Agreement and Plan of Reorganization Sample Contracts

April 29th, 2021 · Common Contracts · 53 similar
John Hancock Investment TrustAGREEMENT AND PLAN OF REORGANIZATION

This Agreement and Plan of Reorganization (the “Agreement”) is made as of this 16 day of April, 2021, by and between John Hancock ESG All Cap Core Fund (the “Acquired Fund”), a series of John Hancock Investment Trust (the “Trust”), a Massachusetts business trust, and John Hancock ESG Large Cap Core Fund (the “Acquiring Fund”), a series of the Trust.

January 2nd, 2018 · Common Contracts · 45 similar
Hartford Mutual Funds Inc/CtAGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is made as of this 25th day of September, 2017, by The Hartford Mutual Funds, Inc., a Maryland corporation (the "Company"), with its principal place of business ...
October 3rd, 2002 · Common Contracts · 44 similar
Floridafirst Bancorp IncSTOCK OPTION AGREEMENT THIS STOCK OPTION AGREEMENT (this "Agreement") is made and entered into as of October 2, 2002, by and between FLORIDAFIRST BANCORP, INC., a Florida corporation ("FloridaFirst" or "Issuer"), and BB&T CORPORATION, a North Carolina ...
April 2nd, 2013 · Common Contracts · 42 similar
Lord Abbett Securities TrustAGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of the 15th day of March, 2013, by and between the Lord Abbett Securities Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Lord Abbett Growth Leaders Fund (the “Acquiring Fund”), with its principal place of business at 90 Hudson Street, Jersey City, NJ 07302-3973, and the Lord Abbett Stock Appreciation Fund (the “Acquired Fund”), with its principal place of business at 90 Hudson Street, Jersey City, NJ 07302-3973. The Acquiring Fund and the Acquired Fund are sometimes referred to collectively herein as the “Funds” and individually as a “Fund.”

April 8th, 2015 · Common Contracts · 42 similar
Touchstone Strategic TrustFORM OF AGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of , 2015, among Touchstone Large Cap Fund (the “Acquiring Fund”), a series of Touchstone Strategic Trust (the “Trust”), a Massachusetts business trust; Touchstone Capital Growth Fund (the “Acquired Fund,” and collectively with the Acquiring Fund, the “Funds”), a series of the Trust; and Touchstone Advisors, Inc. (for purposes of paragraph 9.1 only of this Agreement). The Trust has its principal place of business at 303 Broadway, Suite 1100, Cincinnati, Ohio 45202.

April 20th, 2001 · Common Contracts · 30 similar
Seagate Technology Malaysia Holding Co Cayman IslandsEXHIBIT 2.8 AGREEMENT AND PLAN OF REORGANIZATION
June 24th, 2008 · Common Contracts · 28 similar
Mainstay Vp Series Fund IncEXHIBIT 4 MAINSTAY VP SERIES FUND, INC. AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is adopted as of this 16th day of May, 2008, by MainStay VP Series Fund, Inc., a Maryland corporation (the ...
May 25th, 2018 · Common Contracts · 27 similar
Fidelity Charles Street TrustAGREEMENT AND PLAN OF REORGANIZATION OF FIDELITY® GLOBAL BALANCED FUND

THIS AGREEMENT AND PLAN OF REORGANIZATION (the Agreement) is made as of April 27, 2018, by and between Fidelity Charles Street Trust, a Massachusetts business trust, on behalf of its series Fidelity® Global Balanced Fund (the Acquired Fund) and Fidelity® Asset Manager 60% (the Acquiring Fund). Fidelity Charles Street Trust may be referred to herein as the "Trust." The Trust is a duly organized business trust under the laws of the Commonwealth of Massachusetts with its principal place of business at 245 Summer Street, Boston, Massachusetts 02210. The Acquiring Fund and the Acquired Fund may be referred to herein collectively as the "Funds" or each individually as the "Fund."

