Soliciting Dealer Agreement Sample Contracts
EX-1.2 3 d252100dex12.htm FORM OF SOLICITING DEALER AGREEMENT INDEPENDENCE MORTGAGE TRUST, INC. FORM OF SOLICITING DEALER AGREEMENT Ladies and Gentlemen:Soliciting Dealer Agreement • May 5th, 2020
Independence Realty Securities, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of , 2012 (the “Dealer Manager Agreement”), with Independence Mortgage Trust, Inc. (the “Company”), a Maryland corporation that intends to qualify and elect to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31st of the year in which the Company satisfies the Minimum Offering (as defined below). Pursuant to the Dealer Manager Agreement, the Dealer Manager has agreed to act as exclusive dealer manager for, and to use its reasonable best efforts to solicit subscriptions in connection with, the Company’s public offering of (a) up to 150,000,000 shares of the Company’s common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in th
SOLICITING DEALER AGREEMENT NYLIFE DISTRIBUTORS LLC 30 Hudson Street Jersey City, NJ 07302 Ladies and Gentlemen: We are the principal underwriter of the open-end investment companies sponsored, advised or administered by New York Life Investment...Soliciting Dealer Agreement • April 29th, 2019 • Aul American Unit Trust • New York
REEF SECURITIES, INC.Soliciting Dealer Agreement • August 30th, 2013 • Reef Oil & Gas Drilling & Income Fund, L.P. • Drilling oil & gas wells • Texas
ORCHARD SECURITIES, LLC LEHI, UTAH 84043 FORM OF SOLICITING DEALER AGREEMENT for Shares in Cottonwood Multifamily Opportunity Fund, Inc.Soliciting Dealer Agreement • November 16th, 2017 • Cottonwood Multifamily Opportunity Fund, Inc. • Real estate investment trusts • Utah
The undersigned, Orchard Securities, LLC, a Utah limited liability company (the “Managing Broker-Dealer”), has entered into an agreement (the “MBD Agreement”) with Cottonwood Multifamily Opportunity Fund, Inc., a Maryland corporation (the “Company”) for the sale (the “Offering”) of up to $50,000,000 shares of common stock (the “Shares”) in the Company, pursuant to which the Managing Broker-Dealer has agreed to use its best efforts to form and manage, as the Managing Broker-Dealer, a group of securities dealers (the “Selling Group Members”) for the purpose of soliciting offers for the purchase of the Shares. The MBD Agreement is attached as Exhibit A. The terms of the Offering are set forth in the Cottonwood Multifamily Opportunity Fund, Inc. Offering Statement dated [____________ __], 20[__] (the “Offering Statement”). The date the Offering Statement is qualified by the Securities and Exchange Commission (the “SEC”) shall be referred to herein as the “Qualification Date.” The Shares wi
Ladies and Gentlemen:Soliciting Dealer Agreement • August 11th, 2016 • CIM Commercial Trust Corp • Real estate investment trusts
International Assets Advisory, LLC, a Florida limited liability company (the “Dealer Manager”), entered into an exclusive Dealer Manager Agreement dated as of June 28, 2016 (as may be amended, amended and restated or otherwise modified from time to time, the “Dealer Manager Agreement”), with CIM Commercial Trust Corporation, a Maryland corporation (the “Company”) pursuant to which the Dealer Manager has agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of a minimum of 10,000 units and a maximum of 36,000,000 units (each a “Unit” and, collectively, the “Units”), with each Unit consisting of (a) one share of Series A Preferred Stock, $0.001 par value per share, of the Company (a “Preferred Share”), and (b) one warrant (a “Warrant”) to purchase 0.25 of a share of Common Stock, $0.001 par value per share, of the Company (each a “Common Share”), for a purchase price of $25 per Unit. Unless otherwise defined herein, cap
LIGHTSTONE REAL ESTATE INCOME TRUST INC. SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • January 29th, 2015 • Lightstone Real Estate Income Trust Inc. • Real estate investment trusts
Orchard Securities, LLC, a Utah limited liability company (the “Dealer Manager”), entered into an exclusive dealer manager agreement dated as of [ ], 2015 (as may be amended, amended and restated or otherwise modified from time to time, the “Dealer Manager Agreement”), with Lightstone Real Estate Income Trust Inc., a Maryland corporation (the “Company”), pursuant to which the Dealer Manager has agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of up to an aggregate of 30,000,000 shares of Common Stock, $0.01 par value per share (the “Common Shares”), of the Company for a purchase price of $10.00 per Common Share, subject to the volume discounts and other special circumstances described in or otherwise provided in the “Plan of Distribution” section of the Prospectus (as defined below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings therefor as in the Dealer Manager Agreement.
