THE ZWEIG FUND, INC. ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT, dated as of the 1st day of March, 1999 between THE ZWEIG FUND, INC., a Maryland corporation (the "Fund"), and ZWEIG/GLASER ADVISERS, a New York general partnership (the...Administration Agreement • March 26th, 2002 • Zweig Fund Inc /Md/ • New York
Execution Copy] SERVICING AGREEMENT THIS SERVICING AGREEMENT is made and entered into as of this 1st day of March, 1999 by and among Zweig/Glaser Advisers, a New York general partnership, Zweig Total Return Advisors, Inc., a Delaware corporation, and...Servicing Agreement • March 26th, 2002 • Zweig Fund Inc /Md/ • New York
BETWEENInvestment Advisory Agreement • March 26th, 2002 • Zweig Fund Inc /Md/ • New York
1 EXHIBIT (k)(3) 2 STATE STREET BANK & TRUST COMPANY STOCK TRANSFER AGENT SERVICES AGREEMENT FOR: THE ZWEIG FUND, INC. This Agreement sets forth the terms and conditions under which State Street Bank & Trust Company (hereinafter referred to as "State...Zweig Fund Inc /Md/ • February 26th, 1998
2 FIRST AMENDMENT TO THE ZWEIG FUND, INC. ADMINISTRATION AGREEMENTAdministration Agreement • February 26th, 1998 • Zweig Fund Inc /Md/
April 29, 2002Letter of Agreement • May 14th, 2002 • Zweig Fund Inc /Md/ • New York
2 4 will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not...Soliciting Dealer Agreement • April 8th, 1998 • Zweig Fund Inc /Md/ • New York
THE ZWEIG FUND, INC. SUBADVISORY AGREEMENTSubadvisory Agreement • February 1st, 2017 • Zweig Fund Inc /Md/ • Delaware
The Zweig Fund, Inc. (the “Fund”) is a closed-end investment company registered under the Investment Company Act of 1940 (the “Act”), and is subject to the rules and regulations promulgated thereunder.
Subscription Agent) SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the "Agreement") is made as of April, 2002 between The Zweig Fund, Inc. (the "Fund") and EquiServe Trust Company, N.A. as subscription agent (the "Agent"). All terms...Subscription Agent Agreement • May 14th, 2002 • Zweig Fund Inc /Md/ • Massachusetts
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • February 1st, 2017 • Zweig Fund Inc /Md/ • Connecticut
This Administration Agreement is made effective as of the _______ of _______, 2016, by and between The Zweig Fund, Inc. (the “Fund”), and Virtus Fund Services, LLC (the “Administrator”).
AGREEMENTAgreement • May 26th, 2017 • Virtus Total Return Fund Inc. • New York
This Agreement (the “Agreement”) is made and entered into effective as of the 5th day of April, 2016 by and among Zweig Advisers, LLC (“Zweig”), a Delaware limited liability company having its principal places of business at 1540 Broadway, 16th Floor, New York, NY 10036, and Karpus Management, Inc. (doing business as Karpus Investment Management), a New York corporation having its principal place of business at 183 Sully’s Trail, Pittsford, New York 14534, and any present or future entities or accounts it manages or controls or to which it is related (collectively, “Karpus,” and with Zweig, each, a “Party,” and collectively the “Parties”).
ARTICLE I DEFINITIONSManager Agreement • April 8th, 1998 • Zweig Fund Inc /Md/ • New York
The Zweig Fund, Inc. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 1st, 2017 • Zweig Fund Inc /Md/ • Delaware
THIS INVESTMENT ADVISORY AGREEMENT, effective as of the 31st day of January, 2017 (the “Contract Date”) by and between THE ZWEIG FUND, INC., a Maryland Corporation (the “Fund”) and VIRTUS INVESTMENT ADVISERS, INC., a Massachusetts corporation (the “Adviser”).