March 31st, 2008 · Common Contracts · 23 similar
Legg Mason Partners Income Trust77M. Legg Mason Partners Core Bond Fund Agreement and Plan of Reorganization Legg Mason Core Bond Fund and Legg Mason Partners Core Bond Fund This AGREEMENT AND PLAN OF REORGANIZATION (Agreement) is made as of this 21st day of September, 2007, by and ...
June 30th, 1998 · Common Contracts · 21 similar
Railworks Corp1 EXHIBIT 10.14 AGREEMENT AND PLAN OF REORGANIZATION DATED AS OF MAY 21, 1998
November 18th, 2016 · Common Contracts · 21 similar
Federated Total Return Series IncANNEX A FORM OF AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATION [Hancock Horizon Core Bond Fund] [Hancock Horizon Growth Fund] [Hancock Horizon Value Fund]

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this ____ day of _____________, by and among (i)[Federated Total Return Series, Inc., a Maryland corporation] [Federated Equity Funds, a Massachusetts business trust] [Federated MDT Stock Trust, a Massachusetts business trust], with its principal place of business at 4000 Ericsson Drive, Warrendale, PA 15086-7561 (the “Surviving Fund Registrant”), on behalf of its series, [Federated Total Return Bond Fund (the “Surviving Fund”)] [Federated Kaufmann Large Cap Fund (the “Surviving Fund”)] [Federated MDT Stock Trust (the “Surviving Fund”)], (ii)The Advisors’ Inner Circle Fund II, a Massachusetts business trust, with its principal place of business at One Freedom Valley Drive, Oaks, Pennsylvania 19456 (the “Reorganizing Fund Registrant”), on behalf of [Hancock Horizon Core Bond Fund (“Reorganizing Fund”] [Hancock Horizon Growth Fund (“Reorganizing Fund”)] [Hancock Horizon Value Fund (“Reorganizing Fund”)] and, collec

January 26th, 2007 · Common Contracts · 19 similar
Riversource Tax-Exempt Series IncAGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of Nov. 10, 2005 (the "Agreement") is between AXP Special Tax-Exempt Series Trust (the "Selling Trust"), a Massachusetts business trust, on behalf of its series, ...
July 10th, 1998 · Common Contracts · 19 similar
Work International CorpEXHIBIT 2.13 AGREEMENT AND PLAN OF REORGANIZATION DATED AS OF JULY 10, 1998
November 23rd, 2011 · Common Contracts · 18 similar
Metropolitan Series Fund IncFORM OF AGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) dated as of [ ], by and among (i) Met Investors Series Trust (the “Trust”), a Delaware statutory trust established under an Agreement and Declaration of Trust dated July 27, 2000, as amended and restated (the “Declaration of Trust”) and in effect on the date hereof on behalf of Oppenheimer Capital Appreciation Portfolio (the “Acquired Fund”), (ii) Metropolitan Series Fund, Inc. (the “Acquiring Company”), a Maryland corporation formed on November 23, 1982, on behalf of Jennison Growth Portfolio (the “Acquiring Fund”), a series of the Acquiring Company, and (iii) MetLife Advisers, LLC, a Delaware limited liability company, solely with respect to paragraphs 9.1 and 9.2.

August 7th, 2007 · Common Contracts · 18 similar
Hemosense IncAGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG INVERNESS MEDICAL INNOVATIONS, INC., SPARTAN MERGER SUB, INC. AND HEMOSENSE, INC.

This AGREEMENT AND PLAN OF REORGANIZATION (this “Agreement”) is made and entered into as of August 6, 2007, among Inverness Medical Innovations, Inc., a Delaware corporation (“Parent”), Spartan Merger Sub, Inc., a Delaware corporation and a wholly owned first-tier subsidiary of Parent (“Merger Sub”), and Hemosense, Inc., a Delaware corporation (the “Company”).

February 13th, 2004 · Common Contracts · 18 similar
Netscreen Technologies IncAGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG JUNIPER NETWORKS, INC., NERUS ACQUISITION CORP. AND NETSCREEN TECHNOLOGIES, INC. Dated as of February 9, 2004

This AGREEMENT AND PLAN OF REORGANIZATION is made and entered into as of February 9, 2004, by and among Juniper Networks, Inc., a Delaware corporation (“Parent”), Nerus Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and NetScreen Technologies, Inc., a Delaware corporation (“Company”).