REVISED SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • July 7th, 2020 • Hartman vREIT XXI, Inc. • Real estate investment trusts • Texas
This Soliciting Dealer Agreement (the “Agreement”) dated _____ , ___ 202__, is between Hartman vREIT XXI, Inc., a Maryland corporation (The “Company”), D.H. Hill Securities, LLLP. (the “Dealer Manager”) and ______________ , (the Soliciting Dealer”).
BUSINESS DEVELOPMENT CORPORATION OF AMERICA, INC. SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • August 14th, 2014 • Business Development Corp of America
Realty Capital Securities, LLC (the “Dealer Manager”) entered into an exclusive dealer manager agreement, dated as of July 1, 2014 (the “Dealer Manager Agreement”), with Business Development Corporation of America, Inc. a Maryland corporation that intends to elect to be treated as a business development company under the Investment Company Act of 1940, as amended, (the “Company”), pursuant to which the Dealer Manager agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of up to 101,100,000 shares of the Company’s common stock, par value $0.001 per share (the “Shares”), on a continuous basis, for a purchase price of $11.20 per Share, with a minimum initial investment of $1,000, commencing on the Effective Date (as defined below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings therefor as in the Dealer Manager Agreement.
CYPRESS EQUIPMENT FUND A, LLC SOLICITING DEALER AGREEMENT San Francisco, CaliforniaSoliciting Dealer Agreement • March 1st, 2012 • Cypress Equipment Fund A, LLC • Services-equipment rental & leasing, nec
SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • February 15th, 2008 • North American Royalty Corp. • Illinois
SOLICITING DEALER AGREEMENT, dated as of February 13, 2008 (“Agreement”), between NORTH AMERICAN ROYALTY CORP., a Maryland corporation (the “Company”), and ALARON FINANCIAL SERVICES, INC., (the “Agent”). Each of the parties to this Agreement are referred to herein as a “Party” and collectively as the “Parties.”
AMERICAN REALTY CAPITAL TRUST III, INC. FORM OF SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • March 15th, 2011 • American Realty Capital Trust III, Inc. • Real estate investment trusts
Realty Capital Securities, LLC (the “Dealer Manager”) entered into an exclusive dealer manager agreement, dated as of , 2011 (the “Dealer Manager Agreement”), with American Realty Capital Trust III, Inc., a Maryland corporation (the “Company”) and American Realty Capital Advisors III, LLC, pursuant to which the Dealer Manager agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of: (i) up to 150,000,000 shares of the Company’s common stock, $.01 par value per share (“Common Stock”) for a purchase price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares of Common Stock purchased) (the “Primary Shares”), and (ii) up to 25,000,000 shares of Common Stock for a purchase price equal to the greater of $9.50 per share or 95% of the estimated value of a share of Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”) commencing on the Effective Date (
FIRST AMENDMENT TO SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • March 28th, 2017 • Lightstone Real Estate Income Trust Inc. • Real estate investment trusts
This First Amedment to the Soliciting Dealer Agreement (the “First Amendment”), effective as of the 12th day of January, 2017, is entered into by and among Orchard Securities, LLC, a Utah limited liability company (the “Dealer Manager”) and the Soliciting Dealer (as defined in that certain Amended and Restated Dealer Manager Agreement, dated January 12, 2017 (as may be further amended, amended and restated or otherwise modified from time to time) between the Dealer Manager and Lightstone Real Estate Income Trust, Inc., a Maryland corporation (the “Company”)).
