Exhibit e(18) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A...Selling Dealer Agreement • June 30th, 2000 • Fidelity Select Portfolios • Massachusetts
Contract Type FiledJune 30th, 2000 Company Jurisdiction
SELLING DEALER AGREEMENT (for Bank Related Transactions)Selling Dealer Agreement • March 30th, 2015 • Fidelity Hereford Street Trust • Massachusetts
Contract Type FiledMarch 30th, 2015 Company JurisdictionWe at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
Exhibit 6(h) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and...Selling Dealer Agreement • October 30th, 1997 • Fidelity Advisor Series Vi
Contract Type FiledOctober 30th, 1997 CompanyExhibit 6(h) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: 1. Certain Defined Terms: (a) You (_____________________________________) are registered as a broker/dealer under the Securities Exchange Act of 1934 (the "1934 Act") and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As used in this Agreement, the term "Bank" means a bank as defined in Section 3(a)(6) of the 1934 Act, or an affiliate of such a bank, with whi
Exhibit (e)(4) FORM OF SELLING DEALER AGREEMENT We at ALPS Distributors, Inc. ("we" or "ALPS") invite you, ( ), to make available to your customers shares of the open-end investment companies, or the separate series or classes of the open-end...Selling Dealer Agreement • February 25th, 2005 • State Street Institutional Investment Trust • Colorado
Contract Type FiledFebruary 25th, 2005 Company Jurisdiction
Exhibit 6(h) FORM OF SELLING DEALER AGREEMENT (For Bank-Related Transactions) You _____________________________________ are registered as a broker-dealer under the Securities Exchange Act of 1934 and have executed a written agreement with a bank or...Selling Dealer Agreement • December 16th, 1996 • Fidelity Advisor Series V
Contract Type FiledDecember 16th, 1996 CompanyExhibit 6(h) FORM OF SELLING DEALER AGREEMENT (For Bank-Related Transactions) You _____________________________________ are registered as a broker-dealer under the Securities Exchange Act of 1934 and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As principal underwriter of the Fidelity Advisor Funds and the Fidelity Funds (the "Portfolios"), we (Fidelity Distributors Corporation) agree to sell to you shares of each of the Portfolios purchased by us as principal from the Portfolios for resale by you as principal to Bank Clients (as hereinafter defined) upon the following terms and conditions: 1. As used herein the following terms shall have the meaning hereinafter set forth (unless a different meaning is plainly required by the context): (a) "Bank" shall mean a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended, or an affiliate of such a bank, with whic
MACQUARIE EQUIPMENT LEASING FUND, LLC 15,000,000 Shares of Limited Liability Company Interest at $10 per Share SELLING DEALER AGREEMENTSelling Dealer Agreement • May 22nd, 2009 • Macquarie Equipment Leasing Fund, LLC • Services-equipment rental & leasing, nec • Delaware
Contract Type FiledMay 22nd, 2009 Company Industry JurisdictionMacquarie Asset Management Inc. (the “Manager”), as Manager and on behalf of Macquarie Equipment Leasing Fund, LLC, a Delaware limited liability company (the “Fund”), proposes to issue and offer for sale up to an aggregate of 15,000,000 shares of limited liability company interest in the Fund at a price of $10 per share, subject to certain reductions, and up to an additional 800,000 shares of limited liability company interest in the Fund pursuant to the Fund’s distribution reinvestment plan (“DRP”) at a price of $9.00 per share (the “Shares”). The offering of the Shares by the Fund is referred to herein as the “Offering”.
LEE FINANCIAL SECURITIES, INC. 2756 Woodlawn Drive, Suite #6-201 Honolulu, Hawaii 96822 (808) 988-8088Selling Dealer Agreement • January 27th, 2012 • First Pacific Mutual Fund Inc /Hi/ • Hawaii
Contract Type FiledJanuary 27th, 2012 Company Jurisdiction
Exhibit 6(k) FORM OF SELLING DEALER AGREEMENT We at Fidelity Distributors Corporation invite you (______________________________) to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A...Selling Dealer Agreement • February 27th, 1998 • Fidelity Advisor Series I
Contract Type FiledFebruary 27th, 1998 Company
SELLING DEALER AGREEMENTSelling Dealer Agreement • June 1st, 2020 • Lord Abbett Floating Rate High Income Fund • New York
Contract Type FiledJune 1st, 2020 Company JurisdictionLord Abbett Distributor llc (“Distributor,” “we” or “us”) invites the undersigned selling dealer (“Dealer” or “you”) to distribute shares of the investment companies, or the separate series or classes of the investment companies, comprising the Lord Abbett Family of Funds, whether in existence at the date of this Selling Dealer Agreement (“Agreement”) or created thereafter (individually, a “Fund,” and collectively, the “Funds”).
LEAF EQUIPMENT LEASING INCOME FUND III, L.P. DEALER-MANAGER AGREEMENT WITH CHADWICK SECURITIES, INC.Selling Dealer Agreement • November 24th, 2006 • LEAF Equipment Leasing Income Fund III, L.P. • Services-miscellaneous equipment rental & leasing • Pennsylvania
Contract Type FiledNovember 24th, 2006 Company Industry JurisdictionThe undersigned, LEAF Asset Management, LLC (the “General Partner”), and LEAF Equipment Leasing Income Fund III, L.P. (the “Partnership”), confirm their agreement with you, as Dealer-Manager, as set forth below.
