Transfer Agency and Service Agreement Sample Contracts
THE ADVISORS' INNER CIRCLE FUND II AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Amendment, dated as of September 1, 2010, to the Transfer Agency and Service Agreement (the "Agreement"), dated as of May 31, 2000 and amended May 31, 2002, by and...Transfer Agency and Service Agreement • November 29th, 2010 • Advisors Inner Circle Fund II
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EXECUTION TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of June 23, 2016, by and between FIRST TRUST EXCHANGE-TRADED FUND VIII (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 120 East...Transfer Agency and Service Agreement • September 26th, 2016 • First Trust Exchange-Traded Fund Viii • New York
EXHIBIT 28(H)(2) ---------------- TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 1st, 2011 • Lincoln Advisors Trust • Massachusetts
EXECUTION COPY TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of August 27, 2007, by and between First Trust Exchange-Traded Fund II (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 1001...Transfer Agency and Service Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
WITNESSETH:Transfer Agency and Service Agreement • December 3rd, 2009 • Aim Counselor Series Trust
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • February 8th, 2017 • Nuveen Credit Opportunities 2022 Target Term Fund • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE FEDERATED FUNDS LISTED ON EXHIBIT A HERETO AND STATE STREET BANK AND TRUST COMPANY TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 28th, 2022 • Federated Hermes Government Income Trust • Massachusetts
AGREEMENT made as of the 31st day of January, 2017 (the “Agreement”), by and between each entity that has executed this Agreement, as listed on the signature pages hereto, each company having its principal place of business at either 1001 Liberty Avenue, Pittsburgh, Pennsylvania 15222 or 4000 Ericsson Drive, Warrendale, Pennsylvania 15086-7561 (each a “Fund” and collectively, the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 1 Lincoln Street, Boston, Massachusetts 02111 (the “Transfer Agent"). This Agreement shall be considered a separate agreement between the Transfer Agent and each Fund and references to "the Fund" shall refer to each Fund separately. No Fund shall be liable for the obligations of, nor entitled to the benefits of, any other Fund under this Agreement.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 11th, 2024 • BNY Mellon ETF Trust II
THIS AGREEMENT is made as of the 3rd day of October, 2024, by and among each Trust including any underlying Series (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix may be amended from time to time), THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”), and, solely for purposes of payment pursuant to Section 2 hereof, BNY Mellon ETF Investment Adviser, LLC (the “Adviser”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 26th, 2024 • MFS Active Exchange Traded Funds Trust
THIS AGREEMENT is made as of September 6, 2024, by and between State Street Bank and Trust Company, a Massachusetts trust company (the “State Street” or the “Transfer Agent”), and each entity set forth on Appendix A attached hereto, severally and not jointly (each such entity and each additional entity made subject to this Agreement in accordance with Section 11 below, shall hereinafter be referred to as a/the “Trust.”) All references to the “Trust” are to each of the entities listed on Appendix A, individually, as if this Agreement were between the relevant individual Trust and the Transfer Agent.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2024 • T. Rowe Price Global Allocation Fund, Inc.
EX-99.(H)(II) 2 d896248dex99hii.htm TRANSFER AGENCY AND SERVICE AGREEMENT Exhibit (h)(ii) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 5th, 2020 • Massachusetts
THIS AGREEMENT made as of the 21st day of November 2014, by and between each of the entities individually and not jointly, as listed on Schedule A, having their principal office and place of business at 600 University Street, Suite 2142, Seattle, WA 98101 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169-0953 (the “Transfer Agent”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 29th, 2023 • T. Rowe Price Intermediate Tax-Free High Yield Fund, Inc.
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Transfer Agency and Service Agreement • March 19th, 2021 • Nuveen Preferred & Income Securities Fund • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1700 CHICAGO, ILLINOIS 60611 April 8, 2009 State Street Bank and Trust Company c/o Boston Financial Data Services, Inc. 2 Heritage Drive North Quincy, Massachusetts 02171 Attention: Legal...Transfer Agency and Service Agreement • April 30th, 2009 • Henderson Global Funds
State Street Bank and Trust Company c/o Boston Financial Data Services, Inc. 2 Heritage Drive North Quincy, Massachusetts 02171 Attention: Legal Department, 8th Floor
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 25th, 2020 • John Hancock Strategic Series • Massachusetts
This Transfer Agency and Service Agreement is made as of the 26th day of June, 2019 by and between each investment company identified on Exhibit A attached hereto (individually the “Fund” and collectively the “Funds”), each a Massachusetts business trust having its principal office and place of business at 601 Congress Street, Boston, Massachusetts, 02210 and John Hancock Signature Services, Inc. (“JHSS”), a Delaware corporation having its principal office and place of business at 380 Stuart Street, Boston, Massachusetts, 02116 (“JHSS”).
