Financial Investors Trust Sample Contracts

May 6th, 2008 · Common Contracts · 253 similar
Financial Investors TrustCUSTODY AGREEMENT

AGREEMENT, dated as of November 13, 2007 between Financial Investors Trust, a business an open-end series management investment company organized as a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).

November 27th, 2013 · Common Contracts · 233 similar
Financial Investors TrustMASTER CUSTODIAN AGREEMENT

This Agreement is made as of June 11, 2013 and effective as of November 1, 2013 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).

June 29th, 2015 · Common Contracts · 91 similar
Financial Investors TrustCUSTODIAN AGREEMENT

THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).

June 12th, 1998 · Common Contracts · 90 similar
Financial Investors TrustCUSTODY AGREEMENT
September 14th, 2020 · Common Contracts · 80 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT

This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 17th day of June, 2020, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (each, a “Fund” or together, the “Funds”)).

December 29th, 2009 · Common Contracts · 72 similar
Financial Investors TrustFORM OF DISTRIBUTION AGREEMENT

THIS AGREEMENT is made as of , 20 , between , a [corporation/trust] (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

November 20th, 2007 · Common Contracts · 53 similar
Financial Investors TrustFOREIGN CUSTODY MANAGER AGREEMENT

AGREEMENT made as November , 2007 between Financial Investors Trust on behalf of each fund listed on Schedule I hereto as such Schedule may be amended from time to time by The Bank of New York (“BNY”) (each hereinafter the “Fund”).

August 28th, 2018 · Common Contracts · 41 similar
Financial Investors TrustDISTRIBUTION AGREEMENT

THIS AGREEMENT is made as of April 16, 2018, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

September 14th, 2020 · Common Contracts · 35 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT

AGREEMENT, dated as of June 17, 2020 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Smith Capital Investors, LLC, a Colorado limited liability company (the “Sub-Adviser”), having its principal place of business at 1430 Blake Street, Denver, Colorado.

April 15th, 2016 · Common Contracts · 33 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST AMENDED AND RESTATED CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT

This Amended and Restated Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of April 15, 2016 (the “Effective Date”) by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the series listed in Exhibit A hereto (each, a “Fund” and together, the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

May 6th, 2008 · Common Contracts · 30 similar
Financial Investors TrustFOREIGN CUSTODY MANAGER AGREEMENT

AGREEMENT made as November 13, 2007 between Financial Investors Trust on behalf of each fund listed on Schedule I hereto as such Schedule may be amended from time to time by The Bank of New York (“BNY”) (each hereinafter the “Fund”).

March 23rd, 2017 · Common Contracts · 22 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND TRANSFER AGENCY AND SERVICES AGREEMENT

THIS AGREEMENT is made as of March 21, 2017, between Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

August 28th, 2013 · Common Contracts · 20 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT

THIS AGREEMENT is made as of December 31, 2103, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

May 15th, 2013 · Common Contracts · 15 similar
Financial Investors TrustBROKER DEALER SELLING AGREEMENT

THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of (hereinafter “Broker/Dealer”).

August 28th, 2014 · Common Contracts · 15 similar
Financial Investors TrustFORM OF CUSTODIAN AGREEMENT

THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).

March 23rd, 2017 · Common Contracts · 14 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT

This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of March 21, 2017 (the “Effective Date”) by and between Financial Services Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Exhibit A (together, the “Funds” and each, a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

February 28th, 2020 · Common Contracts · 14 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST TRANSFER AGENCY AND SERVICES AGREEMENT

THIS AGREEMENT is made as of March 16, 2012, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

May 15th, 2013 · Common Contracts · 13 similar
Financial Investors TrustSHAREHOLDER SERVICING AGREEMENT

THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).

May 10th, 2017 · Common Contracts · 12 similar
Financial Investors TrustFINANCIAL INVESTORS TRUSTS AMENDED AND RESTATED PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENT

This Amended and Restated Principal Financial Officer Services Agreement (this “Agreement”) is effective as of January 1, 2016 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.

August 28th, 2018 · Common Contracts · 9 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT Clough China Fund

This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this 3rd day of August, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).

June 30th, 2020 · Common Contracts · 9 similar
Financial Investors TrustBROKER-DEALER SELLING AGREEMENT

THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).

November 20th, 2007 · Common Contracts · 8 similar
Financial Investors TrustTRANSFER AGENCY AND SERVICE AGREEMENT

This Transfer Agency and Services Agreement (the “Agreement”) made this 1st day of October, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”) and ALPS Fund Services, Inc., a Colorado corporation having its principal office at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).

June 30th, 2020 · Common Contracts · 7 similar
Financial Investors TrustTrust NETWORKING Agreement

AGREEMENT entered into this _____ day of _____________, 20__, by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203 (“ALPS” or “Fund Agent”) and with its principal place of business in (“Trust Entity”).

August 28th, 2018 · Common Contracts · 7 similar
Financial Investors TrustINVESTMENT SUBADVISORY AGREEMENT ALPS/Red Rocks Listed Private Equity Fund

This Investment Subadvisory Agreement (the “Agreement”) is made as of this June 29, 2018 by and among ALPS Advisors, Inc. (the “Adviser”), Red Rocks Capital LLC (the “Sub-Adviser”), and Financial Investors Trust (the “Trust”).

August 28th, 2008 · Common Contracts · 6 similar
Financial Investors TrustAMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between FINANCIAL INVESTORS TRUST and ALPS MUTUAL FUNDS SERVICES, INC.

AGREEMENT made as of the 15th day of September, 2000, by and between FINANCIAL INVESTORS TRUST, a Delaware business trust, having its principal office and place of business at 370 Seventeenth Street, Suite 3100, Denver, Colorado 80202 (the “Trust”), and ALPS MUTUAL FUNDS SERVICES, INC., a Colorado Corporation having its principal office and place of business at 370 Seventeenth Street, Suite 3100, Denver, Colorado 80202(“ALPS”);

August 28th, 2008 · Common Contracts · 6 similar
Financial Investors TrustAMENDED AND RESTATED BOOKKEEPING AND PRICING AGREEMENT Between FINANCIAL INVESTORS TRUST and ALPS MUTUAL FUNDS SERVICES, INC.

AGREEMENT made this 15th day of September, 2000 between FINANCIAL INVESTORS Trust, a Delaware business trust having its principal office at 370 Seventeenth Street, Suite 3100, Denver, Colorado 80202 (the “Trust”) and ALPS MUTUAL FUNDS SERVICES, INC., a Colorado corporation having its principal office at 370 Seventeenth Street, Suite 3100, Denver, Colorado 80202 (the “Agent”).

May 15th, 2013 · Common Contracts · 6 similar
Financial Investors TrustFund/SERV Agreement

AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”), and with its principal place of business in (“Trust Entity”).

December 30th, 2004 · Common Contracts · 6 similar
Financial Investors TrustINTERIM ADVISORY AGREEMENT ARISTATA EQUITY FUND (a Series of Financial Investors Trust)

THIS INTERIM ADVISORY AGREEMENT (the “Agreement”) is made this as of the 1st day of July, 2004, between DENVER INVESTMENT ADVISORS LLC, a Colorado limited liability company (“DIA”), and FINANCIAL INVESTORS TRUST, a Delaware business trust (the “Trust”), with respect to the ARISTATA EQUITY FUND, a series of the Trust (the “Fund”).

December 29th, 2015 · Common Contracts · 6 similar
Financial Investors TrustUnionBank

This Custodian Agreement ("Agreement") is made as of December 26, 2012 by and between Financial Investors Trust ("Principal") and Union Bank, N.A. ("Custodian").

August 25th, 2000 · Common Contracts · 6 similar
Financial Investors TrustWITNESSETH:
May 15th, 2013 · Common Contracts · 5 similar
Financial Investors TrustNETWORKING Agreement

AGREEMENT entered into this day of , 200 , by and between ALPS Distributors, Inc., with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS” or “Fund Agent”), and with its principal place of business in (“Firm”).

January 30th, 2012 · Common Contracts · 5 similar
Financial Investors TrustFINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT

This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 30th day of January, 2012, by and between Seafarer Capital Partners, LLC, a Delaware limited liability company (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund”).

September 5th, 2007 · Common Contracts · 5 similar
Financial Investors TrustDISTRIBUTION AGREEMENT

This Agreement entered into as of this 30 day of September, 2005, by and between Financial Investors Trust, a Delaware business trust having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (the “Distributor”).

August 28th, 1997 · Common Contracts · 5 similar
Financial Investors TrustDISTRIBUTION AGREEMENT
November 20th, 2007 · Common Contracts · 4 similar
Financial Investors TrustFUND ACCOUNTING AND ADMINISTRATION AGREEMENT

This Fund Accounting and Administration Agreement (the “Agreement”) made this 1st day of October, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).