SUBADVISORY AGREEMENTSubadvisory Agreement • March 2nd, 2007 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of the 22nd day of June 2006, by and between ARROW INVESTMENT ADVISORS, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and DORSEY WRIGHT AND ASSOCIATES, INC., a Virginia Corporation under the laws of the State of Virginia (the “Subadviser”), and also registered under the Advisers Act with respect to each series listed on Exhibit A hereto (each a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”).
ADMINISTRATION SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST andService Agreement • March 2nd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • March 2nd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and INDEXService Agreement • March 2nd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • March 2nd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 2nd day of August 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, NY 11788 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
AGREEMENTAgreement • March 2nd, 2007 • Northern Lights Fund Trust • New York
AGREEMENT, dated as of May 19, 2005, as revised on September 25, 2006, between the NORTHERN LIGHTS TRUST (the “Trust”), a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788, and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
Custody Administration AgreementAdministration Agreement • March 2nd, 2007 • Northern Lights Fund Trust • Nebraska
This will confirm the understanding and agreement (the “Agreement”) between the Northern Lights Fund Trust (the “Trust”) and Gemini Fund Services, LLC (“GFS"), (collectively, the “Parties”), with respect to GFS's provision of custody administration services (as "Custody Administrator") to certain series of the Trust.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT THE ARROW DWA BALANCED FUNDTrust Operating Expenses Limitation Agreement • March 2nd, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of June, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of The Arrow DWA Balanced Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Arrow Investment Advisors, LLC (the “Advisor”).
CUSTODY AGREEMENTCustody Agreement • March 2nd, 2007 • Northern Lights Fund Trust
This Agreement is made between FIRST NATIONAL BANK OF OMAHA (“Bank”), a national banking association, and NORTHERN LIGHTS FUND TRUST (“Customer”), a business trust organized and existing under the laws of the State of Delaware (the “Trust”) .