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE FEDERATED FUNDS LISTED ON EXHIBIT A HERETO AND STATE STREET BANK AND TRUST COMPANY TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 28th, 2020 • Federated Hermes Municipal Securities Income Trust • Massachusetts
AGREEMENT made as of the 31st day of January, 2017 (the “Agreement”), by and between each entity that has executed this Agreement, as listed on the signature pages hereto, each company having its principal place of business at either 1001 Liberty Avenue, Pittsburgh, Pennsylvania 15222 or 4000 Ericsson Drive, Warrendale, Pennsylvania 15086-7561 (each a “Fund” and collectively, the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 1 Lincoln Street, Boston, Massachusetts 02111 (the “Transfer Agent"). This Agreement shall be considered a separate agreement between the Transfer Agent and each Fund and references to "the Fund" shall refer to each Fund separately. No Fund shall be liable for the obligations of, nor entitled to the benefits of, any other Fund under this Agreement.
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN ADVISERS INVESTMENT TRUST AND THE NORTHERN TRUST COMPANYTransfer Agency and Service Agreement • March 15th, 2021 • Advisers Investment Trust • Illinois
AGREEMENT made as of this ____ day of ____________ 2020, by and between ADVISORS INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), acting on its own behalf and on behalf of each of its series managed by State Farm Investment Management Corp. listed in Schedule A, and THE NORTHERN TRUST COMPANY, an Illinois corporation (the “Transfer Agent”).
Exhibit (h)(2) April 3, 2008 Boston Financial Data Services, Inc. Attn: Legal Department 2 Heritage Drive, 4th Floor North Quincy, MA 02171 Re: AMENDMENT TO SCHEDULE A Dear Sir or Madam: This letter agreement serves to amend our Transfer Agency and...Transfer Agency and Service Agreement • July 30th, 2008 • Laudus Trust
This letter agreement serves to amend our Transfer Agency and Service Agreement, between Laudus Trust, Laudus Variable Insurance Trust and Boston Financial Data Services, Inc. dated October 3, 2005 (the "Agreement"). The parties wish to amend the Agreement to change the name of a party and the state under which that party was organized: Laudus Variable Insurance Trust, a Massachusetts business trust, is hereby changed to Laudus Institutional Trust, a Delaware statutory trust.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 13th, 2022 • Morgan Stanley Institutional Fund Inc • New York
THIS AGREEMENT, made as of the 1st day of April 2013, and to have an effective date on or about July 1, 2013, (the “Effective Date”), is by and between each of the entities individually and not jointly, as listed on Schedule A, having their principal office and place of business at 522 Fifth Avenue, New York, New York 10036 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169-0953 (the “Transfer Agent”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • April 15th, 2011 • Nuveen California Dividend Advantage Municipal Fund 3
This Amendment is made as of this 14th day of October 2009, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated October 7, 2002, as amended, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
EX-99.(H)(1) 8 a15-25363_1ex99dh1.htm EX-99.(H)(1) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 5th, 2020 • New York
THIS AGREEMENT, made as of the 1st day of April 2013, and to have an effective date on or about July 1, 2013, (the “Effective Date”), is by and between each of the entities individually and not jointly, as listed on Schedule A, having their principal office and place of business at 522 Fifth Avenue, New York, New York 10036 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169-0953 (the “Transfer Agent”).
AMENDMENT NUMBER 6 TO THE FOURTH AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 26th, 2018 • Aim Investment Securities Funds (Invesco Investment Securities Funds)
This Amendment, dated as of January 26, 2018, is made to the Fourth Amended and Restated Transfer Agency and Service Agreement dated July 1, 2010, (the “Agreement”) between AIM Investment Securities Funds (Invesco Investment Securities Funds) (the “Fund”) and Invesco Investment Services, Inc. (the “Transfer Agent”) pursuant to Article 11 of the Agreement.
AMENDMENT NUMBER 6 TO THE FOURTH AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 24th, 2018 • Aim Sector Funds (Invesco Sector Funds)
This Amendment, dated as of January 26, 2018, is made to the Fourth Amended and Restated Transfer Agency and Service Agreement dated July 1, 2010, (the “Agreement”) between AIM Sector Funds (Invesco Sector Funds) (the “Fund”) and Invesco Investment Services, Inc. (the “Transfer Agent”) pursuant to Article 11 of the Agreement.
