AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENT Amendment, dated as of April 18, 2008, to the Transfer Agency and Services Agreement, as amended and restated, dated as of October 16, 2007, between Century Capital Management Trust, a Massachusetts...Transfer Agency and Services Agreement • February 27th, 2009 • Century Capital Management Trust • Delaware
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 29th, 2006 • Consulting Group Capital Markets Funds • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 11th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 10, 2018, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • August 22nd, 2014 • Western Asset Middle Market Income Fund Inc. • New York
AGREEMENT, dated as of March 20, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 10004 and American Stock Transfer, inc. (“Transfer Agent”), a New York corporation with principal offices at 59 Maiden Lane, New York, New York 10038.
FINANCIAL INVESTORS TRUST TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 28th, 2020 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 16, 2012, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 16th, 2021 • Legg Mason Partners Variable Income Trust • New York
AGREEMENT, dated as of December 19, 2013 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and BNY Mellon Investment Servicing (US) Inc. (“Transfer Agent” or “BNYM”), a Massachusetts corporation with principal corporate offices at 301 Bellevue Parkway, Wilmington, Delaware 19809. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • March 6th, 2024 • Western Asset Global High Income Fund Inc.
AGREEMENT, dated as of March 14, 2016 (the “Effective Date”) by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”) each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021. Any references herein to “the Fund” are meant to encompass each applicable Fund or any series thereof, as the context requires.
Exhibit (h)(3) TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 30th, 2013 • Northeast Investors Growth Fund Inc • Colorado
THIS AGREEMENT is made as of August 29, 2011, between Northeast Investors Growth Fund, organized as a business trust under the laws of Massachusetts (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
WITNESSETH:Transfer Agency and Services Agreement • August 24th, 2005 • Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund • Massachusetts
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • March 18th, 2009 • Western Asset Municipal Defined Opportunity Trust Inc. • New York
AGREEMENT, dated as of March 20, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 10004 and American Stock Transfer, Inc. (“Transfer Agent”), a New York corporation with principal offices at 59 Maiden Lane, New York, New York 10038.
TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its...Transfer Agency and Services Agreement • April 25th, 2001 • Smith Barney Disciplined Small Cap Fund Inc • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 20th, 2015 • Legg Mason Partners Variable Income Trust • New York
AGREEMENT, dated as of September 1, 2014 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2000 Crown Colony Drive, Quincy, MA 02169. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 20th, 2006 • Legg Mason Partners Income Funds • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its...Transfer Agency and Services Agreement • December 5th, 2000 • Smith Barney Shearson Investment Funds Inc • New York
SUPPLEMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 28th, 2019 • ALPS Series Trust
This Supplement dated as of February 1, 2018 (this “Supplement”) is to the Transfer Agency and Services Agreement dated December 9, 2013, as amended (the “Agreement”), by and between ALPS Fund Services, Inc. and ALPS Series Trust (the “Trust”).
APPENDIX A TO TRANSFER AGENCY AND SERVICES AGREEMENT as of June 24, 2013Transfer Agency and Services Agreement • July 29th, 2013 • WisdomTree Trust
Amendment No. 9 To Transfer Agency and Services AgreementTransfer Agency and Services Agreement • March 6th, 2024 • Western Asset Global High Income Fund Inc.
This Amendment No. 9 To Transfer Agency and Services Agreement (“Amendment No. 9”), dated as of March 19, 2021 (“Effective Date”), is being entered into by and between Computershare Inc. (“Computershare”), Computershare Trust Company, N.A. (“Trust Company”, and together with Computershare, “Transfer Agent”) and the investment companies listed on the signature page to this Amendment No. 9 (“each a “Fund” and collectively the “Funds”).
TRANSFER AGENCY AND SERVICES AGREEMENT BETWEEN JOHCM FUNDS TRUST AND THE NORTHERN TRUST COMPANYTransfer Agency and Services Agreement • October 25th, 2021 • JOHCM Funds Trust • Illinois
AGREEMENT made as of this 16th day of July, 2021 (this “Agreement”), by and between JOHCM Funds Trust, a business trust organized under the laws of the Commonwealth of Massachusetts, with its principal place of business at 53 State Street, 13th Floor, Boston, MA, 02109 (the “Trust”), acting on its own behalf and on behalf of each of its series listed in Schedule A hereto, as it may be amended from time to time (each, a “Fund”, and collectively as the “Funds”), and THE NORTHERN TRUST COMPANY, a Illinois State Bank having its principal office and place of business at 50 S. LaSalle Street, Chicago, Illinois 60603 (the “Transfer Agent”).
1 Exhibit (k)(1) TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT dated as of October 19, 1998, between Eaton Vance Senior Income Trust (the "Fund"), a voluntary association commonly known as a "Massachusetts business trust" having its principal place...Transfer Agency and Services Agreement • October 27th, 1998 • Eaton Vance Senior Income Trust • Massachusetts
DGHM INVESTMENT TRUST TRANSFER AGENCY AND SERVICES AGREEMENT COMMONWEALTH FUND SERVICES, INC. TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • June 28th, 2012 • DGHM Investment Trust • Delaware
This TRANSFER AGENCY AND SERVICES AGREEMENT is made as of this 1st day of October, 2008, by and between DGHM Investment Trust (the “Trust”), a statutory trust duly organized and existing under the laws of the State of Delaware, and Commonwealth Fund Services, Inc. (“CFS”), a corporation duly organized and existing under the laws of the Commonwealth of Virginia.
