” “JP Morgan,” “us,” “our” or “we”).
ContractForeign Exchange and Bullion Authorization Agreement • August 10th, 2017 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
FOREIGN EXCHANGE AND BULLION AUTHORIZATION AGREEMENT (the “Agreement”), dated as of July 12, 2017, among JPMorgan Chase Bank, N.A. (“JPMC”), SECOR Capital Advisors, LP (the “Investment Manager”), and SECOR Master Fund L.P. (the “Fund”).
FOREIGN EXCHANGE AND OPTIONS MASTER AGREEMENT (FEOMA)Foreign Exchange and Options Master Agreement • December 4th, 2007 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
MANAGEMENT AGREEMENTManagement Agreement • March 30th, 2015 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
MORGAN STANLEY & CO. LLC LISTED DERIVATIVESSecurities Purchase Authorization Agreement • November 4th, 2015 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers
This Agreement governs the service (“Service”) made available to each Fund set forth in Annex A hereto (each such Fund, the “Customer”) by Morgan Stanley & Co. LLC (“MS&Co.”) and is effective as of June 1, 2015. This Agreement is in addition to and supplements Customer’s Commodity Futures Customer Agreement (the “Futures Agreement”). Unless otherwise specified in this Agreement, all capitalized terms used herein shall have the meanings set forth in the Futures Agreement and references herein and in the Futures Agreement to the “Agreement” shall be construed to mean the Futures Agreement as amended and supplemented by this Agreement. Except as otherwise modified by this Agreement, the terms and conditions of the Futures Agreement remain in full force and effect.
Dated as of _______________, 1998 Dean Witter Reynolds Inc. Two World Trade Center, 62nd Floor New York, New York 10048 Dear Sirs: Dean Witter Spectrum Global Balanced L.P. ("Global" (formerly Dean Witter Spectrum Balanced L.P.)), a limited...Selling Agreement • March 12th, 1998 • Witter Dean Spectrum Technical Lp • Asset-backed securities • New York
FIFTH AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENTLimited Partnership Agreement • January 7th, 2016 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • Delaware
This Fifth Amended and Restated Agreement of Limited Partnership, made as of January 1, 2016 (this “Agreement”), amends and restates the limited partnership agreement made as of May 27, 1994, which was previously amended and restated as of May 31, 1998, February 28, 2000, April 25, 2005 and April 2, 2007, by and among Ceres Managed Futures LLC, a Delaware limited liability company (the “General Partner”), and the other parties who shall execute this Agreement, whether in counterpart, by separate instrument, or otherwise, as limited partners (collectively, “Limited Partners”; the General Partner and Limited Partners may be collectively referred to herein as “Partners”). The definitions of capitalized terms used in this Agreement and not defined where used may be found by reference to the index of defined terms in Section 16.
AMENDMENT NO. 1 TO MORGAN STANLEY SPECTRUM SERIES AMENDED AND RESTATED SELLING AGREEMENTSelling Agreement • December 3rd, 2003 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers
The Amended and Restated Selling Agreement, dated as of March 7, 2000 (the "Selling Agreement"), among Morgan Stanley Spectrum Select L.P., Morgan Stanley Spectrum Technical L.P., Morgan Stanley Spectrum Strategic L.P., Morgan Stanley Spectrum Global Balanced L.P., Morgan Stanley Spectrum Currency L.P., Morgan Stanley Spectrum Commodity L.P. (collectively, the "Partnerships"), Demeter Management Corporation, and Morgan Stanley DW Inc. ("Morgan Stanley DW") is hereby amended as set forth below. All provisions contained in the Selling Agreement remain in full force and effect and are modified only to the extent necessary to provide for the amendments set forth below. Terms used herein and not defined herein have the meaning given to such terms in the Selling Agreement.
FORM OF AMENDMENT NO. 2 TO MORGAN STANLEY SPECTRUM SERIES AMENDED AND RESTATED SELLING AGREEMENTSelling Agreement • March 8th, 2004 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers
The Amended and Restated Selling Agreement, dated as of March 7, 2000, as amended by Amendment No. 1 to the Selling Agreement, dated April 28, 2003 (the "Selling Agreement"), among Morgan Stanley Spectrum Select L.P. ("Select"), Morgan Stanley Spectrum Technical L.P. ("Technical"), Morgan Stanley Spectrum Strategic L.P. ("Strategic"), Morgan Stanley Spectrum Global Balanced L.P. ("Global Balanced"), and Morgan Stanley Spectrum Currency L.P.("Currency") (collectively, the "Partnerships"), Demeter Management Corporation, and Morgan Stanley DW Inc. ("Morgan Stanley DW") is hereby amended as set forth below. All provisions contained in the Selling Agreement remain in full force and effect and are modified only to the extent necessary to provide for the amendments set forth below. Terms used and not otherwise defined herein have the meaning ascribed to such term in the Selling Agreement.
FOREIGN EXCHANGE AND OPTIONS MASTER AGREEMENT (FEOMA)Master Agreement • March 24th, 2006 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
MASTER AGREEMENT dated as of March 18, 2005 by and between Morgan Stanley Capital Group Inc., a Delaware corporation and Morgan Stanley Spectrum Technical, L.P., a Delaware Limited Partnership.