July 2nd, 2009 · Common Contracts · 18 similar
Janus Investment FundExhibit (h)(33) FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 2nd day of July, 2009, by and among Janus Adviser Series, a Delaware statutory trust (the "JAD Trust"), on behalf ...
November 13th, 2001 · Common Contracts · 17 similar
Axp Investment Series IncAgreement and Plan of Reorganization This Agreement and Plan of Reorganization dated as of March 10, 2000 (the "Agreement") is between Strategist Growth and Income Fund, Inc. (the "Strategist Corporation"), a Minnesota corporation, on behalf of ...
September 14th, 2020 · Common Contracts · 17 similar
Thrivent Series Fund IncAGREEMENT AND PLAN OF REORGANIZATION

This Agreement and Plan of Reorganization (the “Agreement”) is made as of August 24, 2020 by Thrivent Series Fund, Inc. (the “Fund”), a Minnesota corporation, on behalf of its series, Thrivent Large Cap Growth Portfolio (the “Acquiring Portfolio”) and Thrivent Partner Growth Stock Portfolio (the “Target Portfolio”). Thrivent Financial for Lutherans is also party to the Agreement solely for purposes of Section 3.F.

February 28th, 2020 · Common Contracts · 17 similar
Columbia Acorn TrustAgreement and Plan of Reorganization

THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of February 20, 2020 (the “Agreement”), is by and among each Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 5.3, 7.3, 10.2 and 12.2 of this Agreement only, Columbia Management Investment Advisers, LLC and Columbia Wanger Asset Management, LLC (collectively, “Columbia Threadneedle”).

February 26th, 1999 · Common Contracts · 16 similar
Lycos IncEXHIBIT 2.4 THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT, dated February 8, 1999, between Lycos, Inc., a Delaware ...
April 29th, 2014 · Common Contracts · 15 similar
Aim Counselor Series Trust (Invesco Counselor Series Trust)THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is adopted as of this --------- 25th day of March, 2013 by and among (i) each of the Invesco open-end registered investment companies identified as a Target Entity on Exhibit A hereto (each a ...
May 8th, 2012 · Common Contracts · 15 similar
DWS Equity TrustAGREEMENT AND PLAN OF REORGANIZATION

AGREEMENT AND PLAN OF REORGANIZATION dated as of November 19, 2010 (the “Agreement”), among DWS Equity Trust, a Massachusetts business trust (the “Predecessor Company”), on behalf of DWS Disciplined Market Neutral Fund, a segregated portfolio of assets (“series”) thereof (the “Acquired Fund”), and DWS Market Trust, a Massachusetts business trust (the “Successor Company”), on behalf of DWS Disciplined Market Neutral Fund, a segregated portfolio of assets (“series”) thereof (the “Acquiring Fund”) (the Acquired Fund and the Acquiring Fund are sometimes referred to herein individually as a “Fund” and collectively as the “Funds”). All agreements, representations, actions and obligations described herein made or to be taken or undertaken by a Fund are made and shall be taken or undertaken by the Predecessor Company on behalf of the Acquired Fund and by the Successor Company on behalf of the Acquiring Fund.

May 12th, 1997 · Common Contracts · 14 similar
Apple Orthodontix IncEXHIBIT 2.24 AGREEMENT AND PLAN OF REORGANIZATION DATED AS OF FEBRUARY 27, 1997 BY AND AMONG APPLE ORTHODONTIX, INC., BUDD RUBIN, D.D.S., M.S., INC.
June 8th, 2001 · Common Contracts · 14 similar
Mutual Fund Select TrustFebruary 16, 2001 Mutual Fund Trust 1211 Avenue of the Americas 41st Floor New York, NY 10036 Mutual Fund Select Trust 1211 Avenue of the Americas 41st Floor New York, NY 10036 Re: Agreement and Plan of Reorganization dated as of October 31, 2000 by and ...
February 27th, 2015 · Common Contracts · 14 similar
Russell Investment CoAGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 26th day of August, 2014 by RUSSELL INVESTMENT COMPANY (the “Trust”), a Massachusetts business trust, on behalf of the In Retirement Fund (the “Acquiring Fund”), and the Trust on behalf of the 2015 Strategy Fund (the “Target Fund” and together with the Acquiring Fund, each a “Fund” and collectively the “Funds”), each a separate series of the Trust. The principal place of business of the Trust is 1301 Second Avenue, 18th Floor, Seattle, Washington 98101.