CUSTODIAN CONTRACT Between EACH OF THE PARTIES LISTED ON APPENDIX 1 and STATE STREET BANK AND TRUST COMPANYMaster Custodian Contract • May 14th, 2007 • Zweig Fund Inc /Md/ • London
This Amendment to the Master Custodian Contract is made effective as of July 2, 2001 by and between each party listed on Appendix 1 affixed to the Master Custodian Contract (as amended from time to time, the “Fund”) and State Street Bank and Trust Company (the “Custodian” or “Foreign Custody Manager”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Master Custodian Contract referred to below.
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of February 2, 2017 by and between The Zweig Fund, Inc., a Maryland corporation (the "Acquiring Fund"), and Virtus Total Return Fund, a...Agreement and Plan of Reorganization • July 31st, 2017 • Virtus Total Return Fund Inc. • Delaware
AGREEMENTAgreement • November 25th, 2016 • Zweig Fund Inc /Md/ • New York
This Agreement (the “Agreement”) is made and entered into effective as of the 5th day of April, 2016 by and among Zweig Advisers, LLC (“Zweig”), a Delaware limited liability company having its principal places of business at 1540 Broadway, 16th Floor, New York, NY 10036, and Karpus Management, Inc. (doing business as Karpus Investment Management), a New York corporation having its principal place of business at 183 Sully’s Trail, Pittsford, New York 14534, and any present or future entities or accounts it manages or controls or to which it is related (collectively, “Karpus,” and with Zweig, each, a “Party,” and collectively the “Parties”).
THE ZWEIG FUND, INC. INTERIM SUBADVISORY AGREEMENTInterim Subadvisory Agreement • December 7th, 2016 • Zweig Fund Inc /Md/ • Delaware
The Zweig Fund, Inc. (the “Fund”) is a closed-end investment company registered under the Investment Company Act of 1940 (the “Act”), and is subject to the rules and regulations promulgated thereunder.
June 19, 2007Letter of Agreement • June 28th, 2007 • Zweig Fund Inc /Md/ • New York
This letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson Inc. (“Georgeson”) by Zweig Fund (the “Company”) to act as Information Agent in connection with its Rights Offer (the “Offer”). The term of the Agreement shall be the term of the Offer, including any extensions thereof.
ASSIGNMENT For valuable consideration, the receipt of which is hereby acknowledged, Zweig/Glaser Advisers, LLC ("ZGA") hereby assigns, transfers and delivers to Phoenix Equity Planning Corporation ("PEPCO") all of ZGA's rights and obligations under...Zweig Fund Inc /Md/ • March 26th, 2002
For valuable consideration, the receipt of which is hereby acknowledged, Zweig/Glaser Advisers, LLC ("ZGA") hereby assigns, transfers and delivers to Phoenix Equity Planning Corporation ("PEPCO") all of ZGA's rights and obligations under the administration agreement, dated as of March 1, 1999, between ZGA and The Zweig Fund, Inc., such assignment to be effective as of October 31, 1999.
Zweig Consulting LLC 900 Third Avenue, 30th Floor New York, NY 10022Zweig Fund Inc /Md/ • May 14th, 2007
This will confirm that we have agreed to amend and restate Section 2.1 of the Amended and Restated Servicing Agreement, dated as of March 2, 2004, to read in its entirety as follows.
Transfer Agency and Service Agreement Between each of The Zweig Fund, Inc. and The Zweig Total Return Fund, Inc. on the one hand, and Computershare Trust Company, N.A. and Computershare Inc. on the other handAgreement • February 1st, 2017 • Zweig Fund Inc /Md/ • Massachusetts
AGREEMENT effective as of the 1st day of June, 2010 by and between each of the closed-end investment companies listed on Exhibit B attached hereto, having its principal office and place of business at 900 Third Avenue, New York, New York, 10022, (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).