SOLICITING DEALER AGREEMENT (WITH STAND-BY GUARANTEE)Soliciting Dealer Agreement • December 7th, 2017 • British Columbia
Mackie Research Capital Corporation (the “Soliciting Dealer”) understands that Carl Data Solutions Inc. (the “Corporation”) proposes to issue 55,211,656 transferable rights (“Rights”) to the holders of its common shares (“Common Shares”) of record as at the close of business in Vancouver on December 1, 2017 (the “Record Date”) entitling the holders thereof to subscribe for and purchase units (“Units”) of the Corporation. Holders of Common Shares will receive one Right for each Common Share held on the Record Date. Five (5) Rights and the payment of the exercise price of $0.26 per Unit entitles the holder to purchase one Unit of the Corporation. Each Unit will be comprised of one Common Share and one common share purchase warrant (“Warrant”) of the Corporation. Each Warrant will entitle the holder to subscribe for and purchase one additional Common Share for a two-year period from the date of issuance at a price of CDN$0.35 per Common Share, if exercised within six months of the date of
SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • October 17th, 2018 • Texas
This Soliciting Dealer Agreement relates to the private offering (the “Offering”) by GMI-CS 125, LP (the “Partnership”), a Texas limited partnership, of a maximum of $5,250,492 of limited partner interests (“Interests”). The terms of the offering (the “Offering”) are set forth in the Confidential Private Placement Memorandum of the Partnership dated October 16, 2018 (with all exhibits thereto, the “Memorandum”), as supplemented or amended from time to time. Any material change that may occur with respect to the offering not otherwise set forth in the Memorandum will be set forth in a supplement to the Memorandum, and the term “Memorandum” as used herein includes the Memorandum as supplemented or amended from time to time. Terms used but not otherwise defined in this Agreement have the same meanings as set forth in the Memorandum. The Offering is limited to “accredited investors” as defined under Regulation D (“Regulation D”) promulgated by the U. S. Securities and Exchange Commission (
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST II, INC. FORM OF SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • September 4th, 2012 • Lightstone Value Plus Real Estate Investment Trust Ii Inc • Real estate investment trusts • New York
Orchard Securities, LLC (the “Dealer Manager”) has entered into a Dealer Manager Agreement (the “Dealer Manager Agreement”) which is a part hereof and attached hereto, with Lightstone Value Plus Real Estate Investment Trust II, Inc., a Maryland corporation (the “Company”), under which we have agreed to use our best efforts to solicit subscriptions for the shares of Common Stock (the “Shares”) in the Company. The Company is offering to the public an aggregate maximum of up to 30,000,000 Shares at a price of $10 per Share on a “best efforts” basis and up to 2,500,000 Shares issued pursuant to the Distribution Reinvestment Program at a price of $9.50 per Share (the “Offering”). Unless otherwise defined, capitalized terms used herein shall have the same meaning as in the Registration Statement (as defined below).
INDEPENDENCE REALTY TRUST, INC. FORM OF SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • April 8th, 2011 • Independence Realty Trust, Inc • Real estate investment trusts
Independence Realty Securities, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of April 7, 2011 (the “Dealer Manager Agreement”), with Independence Realty Trust, Inc., a Maryland corporation (the “Company”), under which the Dealer Manager agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for its common shares of beneficial interest, $.01 par value per share, of which amount: (i) up to 100,000,000 shares for a purchase price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers) (the “Primary Shares”), and (ii) up to 10,000,000 shares for a purchase price of $9.50 per share (the “DRP Shares” and, together with the Primary Shares, the “Shares”) commencing on the initial Effective Date (as defined below). Notwithstanding the foregoing, the Company has reserved the right to reallocate the Share
SOLICITING DEALER AGREEMENT WITH EMERSON EQUITY, LLC GWG HOLDINGS, INC. CONTINOUS OFFERING UP TO 2,000,000 UNITS OF L BONDSSoliciting Dealer Agreement • May 15th, 2020 • GWG Holdings, Inc. • Life insurance
Emerson Equity, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of ____________, 2020 (the “Dealer Manager Agreement”), with GWG Holdings, Inc., a Delaware corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for up to 2,000,000 units of L Bonds (the “L Bonds” or “Units”) at a public offering price of $1,000 per Unit, representing $2,000,000,000 in aggregate principal amount of L Bonds. The Offering will commence on the initial Effective Date (as defined below). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings therefor as in the Dealer Manager Agreement.