FOURTH AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) and INVESCO INVESTMENT SERVICES, INC.Transfer Agency and Service Agreement • February 24th, 2011 • Aim International Mutual Funds (Invesco International Mutual Funds) • Texas
AGREEMENT made as of the 1st day of July, 2006 and amended and restated as of July 1, 2010, by and between AIM International Mutual Funds (Invesco International Mutual Funds), a Delaware statutory trust, having its principal office and place of business at 11 Greenway Plaza, Suite 2500, Houston, Texas 77046 (the “Fund”), and Invesco Investment Services, Inc., a Delaware corporation, having its principal office and place of business at 11 Greenway Plaza, Suite 2500, Houston, Texas 77046 (the “Transfer Agent”).
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE FEDERATED FUNDS LISTED ON EXHIBIT A HERETO AND STATE STREET BANK AND TRUST COMPANY TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 28th, 2018 • Federated Short-Intermediate Duration Municipal Trust • Massachusetts
AGREEMENT made as of the 31st day of January, 2017 (the “Agreement”), by and between each entity that has executed this Agreement, as listed on the signature pages hereto, each company having its principal place of business at either 1001 Liberty Avenue, Pittsburgh, Pennsylvania 15222 or 4000 Ericsson Drive, Warrendale, Pennsylvania 15086-7561 (each a “Fund” and collectively, the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 1 Lincoln Street, Boston, Massachusetts 02111 (the “Transfer Agent"). This Agreement shall be considered a separate agreement between the Transfer Agent and each Fund and references to "the Fund" shall refer to each Fund separately. No Fund shall be liable for the obligations of, nor entitled to the benefits of, any other Fund under this Agreement.
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of June 12, 2012, by and between First Trust Exchange-Traded Fund IV (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 120 East Liberty Drive,...Transfer Agency and Service Agreement • March 21st, 2013 • First Trust Exchange-Traded Fund Iv • New York
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT WITH DEAN WITTER TRUST FSBTransfer Agency and Service Agreement • May 8th, 1998 • Witter Dean Intermediate Income Securities • New York
RYDEX ETF TRUST 9601 BLACKWELL ROAD, SUITE 500 ROCKVILLE, MD 20850 November 19, 2010 State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 Attention: Michael E. Prendergast, Senior Vice President Ladies and Gentlemen: Reference is...Transfer Agency and Service Agreement • November 29th, 2010 • Rydex Etf Trust
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 19th, 2021 • Nuveen Preferred & Income Opportunities Fund
This First Amendment (“Amendment”) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 8th, 2024 • Capital Group Equity ETF Trust I • New York
THIS AGREEMENT is made as of December 10, 2021 by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (“State Street” or the “Transfer Agent”), and each trust listed on Schedule A attached hereto (each such trust being referred to as a/the “Trust”), which Schedule A may be updated from time to time in writing by the parties hereto.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 25th, 2024 • T. Rowe Price Spectrum Funds II, Inc.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • October 17th, 2017 • Nuveen Energy MLP Total Return Fund
This Amendment is made as of this 15th day of July 2015 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEENTransfer Agency and Service Agreement • October 27th, 2011 • Federated Municipal Securities Income Trust • Massachusetts
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 26th, 2012 • John Hancock California Tax-Free Income Fund • Massachusetts
This Amended and Restated Transfer Agency and Service Agreement is made as of the 1st day of July, 2011 by and between each investment company identified on Exhibit A attached hereto (individually the “Fund” and collectively the “Funds”), each a Massachusetts business trust having its principal office and place of business at 601 Congress Street, Boston, Massachusetts, 02210 and John Hancock Signature Services, Inc. (“JHSS”), a Delaware corporation having its principal office and place of business at 380 Stuart Street, Boston, Massachusetts, 02116 (“JHSS”) and amends and restates the Transfer Agency and Service Agreements dated June 1, 2007, as amended between the parties.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 25th, 2024 • T. Rowe Price Exchange-Traded Funds, Inc.
THIS TRANSFER AGENCY AND SERVICE AGREEMENT (this “Agreement”) is made as of the 6th day of March, 2020, by and between STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111(“State Street” or the “Transfer Agent”), and T. ROWE PRICE EXCHANGE-TRADED FUNDS, INC., a Maryland corporation having its principal office and place of business at 100 East Pratt Street, Baltimore, Maryland 21202 (the “Corporation”).