The Zweig Fund, Inc. INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • December 7th, 2016 • Zweig Fund Inc /Md/ • Delaware
THIS INTERIM INVESTMENT ADVISORY AGREEMENT, effective as of the 7th day of September, 2016 (the “Contract Date”) by and between THE ZWEIG FUND, INC., a Maryland Corporation (the “Fund”) and VIRTUS INVESTMENT ADVISERS, INC., a Massachusetts corporation (the “Adviser”).
1 EXHIBIT (k)(4) 2 THE ZWEIG FUND, INC. SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the "Agreement") is made as of April 1, 1998 between The Zweig Fund, Inc. (the "Fund") and State Street Bank & Trust Company, as subscription agent...Subscription Agent Agreement • April 8th, 1998 • Zweig Fund Inc /Md/ • Massachusetts
FEE WAIVER AGREEMENTFee Waiver Agreement • February 1st, 2017 • Zweig Fund Inc /Md/ • Delaware
This Fee Waiver Agreement (the “Agreement”) is effective as of December 2, 2016, by and among The Zweig Fund, Inc. a Delaware corporation (“Fund”) and Virtus Fund Services, LLC, a Delaware limited liability company (the “Administrator”).
SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • June 28th, 2007 • Zweig Fund Inc /Md/ • Massachusetts
This Subscription Agent Agreement (the “Agreement’’) is made as of June 21, 2007 between The Zweig Fund, Inc. (the “Company”), Computershare Inc., a Delaware Corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking (collectively, the “Agent” or individually “CSS” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the (Registration Statement on Form N-2, Investment Company Act, File No. 811-04739, filed by the Company with the Securities and Exchange Commission on May 14, 2007, as amended by any amendment filed with respect thereto (the “Registration Statement”).
RESTATED AGREEMENT FOR DISTRIBUTION REINVESTMENT PLAN AND CASH PURCHASE PLAN FOR SHAREHOLDERS OF COMMON STOCK OF THE ZWEIG FUND, INC. AND THE ZWEIG TOTAL RETURN FUND, INC.Zweig Fund Inc /Md/ • February 26th, 1998 • Massachusetts
March 1, 2006 Phoenix Equity Planning Corp. 56 Prospect Street P.O. Box 150480 Hartford, Connecticut 06115-0480 Re: Administration Agreement Ladies and Gentlemen:Zweig Fund Inc /Md/ • May 14th, 2007
This will confirm that effective as of March 1, 2006, the first sentence of Section 3 of the Administration Agreement between The Zweig Fund, Inc. and Phoenix Equity Planning Corp. is amended and restated to read as follows:
Global Custody Agreement - New York - General - May 2012 Global Custody Agreement - New York - General - May 2012Global Custody Agreement • February 1st, 2017 • Zweig Fund Inc /Md/ • New York
This Agreement, dated March 1, 2013, is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION ("J.P. Morgan"), with a place of business at One Chase Manhattan Plaza, 19th Floor, New York, New York 10005; and each trust listed on Schedule A attached hereto (each a "Customer"), each with a place of business at 101 Munson Street, Greenfield, Massachusetts 01301.
Exhibit 77Q1 (a) - Amendment to the Articles Supplementary of the Registrant, dated May 9, 2007, filed via EDGAR with Registration Statement No. 18. on Form N-2 (File No. 811-04739) on May 14, 2007 and incorporated herein by reference. Exhibit 77Q1...Zweig Fund Inc /Md/ • August 27th, 2007
Exhibit 77Q1 (a) - Amendment to the Articles Supplementary of the Registrant, dated May 9, 2007, filed via EDGAR with Registration Statement No. 18. on Form N-2 (File No. 811-04739) on May 14, 2007 and incorporated herein by reference.
SECOND AMENDED AND RESTATED SERVICING AGREEMENT THIS SECOND AMENDED AND RESTATED SERVICING AGREEMENT (the "Agreement")is made and entered into as of the 10th day of May, 2011 by and between Zweig Advisers LLC, a Delaware limited liability company (the...Servicing Agreement • August 25th, 2011 • Zweig Fund Inc /Md/ • New York