SOLICITING DEALER AGREEMENT NYLIFE DISTRIBUTORS LLC NYLIM Center Parsippany, New Jersey 07054Soliciting Dealer Agreement • February 29th, 2016 • Mainstay Funds Trust • New York
We are the principal underwriter of the open-end investment companies sponsored, advised or administered by New York Life Investment Management LLC (“NYLIM,” or series thereof, the “NYLIM Funds”) or its affiliate, and/or we have agreements with the principal underwriters of certain other open-end investment companies (or series thereof, the “Other Funds” and, together with the NYLIM Funds, the “Funds”) as referenced on the attached “Fund Schedule.” We hereby offer to sell shares of the Funds (collectively the “Shares”) to you upon the following terms and conditions:
SOLICITING DEALER AGREEMENT WITH PREFERRED CAPITAL SECURITIES, LLCSoliciting Dealer Agreement • April 11th, 2017 • Preferred Apartment Communities Inc • Real estate investment trusts
Preferred Capital Securities, LLC (the “Dealer Manager”) entered into a dealer manager agreement, dated as of February 14, 2017 (the “Dealer Manager Agreement”), with Preferred Apartment Communities, Inc., a Maryland corporation (the “Company”), under which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for up to 1,500,000 shares of the Company’s Series A Redeemable Preferred Stock, par value $0.01 per share, referred to as Series A Redeemable Preferred Stock, and warrants, referred to as the Warrants, to purchase a maximum of 30,000,000 shares of the Company’s common stock in this offering. The Offering also covers the shares of common stock that are issuable from time to time upon exercise of the Warrants and that may be issuable upon redemption of the Series A Redeemable Preferred Stock. The Series A Redeemable Preferred Stock and the Warrants will be sold in units (“Units”), with each Unit consistin
FORM OF SOLICITING DEALER AGREEMENT AMERICAN ENERGY CAPITAL PARTNERS, LP FORM OF SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • February 14th, 2014 • American Energy Capital Partners, LP • Crude petroleum & natural gas
Realty Capital Securities, LLC (the “Dealer Manager”) entered into an exclusive dealer manager agreement, dated as of , 2014 (the “Dealer Manager Agreement”), with American Energy Capital Partners, LP, a Delaware limited partnership (the “Company”) and American Energy Capital Partners GP, LLC, pursuant to which the Dealer Manager agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of up to 100,000,000 limited partner interests of the Company (“Units”) offered to the public in the Offering commencing on the Effective Date (as defined below). The per Unit purchase price for the Units shall be up to $20.00 (including the maximum allowed to be charged for selling commissions (the “Selling Commissions”) and the dealer manager fee (the “Dealer Manager Fee”), in each case to be paid pursuant to the Dealer Manager Agreement. Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings th
SOLICITING DEALER AGREEMENT For Interests inSoliciting Dealer Agreement • April 9th, 2024
The undersigned, Third Seven Capital LLC, a Delaware LLC (the “Managing Broker-Dealer”), has entered into an agreement (the “Selling Agreement”) with FSC HEALTHCARE 28, DST, a Delaware statutory trust (the “Trust”), regarding the offering and sale by the Trust of up to $10,567,000 of beneficial interests in the Trust (the “Interests”) through a private offering (the “Offering”) pursuant to which the Managing Broker- Dealer has agreed to use its best efforts to form and manage, as Managing Broker-Dealer, a group of securities dealers (the “Selling Group” or individually a “Selling Group Member”) for the purpose of soliciting offers for the purchase of the Interests. Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Confidential Private Placement Memorandum, FSC HEALTHCARE 28, DST, dated April 10, 2024, as may be amended, or supplemented from time to time (the “Memorandum”). It is anticipated that the Interests will be offered
SOLICITING DEALER AGREEMENT STRATSTONE/BLUEGREEN SECURED INCOME FUND, LLCSoliciting Dealer Agreement • August 14th, 2009 • Stratstone/Bluegreen Secured Income Fund, LLC
Stratstone Securities, LLC (the “Dealer Manager”) has entered into a dealer manager agreement (the “Dealer Manager Agreement”) which is a part hereof and attached hereto, with Stratstone/Bluegreen Secured Income Fund, LLC, a Delaware Limited Liability Company (the “Company”), under which the Dealer Manager has agreed to use the Dealer Manager’s best efforts to solicit subscriptions for the units of the Company’s membership interests (the “Units”). The Company is offering to the public an aggregate maximum of up to $500,000,000 in Units at a price of $10.00 per Unit on a “best efforts” basis (the “Primary Offering”), and up to $70,000,000 in Units issued pursuant to the distribution reinvestment program (“DRP”) at a price equal to $9.10 per Unit (subject to the right of the Company to reallocate the Units between the Primary Offering and the DRP) (the “Offering”). Unless otherwise defined, capitalized terms used herein shall have the same meaning as in the Dealer Manager Agreement.
