INVESTMENT ADVISORY AGREEMENT INTERSTATE FUND (A SERIES OF FINANCIAL INVESTORS TRUST) THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement") is made this _____ day of March, 2000, between Interstate Advisors, Inc., a [state] corporation ("Interstate...Investment Advisory Agreement • May 8th, 2000 • Financial Investors Trust • Colorado
1 AMENDED AND RESTATED DISTRIBUTION AGREEMENT This Agreement entered into as of this 14th day of December, 1999, by and between Financial Investors Trust, a Delaware business trust having its principal place of business at 370 17th Street, Suite 3100,...Distribution Agreement • May 8th, 2000 • Financial Investors Trust • Colorado
WITNESSETH:Custody Agreement • August 25th, 2000 • Financial Investors Trust • Ohio
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between FINANCIAL INVESTORS TRUST and ALPS MUTUAL FUNDS SERVICES, INC.Transfer Agency and Service Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
CUSTODIAN CONTRACT BETWEEN FGIC PUBLIC TRUST AND STATE STREET BANK AND TRUST COMPANY OF CONNECTICUT, N.A. TABLE OF CONTENTSCustodian Contract • August 28th, 1997 • Financial Investors Trust • Massachusetts
1 EXHIBIT (d)(7) ADVISORY AGREEMENT This Advisory Agreement (together with each amendment, if any, thereto, this "AGREEMENT") is made as of February XX, 2000 between __________ (the "TRUST"), a Massachusetts business trust, and National City...Advisory Agreement • February 14th, 2000 • Financial Investors Trust • Ohio
RECITALSInvestment Advisory Agreement • June 12th, 1998 • Financial Investors Trust • Colorado
EXHIBIT 99.(h)(3) ADMINISTRATION AGREEMENTAdministration Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
EXHIBIT 99.(h)(11) ASSUMPTION AGREEMENT AGREEMENT made as of April 2, 2001 among ALPS Mutual Funds Services, Inc. ("AMFSI"), a Colorado corporation, ALPS Distributors Inc., formerly known as ALPS Mutual Funds Services, Inc. ("ADI"), a Colorado...Assumption Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
1 EXHIBIT (g)(3) CUSTODIAN SERVICES AGREEMENT This Agreement is made as of _________________________ by and between NATIONAL CITY BANK (the "Custodian") and FINANCIAL INVESTORS TRUST, a Massachusetts business trust (the "Fund"). The Fund is registered...Custodian Services Agreement • February 14th, 2000 • Financial Investors Trust
SELLING AGREEMENT THIS AGREEMENT made and entered into as of this ____day of _______, 20__, by and between ALPS Distributors, Inc., a Colorado corporation having its principal place of business at 370 Seventeenth Street, Suite 3100, Denver, Colorado...Selling Agreement • August 28th, 2002 • Financial Investors Trust • Colorado
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT MAGNET TOTAL MARKET GROWTH FUND (A SERIES OF FINANCIAL INVESTORS TRUST) THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement") is made this _____ day of June, 2000, between Revqual Index-Plus Investors,...Investment Advisory and Management Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • November 27th, 2013 • Financial Investors Trust • Massachusetts
This Agreement is made as of June 11, 2013 and effective as of November 1, 2013 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 14th, 2020 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 17th day of June, 2020, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (each, a “Fund” or together, the “Funds”)).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2009 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 20 , between , a [corporation/trust] (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CUSTODIAN AGREEMENTCustodian Agreement • June 29th, 2015 • Financial Investors Trust • New York
THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/Kotak India Growth FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • New York
AGREEMENT, dated as of August 21, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra Asset Management (Singapore) Ptd. Ltd. (the “Sub-Adviser”), a corporation organized under the laws of Singapore, having its principal place of business at 16 Raffles Quay, #35-02, Hong Leong Building, Singapore 048581, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of April 16, 2018, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST AMENDED AND RESTATED CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 15th, 2016 • Financial Investors Trust • Colorado
This Amended and Restated Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of April 15, 2016 (the “Effective Date”) by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and together, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ADMINISTRATION AGREEMENTAdministration Agreement • June 5th, 2002 • Financial Investors Trust • Colorado
BANK AGREEMENT ALPS Distributors, Inc. 370 Seventeenth Street Suite 3100 Denver, Colorado 80202 Gentlemen: We are either (i) a "bank" (as such term is defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended) or (ii) a...Bank Agreement • August 28th, 2002 • Financial Investors Trust • Colorado
EXHIBIT 99.(e)(7) SELLING DEALER AGREEMENT We at ALPS Distributors, Inc. invite you, ( ) to distribute shares of the open-end investment companies, or the separate series or classes of the open-end investment companies, listed on Schedule A attached...Selling Dealer Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
INVESTMENT ADVISORY AGREEMENT BETWEEN FINANCIAL INVESTORS TRUST AND SSGA FUNDS MANAGEMENT, INC.Investment Advisory Agreement • August 28th, 2003 • Financial Investors Trust • Delaware
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 21, 2017, between Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
AMENDED AND RESTATED BOOKKEEPING AND PRICING AGREEMENT Between FINANCIAL INVESTORS TRUST and ALPS MUTUAL FUNDS SERVICES, INC.Bookkeeping and Pricing Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTCompliance Officer Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of March 21, 2017 (the “Effective Date”) by and between Financial Services Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Exhibit A (together, the “Funds” and each, a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
RECITALSInterim Advisory Agreement • August 27th, 2004 • Financial Investors Trust • Colorado
FINANCIAL INVESTORS TRUST TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 28th, 2020 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 16, 2012, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2013 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 31, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
BROKER-DEALER SELLING AGREEMENTBroker-Dealer • June 30th, 2020 • Financial Investors Trust • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT Clough China FundInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this 3rd day of August, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST ASPEN MANAGED FUTURES STRATEGY FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of August 2, 2011, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and, solely for purposes of Section 15(a) of this Agreement, Aspen Partners, Ltd., a Delaware S-Corporation (the “Adviser”).
FORM OF CUSTODIAN AGREEMENTForm of Custodian Agreement • August 28th, 2014 • Financial Investors Trust • New York
THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
FORM OF SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • September 5th, 2007 • Financial Investors Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
