Common Contracts
37 similar Soliciting Dealer Agreement contracts by Invesco Global Health Sciences Fund, Mewbourne Energy Partners 00-a Lp, Mewbourne Energy Partners 02-a Lp, others
SOLICITING DEALER AGREEMENT NYLIFE DISTRIBUTORS LLC 30 Hudson Street Jersey City, NJ 07302 Ladies and Gentlemen: We are the principal underwriter of the open-end investment companies sponsored, advised or administered by New York Life Investment...Soliciting Dealer Agreement • April 29th, 2019 • Aul American Unit Trust • New York
EXHIBIT (h)(1) 3,417,070 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENTSoliciting Dealer Agreement • December 16th, 2005 • Central Europe & Russia Fund Inc • New York
EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 04-05 Drilling Programs Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the sole managing general partner (in such capacity the "Managing...Soliciting Dealer Agreement • March 5th, 2004 • Mewbourne Energy Partners O4-a Lp • Texas
EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 02-03 Drilling Programs Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the sole managing general partner (in such capacity the "Managing...Soliciting Dealer Agreement • April 10th, 2002 • Mewbourne Energy Partners 03-a Lp • Crude petroleum & natural gas • Texas
Exhibit (h) 7,629,525 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for such Shares FORM OF DEALER MANAGER AGREEMENTSoliciting Dealer Agreement • August 10th, 2001 • Hyperion Total Return Fund Inc • Textile mill products • New York
1 EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 01-02 Drilling ProgramsSoliciting Dealer Agreement • May 9th, 2001 • Mewbourne Energy Partners 02-a Lp • Crude petroleum & natural gas • Texas
WESTERN AMERICAN SECURITIES CORPORATION 1901 N. Central Expressway Suite 400 Richardson, Texas 75080Soliciting Dealer Agreement • April 6th, 2001 • Reef Global Energy Ventures • Crude petroleum & natural gas
1 EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 01-02 Drilling ProgramsSoliciting Dealer Agreement • March 16th, 2001 • Mewbourne Energy Partners 02-a Lp • Crude petroleum & natural gas • Texas
EXHIBIT 1.1Soliciting Dealer Agreement • February 27th, 2001 • Wolverine Energy 1997-1998 Development Program • Drilling oil & gas wells • Michigan
SOLICITING DEALER AGREEMENT ROGERS INTERNATIONAL RAW MATERIALS FUND, L.P. 2,000,000 UNITS OF LIMITED PARTNERSHIP INTEREST Ladies and Gentlemen: Rogers International Raw Materials Fund, L.P. (the "Partnership"), an Illinois limited partnership, was...Soliciting Dealer Agreement • September 22nd, 2000 • Rogers International Raw Materials Fund Lp • Non-operating establishments • Illinois
SOLICITING DEALER AGREEMENT ROGERS INTERNATIONAL RAW MATERIALS FUND, L.P. 200,000 UNITS OF LIMITED PARTNERSHIP INTEREST Ladies and Gentlemen: Rogers International Raw Materials Fund, L.P. (the "Partnership"), an Illinois limited partnership, was...Soliciting Dealer Agreement • July 19th, 2000 • Rogers International Raw Materials Fund Lp • Illinois
WESTERN AMERICAN SECURITIES CORPORATION 1901 N. Central Expressway Suite 400 Richardson, Texas 75080Soliciting Dealer Agreement • December 22nd, 1999 • Reef Millennium Energy Fund
JAPAN OTC EQUITY FUND, INC. ____________ Shares of Common Stock Issuable Upon Exercise of Non-Transferable Rights to Subscribe for Such Shares of Common Stock DEALER MANAGER AGREEMENTSoliciting Dealer Agreement • October 22nd, 1999 • Japan Otc Equity Fund Inc • New York
1 EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 99-00 Drilling Programs Mewbourne Securities, Inc. 3901 S. Broadway Tyler, Texas 75701 Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the...Soliciting Dealer Agreement • July 29th, 1999 • Mewbourne Energy Partners 00-a Lp • Crude petroleum & natural gas • Texas
INVESCO GLOBAL HEALTH SCIENCES FUND 6,081,223 Shares of Beneficial Interest Issuable Upon Exercise of Non-Transferable Rights to Subscribe for Such Shares of Beneficial Interest DEALER MANAGER AGREEMENTSoliciting Dealer Agreement • May 26th, 1999 • Invesco Global Health Sciences Fund • New York
INVESCO GLOBAL HEALTH SCIENCES FUND 6,081,223 Shares of Beneficial Interest Issuable Upon Exercise of Non-Transferable Rights to Subscribe for Such Shares of Beneficial Interest DEALER MANAGER AGREEMENTSoliciting Dealer Agreement • May 25th, 1999 • Invesco Global Health Sciences Fund • New York
INVESCO GLOBAL HEALTH SCIENCES FUND 6,081,223 Shares of Beneficial Interest Issuable Upon Exercise of Non-Transferable Rights to Subscribe for Such Shares of Beneficial Interest DEALER MANAGER AGREEMENTSoliciting Dealer Agreement • May 24th, 1999 • Invesco Global Health Sciences Fund • New York
EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 99-00 Drilling ProgramsSoliciting Dealer Agreement • April 23rd, 1999 • Mewbourne Energy Partners 00-a Lp • Texas
Date ___________, 19____Soliciting Dealer Agreement • April 8th, 1999 • Oti Trust • Ohio
2 3 hereto. The procedures relating to orders and the handling thereof will be subject to the terms of the then current prospectus and statement of additional information of the Trust, the Participant Agreement and instructions in writing received by...Soliciting Dealer Agreement • November 17th, 1998 • Sector SPDR Trust • New York
1 EXHIBIT 1.2 SOLICITING DEALER AGREEMENT SALOMON SMITH BARNEY GLOBAL DIVERSIFIED FUTURES FUND L. P. 100,000 Units of Limited Partnership Interest Ladies and Gentlemen: We have entered into an agreement (the "Selling Agreement") with, and have agreed...Soliciting Dealer Agreement • October 22nd, 1998 • Salomon Smith Barney Global Diversified Futures Fund L P • Commodity contracts brokers & dealers
1 EXHIBIT 1.2 SOLICITING DEALER AGREEMENT SALOMON SMITH BARNEY GLOBAL DIVERSIFIED FUTURES FUND L. P. 100,000 Units of Limited Partnership Interest Ladies and Gentlemen: We have entered into an agreement (the "Selling Agreement") with, and have agreed...Soliciting Dealer Agreement • August 20th, 1998 • Salomon Smith Barney Global Diversified Futures Fund L P
SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • August 3rd, 1998 • Venturi Technologies Inc • Texas
2 4 required to be stated therein or necessary to make the statements therein in the light of the circumstances under which they were made, not misleading; provided, however, that the representations and warranties in this subsection shall not apply...Soliciting Dealer Agreement • April 9th, 1998 • Zweig Total Return Fund Inc • New York
2 4 will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not...Soliciting Dealer Agreement • April 8th, 1998 • Zweig Fund Inc /Md/ • New York
1 EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 98 Drilling Program Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the sole managing general partner (in such capacity the "Managing...Soliciting Dealer Agreement • February 25th, 1998 • Mewbourne Energy Partners 98 a Lp • Texas
Exhibit 1.1(a) SHADOWROCK SEDONA GOLF RESORT AND CONFERENCE CENTER UP SEDONA, INC., SPONSOR 5745 NORTH SCOTTSDALE ROAD SUITE B-101 SCOTTSDALE, ARIZONA 85020 SOLICITING DEALER AGREEMENT RE: RESORT HOTEL INVESTMENT UNITS CONSISTING OF A CONDOMINIUM UNIT...Soliciting Dealer Agreement • August 11th, 1997 • Up Sedona Inc • Hotels, rooming houses, camps & other lodging places • Arizona
1 EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 97 Drilling Program Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the sole managing general partner (in such capacity the "Managing...Soliciting Dealer Agreement • May 15th, 1997 • Mewbourne Energy Partners 97-a Lp • Crude petroleum & natural gas • Texas
1 Exhibit 1.2 SOLICITING DEALER AGREEMENT SMITH BARNEY DIVERSIFIED FUTURES FUND L. P. II 150,000 Units of Limited Partnership Interest Ladies and Gentlemen: We have entered into an agreement (the "Selling Agreement") with, and have agreed to act as...Soliciting Dealer Agreement • April 15th, 1997 • Smith Barney Diversified Futures Fund L P Ii • Security & commodity brokers, dealers, exchanges & services
1 EXHIBIT 1.2 SOLICITING DEALER AGREEMENT SMITH BARNEY WESTPORT FUTURES FUND L. P. 120,000 Units of Limited Partnership Interest Ladies and Gentlemen: We have entered into an agreement (the "Selling Agreement") with, and have agreed to act as selling...Soliciting Dealer Agreement • April 10th, 1997 • Smith Barney Westport Futures Fund Lp
1 EXHIBIT 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 97 Drilling Program Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the sole managing general partner (in such capacity the "Managing...Soliciting Dealer Agreement • March 5th, 1997 • Mewbourne Energy Partners 97-a Lp • Texas
2 3 1. Representations and Warranties.Soliciting Dealer Agreement • November 13th, 1996 • Fidelity Advisor Korea Fund Inc • New York
FORM OF AMENDMENT NO. 1 TO THE SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • November 1st, 1996 • Inland Monthly Income Fund Iii Inc • Real estate investment trusts • Illinois
DRAFT - 1/28/96 THE COUNTRYBASKETS INDEX FUND, INC. SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • February 12th, 1996 • Countrybasket Index Fund Inc /Ny/ • New York
LOGO]Soliciting Dealer Agreement • December 26th, 1995 • Hancock John World Fund • Massachusetts