JOHN HANCOCK FUNDS, INC. 101 HUNTINGTON AVENUE BOSTON, MA 02199-7603 SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • June 10th, 1999 • Investors Partner Life Separate Account Ipl-1 • Massachusetts
FORM OF SOLICITING DEALER AGREEMENT HEALTHCARE TRUST OF AMERICA, INC.Soliciting Dealer Agreement • January 21st, 2010 • Healthcare Trust of America, Inc. • Real estate investment trusts
Realty Capital Securities, LLC (the “Dealer Manager”) has entered into an exclusive dealer manager agreement (the “Dealer Manager Agreement”) which is a part hereof and attached hereto, with Healthcare Trust of America, Inc., a Maryland corporation (the “Company”), under which the Dealer Manager has agreed to use the Dealer Manager’s best efforts to solicit subscriptions for the shares of the Company’s common stock (the “Shares”). The Company is offering to the public an aggregate maximum of up to $2,000,000,000 Shares at a price of $10.00 per Share on a “best efforts” basis (the “Primary Offering”), and up to $200,000,000 Shares issued pursuant to the distribution reinvestment program (“DRP”) at a price of $9.50 per Share, (subject to the right of the Company to reallocated the Shares between the Primary Offering and the DRP) (the “Offering”). Unless otherwise defined, capitalized terms used herein shall have the same meaning as in the Dealer Manager Agreement.
Dear Sirs: Re: Rights Offering – Solicting Dealer AgreementSoliciting Dealer Agreement • November 9th, 2001 • Radiant Energy Corp • Aircraft parts & auxiliary equipment, nec
The undersigned, Giordano DellaCamera Securities LLC (“GD Securities”), understands that Radiant Energy Corporation (the “Corporation”) proposes to issue to registered holders of its Common Shares of record at the close of business on _________, 2001 Rights to subscribe for Debentures in an aggregate principal amount of US$9,351,100. The Debentures will be convertible into Common Shares at a conversion price of US$0.87 per share, subject to adjustment in certain events. The Rights Offering, the Rights and the Debentures are described in the Registration Statement and Prospectus hereinafter referred to.
TRILOGY MULTIFAMILY INCOME & GROWTH HOLDINGS I, LLC SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • November 13th, 2020 • Trilogy Multifamily Income & Growth Holdings I, LLC • Real estate • Illinois
The undersigned, Arete Wealth Management, LLC, an Illinois limited liability company (the “Managing Broker Dealer”), has entered into an agreement (the “Managing Broker Dealer Agreement”) with Trilogy Multifamily Income & Growth Holdings I, LLC, a Delaware limited liability company (the “Issuer”), for the sale of up to 50,000 Bonds of the Issuer (the “Securities”) for a maximum offering of up to $50,000,000. The Managing Broker Dealer has agreed to use its best efforts to form and manage a group of broker dealers (the “Selling Group Members”) and registered investment advisers (“Registered Investment Advisers”) for the purpose of soliciting offers for the purchase of the Securities. The terms of the Offering are set forth in the Issuer’s offering circular dated {OFFERING CIRCULAR DATE}, as may be supplemented or amended from time to time (the “Offering Circular”). The Securities will be offered during a period commencing on the date of the Offering Circular and continuing until the off
Exhibit 1.1 SOLICITING DEALER AGREEMENT Mewbourne Energy 06-07 Drilling Programs Gentlemen: Mewbourne Development Corporation, a Delaware corporation ("MD"), is or proposes to be the sole managing general partner (in such capacity the "Managing...Soliciting Dealer Agreement • February 22nd, 2006 • Mewbourne Energy Partners 07-A, L.P. • Texas
UNITED DEVELOPMENT FUNDING IV FORM OF SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • August 24th, 2009 • United Development Funding IV • Real estate investment trusts
