Form of Investment Advisory Agreement Sample Contracts

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FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • October 25th, 2019 • Horizon Funds • Delaware

This Agreement is made and entered into effective as of December ___, 2019, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon ESG Core Equity Fund with Risk Assist, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT Kinetics Paradigm Corporation
Form of Investment Advisory Agreement • April 30th, 2018 • Kinetics Mutual Funds Inc • Delaware

AGREEMENT made as of _________, 2018 between KINETICS PARADIGM CORPORATION (the “Company”), a Delaware Corporation and a wholly-owned subsidiary of Kinetics Paradigm Portfolio (the “Portfolio”), a series of Kinetics Portfolios Trust, a Delaware business trust (the "Trust"), and KINETICS ASSET MANAGEMENT LLC, a Delaware limited liability company (the "Adviser").

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • December 19th, 2022 • Harding Loevner Funds Inc

ADVISORY AGREEMENT, dated December 14, 2022, between Harding, Loevner Funds, Inc., a Maryland corporation (the “Fund”), on behalf of the International Carbon Transition Equity Portfolio (the “Portfolio”), and Harding Loevner LP, a Delaware limited partnership (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • December 13th, 2013 • Perritt Funds Inc

THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) was made and entered effective as of _________, 2014, by and between Perritt Funds, Inc., a Maryland corporation (the “Company”), and Perritt Capital Management, Inc., an Illinois corporation (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • September 30th, 2011 • Vanguard Quantitative Funds / • Delaware

THIS AGREEMENT is made as of this ____ day of Month, YYYY, between Vanguard Quantitative Funds, a Delaware statutory trust (the “Trust”), and ABC Asset Management LLC (the “Advisor”), a Delaware limited liability company.

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • July 1st, 2015 • Brookfield Investment Funds • New York

AGREEMENT made as of [ ], 2015, by and between Brookfield Investment Management Inc., a Delaware corporation (the “Adviser”), and Brookfield Investment Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Brookfield Real Assets Debt Fund (the “Fund”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • February 26th, 2010 • Embarcadero Funds Inc

AGREEMENT (“Agreement”), made this ____ day of ______, 2009, between Embarcadero Funds, Inc., a Maryland corporation (the “Company”), and Van Wagoner Capital Management, Inc., a Delaware corporation (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • September 30th, 2004 • One Group Investment Trust • Delaware

AGREEMENT (“Agreement”) made as of August , 2004 between ONE GROUP MUTUAL FUNDS, a Massachusetts business trust (herein called the “Fund”), and J.P. MORGAN INVESTMENT MANAGEMENT, INC., a Delaware corporation, with its principal office in New York, New York (herein called the “Investment Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • September 23rd, 2022 • Hennessy Funds Trust • Delaware

THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of [______________], 2022 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • February 2nd, 2007 • Eq Advisors Trust • New York

AGREEMENT, dated as of August 1, 2006, by and between AXA Equitable Life Insurance Company, a New York life insurance company (the “Manager”), and AXA Rosenberg Investment Management LLC, a limited liability company organized under the laws of the State of Delaware (“Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • August 14th, 2018 • Highland Global Allocation Fund • Delaware

AGREEMENT made as of [DATE], by and between Highland Capital Management Fund Advisors, L.P., a Delaware limited partnership (the “Adviser”), and Highland Global Allocation Fund, a Massachusetts business trust (the “Trust”).

FORM OF INVESTMENT ADVISORY AGREEMENT CONCORDE WEALTH MANAGEMENT TRUST
Form of Investment Advisory Agreement • May 13th, 2016 • Concorde Funds Inc • Texas

THIS INVESTMENT ADVISORY AGREEMENT (“Agreement”), made this ____ day of ______________, 2016, between CONCORDE FUNDS, INC., a Texas corporation (the “Company”), and CONCORDE FINANCIAL CORPORATION, a Texas corporation (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • January 9th, 2024 • RBB Fund, Inc. • Delaware

AGREEMENT made as of [ ] between THE RBB FUND, INC., a Maryland corporation (herein called the “Fund”), and F/M INVESTMENTS, LLC, d/b/a NORTH SLOPE CAPITAL, LLC, a Delaware limited liability company (herein called the “Investment Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN THE CHARTWELL FUNDS AND
Form of Investment Advisory Agreement • March 29th, 2017 • Chartwell Funds • Delaware

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2017 is entered into by and between The Chartwell Funds, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Chartwell Investment Partners, LLC, a Pennsylvania limited liability company (the “Advisor”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • November 24th, 2023 • HPS Corporate Capital Solutions Fund • New York

This Investment Advisory Agreement, dated and effective as of [●], 2023, is made by and between HPS Corporate Capital Solutions Fund, a Delaware statutory trust (herein referred to as the “Fund”), and HPS Advisors, LLC, a Delaware limited liability company (herein referred to as the “Adviser”) (this “Agreement”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • October 26th, 2012 • MFS Series Trust XII