FOREIGN EXCHANGE AND OPTIONS MASTER AGREEMENT (FEOMA)Foreign Exchange and Options Master Agreement • November 1st, 2001 • Morgan Stanley Spectrum Technical Lp • Asset-backed securities • New York
EXHIBIT 10.20 MANAGEMENT AGREEMENT THIS AGREEMENT, made as of the 9th day of October, 2007, among MORGAN STANLEY SPECTRUM TECHNICAL L.P., a Delaware limited partnership (the "Partnership"), DEMETER MANAGEMENT CORPORATION, a Delaware corporation (the...Management Agreement • October 15th, 2007 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
Amended & Restated Master Services AgreementMaster Services Agreement • August 6th, 2015 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
This Amended & Restated Master Services Agreement (the “Agreement”) is entered into and effective as of March 31, 2015 (the “Effective Date”) by and among:
MANAGEMENT AGREEMENTManagement Agreement • June 1st, 2016 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers • New York
FORM OF CUSTOMER AGREEMENTForm of Customer Agreement • March 15th, 2001 • Morgan Stanley Dean Witter Spectrum Technical Lp • Asset-backed securities
ADDITIONAL SELLER AGREEMENT ________________ (Date) Dean Witter Reynolds Inc. Two World Trade Center, 62nd Floor New York, New York 10048 Gentlemen: Dean Witter Spectrum Global Balanced L.P., formerly Dean Witter Spectrum Balanced L.P. ("Global...Additional Seller Agreement • May 7th, 1998 • Witter Dean Spectrum Technical Lp • Asset-backed securities • New York
FORM OF RESIGNATION AND APPOINTMENT OF NEW ESCROW AGENTMorgan Stanley Spectrum Technical Lp • March 12th, 2007 • Commodity contracts brokers & dealers
Pursuant to Section 4(j) of the Escrow Agreement, the Resigning Escrow Agent hereby notifies the Parties of its resignation as Escrow Agent, effective as of the close of business on the date hereof (the "Effective Time").
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF MORGAN STANLEY SPECTRUM TECHNICAL L.P.Morgan Stanley Spectrum Technical Lp • June 4th, 2009 • Commodity contracts brokers & dealers
November 27, 2007 CUSTOMER FX PRIME BROKERAGE AGREEMENT Ladies and Gentlemen: In consideration of Morgan Stanley & Co. Incorporated ("Morgan Stanley") agreeing to act as prime broker of each entity specified in Annex B attached hereto (severally, and...Morgan Stanley Spectrum Technical Lp • December 4th, 2007 • Commodity contracts brokers & dealers • New York
Exhibit 10.18(a) FIRST AMENDMENT TO MANAGEMENT AGREEMENT THIS FIRST AMENDMENT (this "Amendment") to the Management Agreement dated as of January 1, 2004 (the "Management Agreement"), by and among Morgan Stanley Spectrum Technical L.P., a Delaware...Management Agreement • October 16th, 2006 • Morgan Stanley Spectrum Technical Lp • Commodity contracts brokers & dealers
AMENDMENT NO. 4 TO AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • August 13th, 2014 • Morgan Stanley Smith Barney Spectrum Technical Lp • Commodity contracts brokers & dealers
WHEREAS, MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL L.P., a Delaware limited partnership (the “Partnership”), CERES MANAGED FUTURES LLC, a Delaware limited liability company (the “General Partner”), and CAMPBELL & COMPANY, INC., a Maryland corporation (the “Trading Advisor”), have agreed to amend the Amended and Restated Management Agreement, by and among the Partnership, the General Partner, and the Trading Advisor, dated as of the November 1, 1994, as amended by the Amendment No. 1 thereto as of the November 30, 2000, Amendment No. 2 thereto as of the June 13, 2006, and Amendment No. 3 thereto as of the May 9, 2011 (together, the “Management Agreement”), to reduce the monthly management fee rate payable to the Trading Advisor. Terms used and not otherwise defined herein have the meanings ascribed to such terms in the Management Agreement.
FORM OF AMENDMENT NO. 2 TO AMENDED AND RESTATED CUSTOMER AGREEMENTMorgan Stanley Spectrum Technical Lp • October 10th, 2007 • Commodity contracts brokers & dealers
WHEREAS, MORGAN STANLEY SPECTRUM TECHNICAL L.P., a Delaware limited partnership (the “Customer”), and MORGAN STANLEY & CO. INCORPORATED, formerly Morgan Stanley DW Inc., a Delaware corporation, (the “Commodity Broker”) have agreed to amend the Amended and Restated Customer Agreement, dated as of the 16th day of October 2000, as amended and supplemented from time to time (the “Customer Agreement”), by and between the Customer and the Commodity Broker, to reflect the merger of Morgan Stanley DW Inc. into Morgan Stanley & Co. Incorporated, and to amend the rate of interest income in credited to the Customer’s account by the Commodity Broker. Terms used and not otherwise defined herein have the meanings ascribed to such terms in the Customer Agreement.
