EXHIBIT 13 PERRITT CAPITAL GROWTH FUND, INC. STOCK SUBSCRIPTION AGREEMENT To the Board of Directors of Perritt Capital Growth Fund, Inc: The undersigned hereby subscribes to Ten Thousand (10,000) shares of Common Stock, $.01 par value per share, of...Subscription Agreement • February 27th, 1998 • Perritt Microcap Opportunities Fund Inc
The undersigned hereby subscribes to Ten Thousand (10,000) shares of Common Stock, $.01 par value per share, of Perritt Capital Growth Fund, Inc. ("Common Stock") in consideration for which the undersigned agrees to transfer to you upon demand cash in the amount of One Hundred Thousand Dollars ($100,000).
W I T N E S S E T H :Investment Advisory Agreement • February 27th, 1998 • Perritt Microcap Opportunities Fund Inc
ARTICLE I.Perritt Microcap Opportunities Fund Inc • February 27th, 1998
WITNESSETH:Fund Accounting Servicing Agreement • February 28th, 2000 • Perritt Microcap Opportunities Fund Inc • Wisconsin
EXHIBIT 8 CUSTODIAN AGREEMENT WITH BANK THIS AGREEMENT made this ____ day of _________, 1987, between PERRITT CAPITAL GROWTH FUND, INC., a Maryland corporation (hereinafter called the "Corporation"), and FIRST WISCONSIN TRUST COMPANY, a corporation...Custodian Agreement • February 27th, 1998 • Perritt Microcap Opportunities Fund Inc
PERRITT MICROCAP OPPORTUNITIES FUND, INC. CUSTODY AGREEMENTCustody Agreement • February 26th, 2010 • Perritt Microcap Opportunities Fund Inc • Ohio
THIS AGREEMENT is made and entered into as of this 1st day of February, 2009, by and between PERRITT MICROCAP OPPORTUNITIES FUND, INC., a Maryland corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
W I T N E S S E T H :Shareholder Servicing Agent Agreement • February 27th, 1998 • Perritt Microcap Opportunities Fund Inc
FORM OF INVESTMENT ADVISORY AGREEMENTForm of Investment Advisory Agreement • February 28th, 2011 • Perritt Microcap Opportunities Fund Inc
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made and entered into this 5th day of October, 2010, by and between Perritt MicroCap Opportunities Fund, Inc., a Maryland corporation (the “Company”), and Perritt Capital Management, Inc., an Illinois corporation (the “Adviser”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 25th, 2005 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of April, 2004, by and between Perritt Microcap Opportunities Fund, Inc., a Maryland corporation (the “Corporation”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 25th, 2005 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of April, 2004, by and between Perritt Microcap Opportunities Fund, Inc., a Maryland corporation (the “Corporation”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 7th day of December, 2005, by and between PERRITT MICROCAP OPPORTUNITIES FUND, INC., a Maryland corporation (the “Corporation”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). PERRITT CAPITAL MANAGEMENT, INC., an Illinois corporation and the investment advisor to the Corporation (the “Advisor”), is a party hereto with respect to Section 5 only.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 25th, 2005 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS FUND ADMINISTRATION SERVICING AGREEMENT (this “Agreement”) is made and entered into as of this 1st day of April, 2004, by and between Perritt Funds, Inc., a Maryland corporation (the “Corporation”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
PERRITT MICROCAP OPPORTUNITIES FUND, INC. TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 26th, 2010 • Perritt Microcap Opportunities Fund Inc • Wisconsin
PERRITT MICROCAP OPPORTUNITIES FUND, INC FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • February 28th, 2012 • Perritt Microcap Opportunities Fund Inc