INVESTMENT ADVISORY AGREEMENT, dated this day of , 2012, by and between MFS SERIES TRUST XII, a Massachusetts business trust (the “Trust”), on behalf of its series of shares (each a “Fund”) listed on Appendix A attached hereto, and MASSACHUSETTS FINANCIAL SERVICES COMPANY, a Delaware corporation (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 27th, 2011 • Duff & Phelps Global Utility Income Fund Inc. • New York

THIS INVESTMENT ADVISORY AGREEMENT, dated as of June [—], 2011, is by and between DUFF & PHELPS GLOBAL UTILITY INCOME FUND INC. (the “Fund”), a Maryland corporation, and DUFF & PHELPS INVESTMENT MANAGEMENT CO. (the “Adviser”), an Illinois corporation.

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • October 16th, 2006 • MFS Series Trust XII

INVESTMENT ADVISORY AGREEMENT, dated this day of 2006, by and between MFS SERIES TRUST XII, a Massachusetts business trust (the “Trust”), on behalf of its series of shares (each a “Fund”) listed on Appendix A attached hereto, and MASSACHUSETTS FINANCIAL SERVICES COMPANY, a Delaware corporation (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT between CONESTOGA FUNDS and CONESTOGA CAPITAL ADVISORS, LLC FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • September 24th, 2021 • Conestoga Funds • Delaware

This AGREEMENT (the “Agreement”) made this ___ day of __________, 2021, by and between Conestoga Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the “Trust”), and Conestoga Capital Advisors, LLC, a Delaware limited liability company (the “Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 1st, 2007 • RBB Fund Inc • Delaware

AGREEMENT made as of [ ], 200 , between THE RBB COMPANY, INC., a Maryland corporation (herein called the “Company”), and ABUNDANCE TECHNOLOGIES, INC. (herein called the “Investment Adviser”).

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FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 29th, 2004 • Variable Insurance Funds • Massachusetts

AGREEMENT made this 30th of June, 2004, between VARIABLE INSURANCE FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219-3035, and ACTION FUND MANAGEMENT, LLC (the "Investment Adviser"), a registered investment adviser having its principal place of business at 12309 Briarbush Lane, Potomac, Maryland 20854 .

RECITALS
Form of Investment Advisory Agreement • February 25th, 2005 • RMR Preferred Dividend Fund • Massachusetts
FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 27th, 2014 • 1290 Funds • Delaware

INVESTMENT ADVISORY AGREEMENT (“AGREEMENT”), dated as of , 2014, between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (“Adviser”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • October 15th, 2015 • Aberdeen Funds • Delaware

THIS AGREEMENT is made and entered into as of the th day of , 2015 by and between [·] OFFSHORE FUND, LTD. (the “Fund”), a Cayman Islands exempted company and ABERDEEN ASSET MANAGEMENT INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 30th, 2015 • Excelsior Venture Partners Iii LLC • New York

INVESTMENT ADVISORY AGREEMENT (the “Agreement”), ______ 2015 by and between Excelsior Venture Partners III, LLC, a Delaware limited liability company (the “Company”) and Neuberger Berman Management LLC, a Delaware limited liability company and registered investment adviser (the “Investment Adviser” or “NBM”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 17th, 1999 • Sun Capital Advisers Trust • Massachusetts
FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • October 15th, 2015 • Aberdeen Funds • Delaware

THIS AGREEMENT is made and entered into as of the th day of , 2015 by and between ABERDEEN FUNDS (the “Trust”), a Delaware statutory trust, and ABERDEEN ASSET MANAGEMENT INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • December 28th, 2007 • RMR Funds Series Trust • Massachusetts

INVESTMENT ADVISORY AGREEMENT dated December , 2007, between RMR Funds Series Trust (the "Trust"), a Massachusetts business trust, and RMR Advisors, Inc. (the "Advisor"), a Massachusetts corporation.

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • April 30th, 2020 • Advisors' Inner Circle Fund III • Delaware

INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made as of this 31st day of March, 2020 by and between The Advisors’ Inner Circle Fund III (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Ninety One North America, Inc. (the “Adviser”), a corporation with its principal place of business at 666 Fifth Avenue, 37th floor, New York, NY 10103.

FORM OF INVESTMENT ADVISORY AGREEMENT WCM Alternatives: Event-Driven Fund
Form of Investment Advisory Agreement • November 15th, 2013 • Westchester Capital Funds • Massachusetts

This Investment Advisory Agreement is executed as of __________, 2013 by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”), and WESTCHESTER CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • November 17th, 2017 • IRS Partners No. 19, L.P. • Services-help supply services • California
FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • June 3rd, 2011 • Columbia Acorn Trust • Illinois

This Investment Advisory Agreement (the “Agreement”), dated as of May 27, 2010, is by and between Columbia Acorn Trust, a Massachusetts business trust registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end diversified management investment company (“CAT”) and Columbia Wanger Asset Management, LLC, a Delaware limited liability company (“Columbia WAM”) registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).

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