Agent Servicing Agreement Sample Contracts

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Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. ETF TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • January 26th, 2023 • FundX Investment Trust • Wisconsin

THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between FUNDX INVESTMENT TRUST, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

FIFTEENTH AMENDMENT TO THE TIDAL TRUST II TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • February 16th, 2024 • Tidal Trust II

THIS FIFTEENTH AMENDMENT effective as of the last date on the signature block (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 7, 2022, as amended, is entered into by and between TIDAL TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).

SECOND AMENDMENT OF THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • April 6th, 2022 • Carillon Series Trust

THIS SECOND AMENDMENT dated as of 23 April, 2018, to the Transfer Agent Servicing Agreement dated as of June 1, 2017 (the “Agreement”), is entered into by and between CARILLON SERIES TRUST, a Delaware trust (“Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FORM OF AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • October 22nd, 2020 • Trust for Advised Portfolios

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • January 25th, 2023 • ETF Series Solutions

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • May 31st, 2017 • ETF Series Solutions

THIS AMENDMENT effective as of the 27th day of April, 2017, to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FIRST AMENDMENT TO THE BRIDGES INVESTMENT FUND, INC. TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • April 27th, 2011 • Bridges Investment Fund Inc

THIS FIRST AMENDMENT, dated as of this 28th day of June, 2010, to the Transfer Agent Servicing Agreement dated October 11, 2004, (the “Agreement”), is entered into by and between Bridges Investment Fund, Inc., a Nebraska corporation (the “Fund”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

FIFTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

FIRST AMENDMENT TO THE MANAGED PORTFOLIO SERIES TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • December 16th, 2011 • Managed Portfolio Series

THIS FIRST AMENDMENT dated as of the 8th day of November, 2011, to the Transfer Agent Servicing Agreement, dated as of April 6, 2011, (the "Agreement"), is entered into by and between Managed Portfolio Series, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

THIRTIETH AMENDMENT TO THE EA SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • July 21st, 2023 • EA Series Trust

This Thirtieth Amendment effective as of the last date in the signature block (the “Effective Date”) to the Transfer Agent Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between EA Series Trust (f/k/a Alpha Architect ETF Trust), a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, Wisconsin limited liability company (“USBFS”).

SIXTEENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • June 3rd, 2022 • Tidal ETF Trust

THIS SIXTEENTH AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).

KEELEY FUNDS, INC. SEVENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • November 5th, 2009 • Keeley Funds, Inc.

THIS SEVENTH AMENDMENT dated as of the 3rd day of November, 2009 to the Transfer Agent Servicing Agreement, dated as of April 15, 2005, as amended on January 13, 2006, April 10, 2006, October 1, 2006 and May 17, 2007, December 21, 2007 and February 3, 2009 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FORM OF SIXTH AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • October 23rd, 2023 • Stone Ridge Trust

THIS SIXTH AMENDMENT, effective as of [ ], to the Amended and Restated Transfer Agent Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.

SECOND AMENDMENT TO THE MANAGED PORTFOLIO SERIES TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • December 12th, 2011 • Managed Portfolio Series

THIS SECOND AMENDMENT dated as of the 8th day of November, 2011, to the Transfer Agent Servicing Agreement, dated as of April 6, 2011, as amended August 23, 2011 (the "Agreement"), is entered into by and between Managed Portfolio Series, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

PERRITT MICROCAP OPPORTUNITIES FUND, INC FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • February 28th, 2012 • Perritt Microcap Opportunities Fund Inc

THIS FIRST AMENDMENT dated as of this 23rd day of March, 2011, to the Transfer Agent Servicing Agreement dated as of February 1, 2009 (the "Agreement"), is entered into by and between Perritt MicroCap Opportunities Fund, Inc. a Maryland corporation (the "Company") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

RBC FUNDS TRUST NINTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • April 11th, 2022 • RBC Funds Trust

THIS NINTH AMENDMENT effective as of the last date in the signature block, to the Transfer Agent Servicing Agreement, dated as of the 28th day of December, 2009, as amended (the “Agreement”), is entered into by and between RBC FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE 2ND VOTE FUNDS - TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • October 29th, 2021 • 2nd Vote Funds

THIS AMENDMENT, to the Transfer Agent Servicing Agreement, dated as of November 3, 2020 (the “Agreement”), is entered into as of the last date on the signature block, by and between 2ND VOTE FUNDS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).

AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • June 29th, 2016 • Series Portfolios Trust

THIS AMENDMENT dated as of the 12th day of May, 2016, to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

REYNOLDS FUNDS, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • January 31st, 2007 • Reynolds Funds Inc

THIS AMENDMENT dated as of this 2 day of March, 2006, to the Transfer Agent Servicing Agreement, dated as of September 30, 1999, as amended effective December 10, 2003 (the “Agreement”), is entered by and between Reynolds Funds, Inc., a Maryland corporation (the “Corporation”) and U.S. Bancorp Fund Services, LLC., a Wisconsin limited liability company (“USBFS”).

FORM OF KINETICS MUTUAL FUNDS, INC. and KINETICS PORTFOLIOS TRUST SIXTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • November 16th, 2007 • Kinetics Mutual Funds Inc

THIS SIXTH AMENDMENT dated as of this ___ day of ______________, 2007, to the Transfer Agent Servicing Agreement, dated as of January 1, 2002, as amended March 7, 2002, July 24, 2002, December 13, 2005, December 15, 2006 and March 5, 2007, is entered into by and among Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Portfolios Trust, a Delaware business trust and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company.

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TWENTY-NINTH AMENDMENT TO THE EA SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • April 19th, 2023 • EA Series Trust

This Twenty-ninth Amendment effective as of the last date in the signature block (the “Effective Date”) to the Transfer Agent Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between EA Series Trust (f/k/a Alpha Architect ETF Trust), a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, Wisconsin limited liability company (“USBFS”).

FIFTH AMENDMENT TO THE MANAGED PORTFOLIO SERIES TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • June 26th, 2012 • Managed Portfolio Series

THIS FIFTH AMENDMENT dated as of the 23rd day of May, 2012, to the Transfer Agent Servicing Agreement, dated as of April 6, 2011, as amended August 23, 2011, February 16, 2012 and November 8, 2011 (the "Agreement"), is entered into by and between Managed Portfolio Series, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").

SEVENTH AMENDMENT TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 29th, 2022 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

Certain identified information has been excluded from this exhibit because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE MANAGED PORTFOLIO SERIES TRANSFER AGENT...
Agent Servicing Agreement • April 26th, 2022 • Managed Portfolio Series

THIS AMENDMENT dated as of the last date of the signature block, to the Transfer Agent Servicing Agreement, dated as of April 6, 2011, as amended (the “Agreement”), is entered into by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

SIXTH AMENDMENT TO THE THE RBB FUND TRUST TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • December 30th, 2022 • RBB Fund Trust

THIS AMENDMENT, effective as of the last date in the signature block, to the Transfer Agent Servicing Agreement dated as of October 22, 2015, as amended (the “Agreement”), is entered into by and between THE RBB FUND TRUST (f/k/a PENN Capital Funds Trust), a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • July 22nd, 2020 • Global Beta ETF Trust

THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement, dated as of December 3, 2019 (the “Agreement”) is entered into by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).

KEELEY FUNDS, INC. EIGHTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 31st, 2010 • Keeley Funds, Inc.

THIS EIGHTH AMENDMENT dated as of the 2nd day of February, 2010 to the Transfer Agent Servicing Agreement, dated as of April 15, 2005, as amended on January 13, 2006, April 10, 2006, October 1, 2006, May 17, 2007, December 21, 2007, February 3, 2009 and November 3, 2009 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

SECOND AMENDMENT TO THE STONE RIDGE TRUST II TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • December 5th, 2016 • Stone Ridge Trust II

THIS SECOND AMENDMENT, dated as of this 19th day of September, 2016, to the Transfer Agent Servicing Agreement, dated as of September 19, 2013, as amended July 18, 2016 (the “Agreement”), is entered into by and between STONE RIDGE TRUST II, a Delaware statutory trust (the “Trust”) on behalf of its series, STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND (the “Fund”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company.

Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • December 9th, 2022 • ETF Series Solutions

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

SECOND AMENDMENT TO THE ABSOLUTE SHARES TRUST TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • October 27th, 2015 • Absolute Shares Trust

THIS SECOND AMENDMENT dated as of the 7th day of October, 2015, to the Transfer Agent Servicing Agreement, dated as of June 11, 2014, as amended April 7, 2015 (the “Agreement”), is entered into by and between ABSOLUTE SHARES TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • January 31st, 2018 • ETF Series Solutions

THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • October 23rd, 2019 • Pacific Global ETF Trust

THIS AMENDMENT effective as of the last date on the signature block to the Transfer Agent Servicing Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

Portions of this exhibit have been redacted because it is both (1) not material and (2) would likely cause competitive harm to the registrant if publicly disclosed. AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • July 26th, 2023 • ETF Series Solutions

THIS AMENDMENT is made and entered into as of the last date on the signature page, to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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