THIS FIRST AMENDMENT dated as of this 23rd day of March, 2011, to the Transfer Agent Servicing Agreement dated as of February 1, 2009 (the "Agreement"), is entered into by and between Perritt MicroCap Opportunities Fund, Inc. a Maryland corporation (the "Company") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • February 13th, 2014 • Perritt Microcap Opportunities Fund Inc • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION (this “Agreement”) is made as of this 25th day of February, 2013, by and between Perritt Micro Cap Opportunities Fund, Inc., a Maryland corporation (“Perritt Micro Cap Company”), comprised of the Perritt Micro Cap Opportunities Fund (“Existing Micro Cap Fund”), and Perritt Funds, Inc., a Maryland corporation (“Perritt Funds Company”), on behalf of its series the Perritt Micro Cap Opportunities Fund (“New Micro Cap Fund”) (the Existing Micro Cap Fund and the New Micro Cap Fund, collectively, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 24th, 2006 • Perritt Microcap Opportunities Fund Inc
THIS AGREEMENT made and entered into on this 1st day of May, 1998, by and between PERRITT MICROCAP OPPORTUNITIES FUND, INC., a Maryland corporation (hereinafter sometimes referred to as the “Fund”), and PERRITT CAPITAL MANAGEMENT, INC., an Illinois corporation (hereinafter sometimes called the “Adviser”);
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into this 2nd day of December, 2005, by and between PERRITT MICROCAP OPPORTUNITES FUNDS, INC., a Maryland corporation (the “Corporation”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
CUSTODY AGREEMENTCustody Agreement • February 25th, 2005 • Perritt Microcap Opportunities Fund Inc • Ohio
THIS AGREEMENT is made and entered into as of this 1st day of April, 2004, by and between Perritt Microcap Opportunities Fund, Inc., a Maryland corporation (the “Corporation”) and U.S. Bank National Association, a national banking association (the “Custodian”).
PERRITT MICROCAP OPPORTUNITIES FUND, INC. FUND ADMINISTRATION SERVICING AGREEMENTPerritt Microcap • February 26th, 2010 • Perritt Microcap Opportunities Fund Inc • Wisconsin
THIS AGREEMENT is made and entered into as of the 1st day of February, 2009, by and between PERRITT MICROCAP OPPORTUNITIES FUND, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
PERRITT MICROCAP OPPORTUNITIES FUND, INC FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 28th, 2012 • Perritt Microcap Opportunities Fund Inc
THIS FIRST AMENDMENT dated as of the 1st day of August, 2011, to the Custody Agreement dated as of February 1, 2009 (the "Agreement"), is entered into by and between Perritt Microcap Opportunities Fund, Inc. a Maryland corporation (the "Company") and U.S. Bank National Association ("Custodian").
AMENDMENT TO PERRITT MICROCAP OPPORTUNITIES FUND, INC. TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc
THIS AMENDMENT dated as of this 6th day of October, 2006, to the Transfer Agent Servicing Agreement dated as of April 4, 2004, as amended March 23, 2006, (the “Agreement”), is entered by and between Perritt Microcap Opportunities Fund, Inc. a Maryland corporation (the “Corporation”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
PERRITT MICROCAP OPPORTUNITIES FUND, INC. AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 27th, 2007 • Perritt Microcap Opportunities Fund Inc
THIS AMENDMENT dated as of this 9th day of January, 2006, to the Custody Agreement, dated as of April 1, 2004, (the “Agreement”), is entered by and between Perritt Microcap Opportunities Fund, Inc., a Maryland corporation (the “Corporation”) and U.S. Bank National Association, a national banking association (the “Custodian”).
AMENDMENT TO PERRITT MICROCAP OPPORTUNITIES FUND, INC.’S SERVICING AGREEMENTSPerritt Microcap Opportunities Fund Inc • February 27th, 2007
THIS AMENDMENT dated as of this 23rd day of March, 2006, to the Custody Agreement dated as of April 1, 2004, as amended, the Fund Accounting Servicing Agreement dated as of December 2, 2005, the Transfer Agent Servicing Agreement dated as of April 4, 2004 and the Distribution Agreement dated as of December 7, 2005, respectively, (the “Agreements”), is entered by and among Perritt Microcap Opportunities Fund, Inc. a Maryland corporation (the “Corporation”), Perritt Capital Management, Inc., an Illinois corporation and the investment advisor to the Corporation (the “Advisor”), U.S. Bank National Association, a national banking association (the “Custodian”), U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”), Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”)