1 EXHIBIT 99.(K)(1) TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT dated as of December 21, 1998, between each registered investment company listed on Exhibit 1 hereof (as may be amended from time to time) (each a "Fund"), each being a voluntary...Transfer Agency and Services Agreement • January 26th, 1999 • Eaton Vance Michigan Municipal Income Trust • Massachusetts
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 27th, 2022 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) is made as of March 10, 2022 (“Effective Date”), by and between each of Goldman Sachs ETF Trust and Goldman Sachs ETF Trust II, separately and not jointly (each, a “Trust” and collectively, the “Trusts”), and THE BANK OF NEW YORK MELLON (the “Bank”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 9th, 2009 • Legg Mason Partners Equity Trust • New York
AGREEMENT, dated as of April 4, 2009 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2 Heritage Drive, North Quincy, MA 02171. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
Amendment No. 1 To Transfer Agency And Services AgreementTransfer Agency and Services Agreement • February 19th, 2015 • Legg Mason Partners Institutional Trust
This Amendment No. 1 To Transfer Agency And Services Agreement, dated as of September 1, 2014 (“Amendment No. 1”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each Portfolio (as that term is defined in the Transfer Agency And Services Agreement, dated as of December 19, 2013 (“Current Agreement”), between BNYM and the investment companies listed on Schedule A thereto). Unless otherwise defined herein, all defined terms have the same meaning as the Current Agreement.
AMENDMENT NUMBER 2 TO THE TRANSFER AGENCY AND SERVICES AGREEMENT BY AND BETWEEN DIMENSIONAL INVESTMENT GROUP INC. AND STATE STREET BANK AND TRUST COMPANYTransfer Agency and Services Agreement • February 28th, 2019 • Dimensional Investment Group Inc
This Amendment Number 2 to the Transfer Agency and Services Agreement (the “Amendment”) is made as of December 20, 2013 by and between DIMENSIONAL INVESTMENT GROUP INC. (the “Fund”), and STATE STREET BANK AND TRUST COMPANY (the “Transfer Agent”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 30th, 2009 • Royce Fund • New York
AGREEMENT, dated as of April 4, 2009 by and between The Royce Fund, on behalf of its series listed on Schedule A hereto, as amended from time to time, and Royce Capital Fund, on behalf of its series listed on Schedule A hereto, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2 Heritage Drive, North Quincy, MA 02171. The series of The Royce Fund and Royce Capital Fund listed on Schedule A hereto are referred to for purposes of this Agreement each individually as a “Fund” and collectively as the “Funds.” The principal place of business of each Fund is listed on Schedule A attached hereto. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICES AGREEMENT BY AND BETWEEN DFA INVESTMENT DIMENSIONS GROUP INC. AND STATE STREET BANK AND TRUST COMPANYTransfer Agency and Services Agreement • February 28th, 2014 • Dfa Investment Dimensions Group Inc
This Amendment Number 1 to the Transfer Agency and Services Agreement (the “Amendment”) is made as of [ ], 2013 by and between DFA INVESTMENT DIMENSIONS GROUP INC. (the “Fund”), and STATE STREET BANK AND TRUST COMPANY (the “Transfer Agent”).
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 27th, 2023 • Goldman Sachs ETF Trust II
This Amendment (“Amendment”) is made as of October 12, 2023 (“Effective Date”), by and between each of Goldman Sachs ETF Trust, and Goldman Sachs ETF Trust II, separately and not jointly (each a “Trust” and collectively, the “Trusts”), and THE BANK OF NEW YORK MELLON (the “Bank”).
OAK ASSOCIATES FUNDS TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 28th, 2011 • Oak Associates Funds • Massachusetts
THIS AGREEMENT is made as of May 17, 2010, between Oak Associates Funds, organized as a business trust under the laws of the Commonwealth of Massachusetts (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
WITNESSETHTransfer Agency and Services Agreement • February 3rd, 2004 • Citifunds Trust I • New York
WITNESSETHTransfer Agency and Services Agreement • December 30th, 2002 • Forward Funds Inc • Massachusetts
EXHIBIT (h)(1) Form of Transfer Agency and Service Agreement between Registrant and ALPS Fund Services, Inc.Transfer Agency and Services Agreement • October 31st, 2012 • Whitebox Mutual Funds • Delaware
THIS TRANSFER AGENCY AND SERVICES AGREEMENT (this “Agreement”) is made as of [ ], between Whitebox Mutual Funds, a statutory trust organized under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 27th, 2006 • Smith Barney Fundamental Value Fund Inc • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
WITNESSETHTransfer Agency and Services Agreement • September 1st, 1999 • Mitchell Hutchins Lir Money Series • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 30th, 2009 • Legg Mason Partners Money Market Trust • New York
AGREEMENT, dated as of April 4, 2009 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2 Heritage Drive, North Quincy, MA 02171. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