FORM OF SELLING DEALER AGREEMENTSelling Dealer Agreement • June 27th, 2019 • Rimrock Funds Trust • California
Contract Type FiledJune 27th, 2019 Company JurisdictionWe at DLX Financial Group, LLC (“DLX”), the principal underwriter of the Rimrock Funds Trust (the “Trust”), invites you, __________ to distribute shares of the Trust’s mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and/or B attached to this Agreement (the “Portfolios”) pursuant to the terms and criteria referenced in each Schedule. We may periodically change the list of Portfolios by giving you written notice of the change. As agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
SELLING DEALER AGREEMENT As the principal underwriter of the shares of First Funds, we, ALPS Mutual Funds Services, Inc. agree to sell to you, [_______________________], shares of each Class of First Funds purchased by us as principal from the...Selling Dealer Agreement • May 24th, 1999 • First Funds • Colorado
Contract Type FiledMay 24th, 1999 Company Jurisdiction
AMENDMENT TO SELLING DEALER AGREEMENT (DESTINY)Selling Dealer Agreement • November 30th, 2006 • Fidelity Systematic Investment Plans
Contract Type FiledNovember 30th, 2006 CompanyWe (Fidelity Distributors Corporation) and You, <Client Name>, have entered into a Selling Dealer Agreement (the "Agreement") pursuant to which you may distribute shares of the Plans.
SELLLNG DEALER AGREEMENTSelling Dealer Agreement • April 26th, 2022 • Nationwide Variable Account • Massachusetts
Contract Type FiledApril 26th, 2022 Company JurisdictionWe at Fidelity Distributors Corporation invite you, Nationwide Investment Services Corporation, to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A attached to this Agreement (the “Portfolios”). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios’ principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
Exhibit e(8) [FORM OF] SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A...Selling Dealer Agreement • December 14th, 1998 • Fidelity Municipal Trust
Contract Type FiledDecember 14th, 1998 CompanyExhibit e(8) [FORM OF] SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: 1. Certain Defined Terms: (a) You (_____________________________________) are registered as a broker/dealer under the Securities Exchange Act of 1934 (the "1934 Act") and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As used in this Agreement, the term "Bank" means a bank as defined in Section 3(a)(6) of the 1934 Act, or an affiliate of such a bank, with w
FORM OF SELLING DEALER AGREEMENT Ladies and Gentlemen: In connection with the registered public offering of 1,234,420 shares of common stock ("Securities") for the 1838 Bond-Debenture Trading Fund (Fund) through a transferable rights offering for...Selling Dealer Agreement • October 23rd, 2003 • 1838 Bond Debenture Trading Fund • Pennsylvania
Contract Type FiledOctober 23rd, 2003 Company Jurisdiction
FORM OF ADDENDUM TO SELLING DEALER AGREEMENT LEAF EQUIPMENT FINANCE FUND 4, L.P.Selling Dealer Agreement • August 6th, 2008 • LEAF Equipment Finance Fund 4, L.P. • Services-miscellaneous equipment rental & leasing • Pennsylvania
Contract Type FiledAugust 6th, 2008 Company Industry JurisdictionThis is an Addendum to that certain Selling Dealer Agreement, a copy of which is attached hereto (the “Selling Dealer Agreement”), entered into on , 200 ___ by and between Chadwick Securities, Inc. (the “Dealer-Manager”) and (the “Selling Dealer”), pursuant to which the Selling Dealer will solicit purchasers of limited partner interests (the “Units”) of LEAF Equipment Finance Fund 4, L.P. (the “Partnership”) to be sold pursuant to a registration statement which has been declared effective by the SEC (the “Offering”). This Addendum shall be effective as of the day of , 200_.
Exhibit (e)(2) SELLING DEALER AGREEMENT ------------------------ Fahnestock & Co. Inc. ("Fahnestock") as the principal underwriter of shares of beneficial interest ("Shares") of the Fahnestock Funds (the "Issuer"), agrees to sell to _____________...Selling Dealer Agreement • April 27th, 1999 • Fahnestock Funds • New York
Contract Type FiledApril 27th, 1999 Company Jurisdiction
Exhibit (h)(2)(a) FIRST PACIFIC SECURITIES, INC. 2756 Woodlawn Drive, Suite #6-201 Honolulu, Hawaii 96822 (808) 988-8088 SELLING DEALER AGREEMENT Amended July 23, 2003 First Pacific Securities, Inc., principal underwriter of the capital stock of the...Selling Dealer Agreement • January 26th, 2004 • First Pacific Mutual Fund Inc /Hi/ • Hawaii
Contract Type FiledJanuary 26th, 2004 Company Jurisdiction
SELLING DEALER AGREEMENTSelling Dealer Agreement • March 30th, 2015 • Fidelity Hereford Street Trust • Massachusetts
Contract Type FiledMarch 30th, 2015 Company JurisdictionWe at Fidelity Distributors Corporation invite you, _________________________, to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and/or B attached to this Agreement (the "Portfolios") pursuant to the terms and criteria referenced in each Schedule. We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: