Common Contracts
32 similar Sub-Advisory Agreement contracts by Financial Investors Trust, ALPS ETF Trust, Sprott Funds Trust
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 1st, 2023 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of October 19, 2023 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and Smith Capital Investors, LLC, a Colorado limited liability company (the “Sub-Adviser”), having its principal place of business at 1430 Blake Street Denver, Colorado 80202, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 9th, 2023 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of July 25, 2023 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and Level Four Capital Management, LLC (“Level Four”) a limited liability company (the “Sub-Adviser”), having its principal place of business at 12400 Coit Road, Suite 700, Dallas, TX 75251and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
SPROTT FUNDS TRUST AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 18th, 2022 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 14, 2019, as amended and restated on November 15, 2021 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
FORM OF SPROTT FUNDS TRUST AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 3rd, 2021 • Sprott Funds Trust • Delaware
AGREEMENT, dated as of March 14, 2019, as amended and restated on _____, 2022 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 25th, 2021 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of July 1, 2021 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, Hillman Capital Management, Inc., a Maryland corporation (the “Sub-Adviser”), having its principal place of business at 7250 Woodmont Ave Suite 310, Bethesda, Maryland 20814, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 29th, 2019 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of May 31, 2018 (the “Agreement”) by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/Kotak India Growth FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • New York
AGREEMENT, dated as of August 21, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra Asset Management (Singapore) Ptd. Ltd. (the “Sub-Adviser”), a corporation organized under the laws of Singapore, having its principal place of business at 16 Raffles Quay, #35-02, Hong Leong Building, Singapore 048581, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WMC Research Value FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, effective as of August 3, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Wellington Management Company LLP, a Delaware limited liability partnership (the “Sub-Adviser”), having its principal place of business at 280 Congress Street, Boston, Massachusetts 02210.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/Metis Global Micro Cap FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, dated as of May 31, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Metis Global Partners, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 11988 El Camino Real, San Diego, California 92130.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT RiverFront FundsSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, dated as of May 31, 2018 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, Virginia 23219.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT Clough China FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
AGREEMENT, dated as of August 3, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1 Post Office Square, 40th Floor, Boston, MA 02109
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 30th, 2017 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of June 2, 2016 by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 2nd, 2016 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of , 2016 by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST ALPS/CORECOMMODITY MANAGEMENT COMPLETECOMMODITIES STRATEGY FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 15th, 2016 • Financial Investors Trust • Delaware
AGREEMENT, dated as of January 15, 2014 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three South, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/METIS GLOBAL MICRO CAP FUNDSub-Advisory Agreement • July 10th, 2015 • Financial Investors Trust • Colorado
AGREEMENT, dated as of July 8, 2015 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Metis Global Partners, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 11988 El Camino Real, San Diego, California 92130.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/STERLING ETF TACTICAL ROTATION FUNDSub-Advisory Agreement • June 30th, 2014 • Financial Investors Trust • Colorado
AGREEMENT, dated as of June 30, 2014 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Sterling Global Strategies LLC, a California limited liability company (the “Sub-Adviser”), having its principal place of business at 1808 Aston Avenue, Suite 245, Carlsbad, California.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Concise Capital Management, L.P., a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1111 Brickell Avenue, Suite 2170, Miami, Florida 33131.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Sound Point Capital Management, L.P., a Delaware limited partnership(the “Sub-Adviser”), having its principal place of business at 375 Park Avenue, New York, NY 10152.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Amundi Smith Breeden LLC, a limited liability company (the “Sub-Adviser”), having its principal place of business at 280 South Mangum Street, Suite 301, Durham, North Carolina, 27701.
FINANCIAL INVESTORS TRUST ALPS REAL ASSET INCOME FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 27th, 2013 • Financial Investors Trust • Delaware
AGREEMENT, dated as of November 29, 2013 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST FORM OF SUB-ADVISORY AGREEMENT CLOUGH CHINA FUNDSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
AGREEMENT, dated as of November 1, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1 Post Office Square, 40th Floor, Boston, MA 02109
FINANCIAL INVESTORS TRUST ALPS/KOTAK INDIA GROWTH FUND FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • New York
AGREEMENT, dated as of November 1, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra (UK) Ltd. (the “Sub-Adviser”), a corporation organized under the laws of the United Kingdom, having its principal place of business at 6th Floor, Portsoken House, 155-157 Minories, London, United Kingdom EC3N 1LS, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
FINANCIAL INVESTORS TRUST JEFFERIES ASSET MANAGEMENT COMMODITY STRATEGY ALLOCATION FUND FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 28th, 2012 • Financial Investors Trust • Delaware
AGREEMENT, dated as of November 1, 2011 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Jefferies Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST JEFFERIES ASSET MANAGEMENT COMMODITY STRATEGY ALLOCATION FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2011 • Financial Investors Trust • Delaware
AGREEMENT, dated as of June 15, 2010, 2010 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Jefferies Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST ALPS/KOTAK INDIA GROWTH FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 28th, 2011 • Financial Investors Trust • New York
AGREEMENT, dated as of January 20, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra (UK) Ltd. (the “Sub-Adviser”), a corporation organized under the laws of the United Kingdom, having its principal place of business at 6th Floor, Portsoken House, 155-157 Minories, London, United Kingdom EC3N 1LS, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 30th, 2010 • Financial Investors Trust • Colorado
AGREEMENT, dated as of August 31, 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”), having its principal place of business at 75 State Street, Boston, Massachusetts 02109.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT CLOUGH CHINA FUNDSub-Advisory Agreement • August 30th, 2010 • Financial Investors Trust • Colorado
AGREEMENT, dated as of January 15, 2010 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 260 Franklin Street, Suite 1920, Boston, Massachusetts 02110.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/GNI LONG-SHORT FUNDSub-Advisory Agreement • August 30th, 2010 • Financial Investors Trust • Colorado
AGREEMENT, dated as of October 30, 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and GNI Capital, Inc., a South Carolina corporation (the “Sub-Adviser”), having its principal place of business at 124 Verdae Boulevard, Suite 504, Greenville, South Carolina 29607.
FINANCIAL INVESTORS TRUST JEFFERIES ASSET MANAGEMENT COMMODITY STRATEGY ALLOCATION FUND FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 15th, 2010 • Financial Investors Trust • Delaware
AGREEMENT, dated as of , 2010 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Jefferies Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FORM OF FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 13th, 2009 • Financial Investors Trust • Colorado
AGREEMENT, dated as of , 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and GNI Capital, Inc., a South Carolina corporation (the “Sub-Adviser”), having its principal place of business at 124 Verdae Boulevard, Suite 504, Greenville, South Carolina 29607.
FORM OF FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 20th, 2009 • Financial Investors Trust • Colorado
AGREEMENT, dated as of , 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Clough Capital Partners LP, a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 260 Franklin Street, Suite 1920, Boston, Massachusetts 02110.
FORM OF FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2009 • Financial Investors Trust • Colorado
AGREEMENT, dated as of , 2009 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Wellington Management Company, LLP, a limited liability partnership (the “Sub-Adviser”), having its principal place of business at 75 State Street, Boston, Massachusetts 02109.