February 25th, 2014 · Common Contracts · 14 similar
Touchstone Variable Series TrustAGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 23rd day of August 2013, between the Touchstone Aggressive ETF Fund (the "Acquiring Fund"); the Touchstone Enhanced ETF Fund (the ...
April 9th, 2008 · Common Contracts · 13 similar
RiverSource Variable Series TrustExhibit 99.12(u) February 1, 2008 RiverSource Variable Portfolio-Small Cap Advantage Fund RiverSource Variable Portfolio-Investment Series, Inc. 734 Ameriprise Financial Center Minneapolis, MN 55474 RiverSource Variable Portfolio- Small Cap Advantage ...
July 30th, 2001 · Common Contracts · 13 similar
Cb Richard Ellis Services IncExhibit 24 WARRANT AGREEMENT THIS WARRANT AGREEMENT (the "Agreement") is made and entered into as of July 20, 2001 between CBRE Holding, Inc., a Delaware corporation (the "Company") and FS Equity Partners III, L.P., a Delaware limited partnership ...
April 10th, 1997 · Common Contracts · 13 similar
Medical Manager Corp1 EXHIBIT 10.8 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT is made this 4th day of February, 1997, between MEDICAL MANAGER CORPORATION, a Delaware corporation (the "Company"), and Henry W. Holbrook (the "Executive"). WHEREAS, the Executive is ...
April 8th, 2019 · Common Contracts · 13 similar
Eaton Vance Municipal Bond FundAGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this 14th day of January, 2019, by and between Eaton Vance Municipal Bond Fund (the “Acquiring Fund”), a Massachusetts business trust, and Eaton Vance Ohio Municipal Bond Fund (the “Acquired Fund” and with the Acquiring Fund, the “Funds”), each a Massachusetts business trust and, solely with respect to Section 6.2 hereof, Eaton Vance Management (the “Adviser”).

January 9th, 2017 · Common Contracts · 12 similar
Surgical Care Affiliates, Inc.AGREEMENT AND PLAN OF REORGANIZATION by and among UNITEDHEALTH GROUP INCORPORATED, SPARTAN MERGER SUB 1, INC., SPARTAN MERGER SUB 2, LLC, and SURGICAL CARE AFFILIATES, INC. Dated as of January 7, 2017

This AGREEMENT AND PLAN OF REORGANIZATION (this “Agreement”), dated as of January 7, 2017, is by and among Surgical Care Affiliates, Inc., a Delaware corporation (the “Company”), UnitedHealth Group Incorporated, a Delaware corporation (“Parent”), Spartan Merger Sub 1, Inc., a Delaware corporation and indirect wholly owned subsidiary of Parent and direct wholly owned subsidiary of Merger Sub 2 (“Purchaser”), and Spartan Merger Sub 2, LLC, a Delaware limited liability company and direct wholly owned subsidiary of Parent (“Merger Sub 2”, and, together with Purchaser, the “Merger Subs”). Parent, each of the Merger Subs and the Company are each sometimes referred to herein as a “Party” and collectively as the “Parties”.

June 22nd, 2018 · Common Contracts · 12 similar
ALPS Series TrustFORM OF] AGREEMENT AND PLAN OF REORGANIZATION

THIS AGREEMENT AND PLAN OF REORGANIZATION (“Reorganization Agreement”) is made as of this [__] day of [_______], 2018 by ALPS Series Trust, a Delaware business statutory trust (“Acquiring Trust”), on behalf of the [American Independence Global Tactical Allocation Fund/American Independence Kansas Tax-Exempt Bond Fund] (“Acquiring Fund”); American Independence Funds Trust, a Delaware business statutory trust (“Selling Trust”), on behalf of the American Independence Global Tactical Allocation Fund / American Independence Kansas Tax-Exempt Bond Fund (“Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, “Funds”); Manifold Partners, LLC, a Delaware limited liability company (“Adviser”), the proposed investment adviser to the Acquiring Fund (only for purposes of Sections 1.7, 5.10, 5.12, and 9.1 of this Agreement). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place o

November 25th, 2009 · Common Contracts · 12 similar
Virtus Equity TrustAGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 20th day of November, 2008, by and between Virtus Equity Trust, a Delaware statutory trust (the "Trust"), with its principal place of ...
August 8th, 2008 · Common Contracts · 12 similar
Columbia Funds Series Trust IAgreement and Plan of Reorganization