RECITALSAdministration Agreement • January 30th, 2007 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • New Jersey
THE UNITS HAVE BEEN PRIVATELY OFFERED AND CANNOT BE TRANSFERRED WITHOUT THE CONSENT OF THE MANAGER AND COMPLIANCE WITH APPLICABLE SECURITIES LAW EXEMPTIONS.Limited Liability Company Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
RECITALSEscrow Agreement • January 30th, 2007 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
Exhibit 10.7 UBS MANAGED FUTURES (ASPECT) LLC LIMITED LIABILITY COMPANY OPERATING AGREEMENT Dated as of October 26, 2006 UBS MANAGED FUTURES (ASPECT) LLC (a Delaware Limited Liability Company) LIMITED LIABILITY COMPANY OPERATING AGREEMENT This Limited...Limited Liability Company Operating Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
Exhibit 1.1 UBS MANAGED FUTURES PLATFORM SELLING AGREEMENT Private Placement of Units of Limited Liability Company Interest Dated as of November 13, 2006 UBS MANAGED FUTURES PLATFORM SELLING AGREEMENT TABLE OF CONTENTS Section 1. Representations and...Selling Agreement • January 30th, 2007 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
RECITALSAdministration Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • New Jersey
RECITALSForm of Escrow Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
ALPHAMETRIX MANAGED FUTURES PLATFORMS SECOND AMENDED AND RESTATED ADVISORY AGREEMENT Dated as of June 1, 2010 among ALPHAMETRIX ASPECT FUND – MT0001 ALPHAMETRIX MANAGED FUTURES LLC (ASPECT SERIES) ALPHAMETRIX MANAGED FUTURES II LLC (ASPECT CS SERIES)...Advisory Agreement • October 14th, 2010 • AlphaMetrix Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
US 10 Year Treasury Note (CBT) US 2 Year Treasury Note (CBT) US 30 Year Treasury Bond (CBT) US 5 Year Treasury Note (CBT) Euro 2 Year Swapnote (LIFFE) Euro Buxl (EUREX) Swiss Confederation Bond (EUREX) US 10 Year Interest Swapnote (CBOT) US 5 Year Interest Swapnote (CBOT)
ALPHAMETRIX MANAGED FUTURES LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Providing for Individual Series of Units of Limited Liability Company Interest) Dated as of November 2, 2008 THESE ARE SPECULATIVE SECURITIES. ALPHAMETRIX, LLC...Limited Liability Company Agreement • November 6th, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Delaware
Amended and Restated Limited Liability Company Agreement (“Agreement”) dated as of November 2, 2008, of AlphaMetrix Managed Futures LLC (the “Platform”):
UBS MANAGED FUTURES PLATFORM ASSIGNMENT AGREEMENTAssignment Agreement • October 1st, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
THIS ASSIGNMENT AGREEMENT (this “Agreement”), dated as of the 26th day of September, 2008, is entered into between ALPHAMETRIX, LLC, a Delaware limited liability company (“Assignee”), UBS MANAGED FUND SERVICES INC., a Delaware corporation (“Assignor”), and, with respect to Section 7 only, UBS SECURITIES LLC, a Delaware limited liability company (the “Clearing Broker”).
ALPHAMETRIX MANAGED FUTURES PLATFORM ADVISORY AGREEMENT Dated as of November 1, 2008 among ALPHAMETRIX ASPECT FUND – MT0001 ALPHAMETRIX , LLC and ASPECT CAPITAL LIMITEDAdvisory Agreement • November 6th, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
ASSIGNMENT AND TRANSFER AGREEMENTAssignment and Transfer Agreement • November 6th, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • New Jersey
This ASSIGNMENT AND TRANSFER AGREEMENT (this “Agreement”) is made and entered into as of November 2, 2008 (the “Effective Date”), by and between UBS Managed Fund Services Inc., a Delaware corporation (“Assignor”), and AlphaMetrix, LLC, a Delaware limited liability company (“Assignee”) and is acknowledged and consented to by DPM Mellon, LLC (the “Administrator”).
SCHEDULE to the March 1, 2007 Master Agreement dated as of [trade date of first transaction / signature date if no transaction] betweenUBS Managed Futures LLC (Aspect Series) • March 21st, 2008 • Commodity contracts brokers & dealers
ASPECT SERIESSeparate Series Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers
ContractLetter Agreement • November 6th, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers
Exhibit 10.1 UBS MANAGED FUTURES PLATFORM ADVISORY AGREEMENT Dated as of September 25, 2006Advisory Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
Exhibit 10.5 FORM OF CUSTOMER AGREEMENT This Customer Agreement ("Agreement") between UBS Securities LLC ("UBS-S LLC") and ____________________ ("Customer") shall govern the purchase and sale by UBS-S LLC of certain futures contracts, options thereon...Form of Customer Agreement • November 2nd, 2006 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
Exhibit 10.2 November __, 2006 UBS Financial Services Inc. UBS Managed Fund Services Inc. UBS Managed Futures LLC (Aspect Series) UBS Managed Futures SPC UBS Managed Futures (Aspect) LLC c/o UBS Managed Fund Services Inc. One North Wacker Drive 31st...UBS Managed Futures LLC (Aspect Series) • November 2nd, 2006 • Commodity contracts brokers & dealers
ContractFx Prime Brokerage Agreement • March 21st, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • England and Wales
ASPECT SERIES AMENDED AND RESTATED SEPARATE SERIES AGREEMENTSeparate Series Agreement • November 6th, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers
THIS AMENDED AND RESTATED SEPARATE SERIES AGREEMENT, dated as of November 2, 2008 (this “Series Agreement”), entered into by and between the undersigned amends and restates in its entirety the Separate Series Agreement dated as of October 26, 2006 by and between UBS Managed Fund Services Inc. and the Members (the “Original Agreement”). Capitalized terms used herein and not otherwise defined are used as defined in the Amended and Restated Limited Liability Company Agreement of AlphaMetrix Managed Futures LLC dated as of November 2, 2008 (as amended from time to time, the “Master Agreement”).
FOR REFERENCE USE ONLY - NOT A SUBSTITUTE FOR THE PRINTED ISDA FORMMaster Agreement • March 21st, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers
have entered and/or anticipate entering into one or more transactions (each a "Transaction") that are or will be governed by this Master Agreement, which includes the schedule (the "Schedule"), and the documents and other confirming evidence (each a "Confirmation") exchanged between the parties confirming those Transactions.
GENERAL ASSIGNMENT AND ASSUMPTIONGeneral Assignment and Assumption • November 6th, 2008 • UBS Managed Futures LLC (Aspect Series) • Commodity contracts brokers & dealers • Illinois
THIS GENERAL ASSIGNMENT AND ASSUMPTION, dated as of the 1st day of November, 2008, is entered into between ALPHAMETRIX, LLC, a Delaware limited liability company (“Assignee”), and UBS MANAGED FUND SERVICES INC., a Delaware corporation (“Assignor”).