Realty Capital Securities, LLC (the “Dealer Manager”) entered into an exclusive dealer manager agreement, dated as of August 24, 2009 (the “Dealer Manager Agreement”), with United Development Funding IV, a Maryland real estate investment trust (the “Trust”), under which the Dealer Manager agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “Offering”) for its common shares of beneficial interest, $.01 par value per share, of which amount: (i) up to 25,000,000 shares for a purchase price of $20.00 per share (the “Primary Shares”), and (ii) up to 10,000,000 shares for a purchase price of $20.00 per share (the “DRP Shares” and, together with the Primary Shares, the (“Shares”) commencing on the Effective Date (as defined below). Notwithstanding the foregoing, the Trust has reserved the right to reallocate the Shares between Primary Shares and the DRP Shares. Unless otherwise defined herein, capitalized terms used herein shall have
SOLICITING DEALER AGREEMENT Ladies and Gentlemen: H&Q Healthcare Investors, a Massachusetts business trust (the "Trust"), proposes to issue to holders of record (the "Holders") of its outstanding shares of beneficial interests (the "Shares"),...Soliciting Dealer Agreement • February 7th, 1997 • H&q Healthcare Investors • New York
INLAND SECURITIES CORPORATION FORM OF SOLICITING DEALER AGREEMENT INLAND REAL ESTATE INCOME TRUST, INC. INITIAL PUBLIC OFFERINGSoliciting Dealer Agreement • August 2nd, 2012 • Inland Real Estate Income Trust, Inc. • Real estate investment trusts • Illinois
AMERICAN REALTY CAPITAL TRUST IV, INC. SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • May 22nd, 2012 • American Realty Capital Trust IV, Inc. • Real estate
Realty Capital Securities, LLC (the “ Dealer Manager ”) entered into an exclusive dealer manager agreement, dated as of , 2012 (the “ Dealer Manager Agreement ”), with American Realty Capital Trust IV, Inc., a Maryland corporation (the “ Company ”) and American Realty Capital Advisors IV, LLC, pursuant to which the Dealer Manager agreed to use its reasonable best efforts to solicit subscriptions in connection with the public offering (the “ Offering ”) of (i) up to 60,000,000 shares of the Company’s common stock, $.01 par value per share (“Common Stock”) for a purchase price of $25.00 per share (subject in certain circumstances to discounts based upon the volume of shares of Common Stock purchased) (the “Primary Shares”), and (ii) up to 10,000,000 shares of Common Stock for a purchase price equal to the greater of $23.75 per share or 95% of the estimated value of a share of Common Stock (the “DRP Shares” and, together with the Primary Shares, the “Shares”) commencing on the Effective D
3 5 the Dealer Managers in any respect, and you agree not to act as such agent and not to purport to act as such agent. On becoming a Soliciting Dealer and in soliciting exercises of Rights, you agree for the benefit of the Trust and the Dealer...Soliciting Dealer Agreement • October 18th, 1996 • Pilgrim America Prime Rate Trust • New York
INLAND AMERICAN REAL ESTATE TRUST, INC. SHARES OF COMMON STOCK $.001 PAR VALUE PER SHARE SOLICITING DEALER AGREEMENT June 28, 2006 Ameriprise Financial Services, Inc. Minneapolis, MN 55474Soliciting Dealer Agreement • July 5th, 2006 • Inland American Real Estate Trust, Inc. • Real estate investment trusts • Illinois
Inland American Real Estate Trust, Inc., a Maryland corporation formed on October 4, 2004 (the “Company”), and governed by bylaws (as may be amended from time to time, the “Bylaws”) and Articles of Incorporation (as may be amended from time to time, the “Articles”) in the form incorporated by reference into the Registration Statement, as described in Section l(a) hereof (the Bylaws and Articles being hereinafter referred to as the “Organizational Documents”), is offering, upon the terms and conditions set forth in the Prospectus (as defined below), (i) on a “best efforts” basis up to 500,000,000 shares of common stock of the Company, $.001 par value per share (each a “share,” and collectively, the “Shares”) for a purchase price of $10.00 per Share with a minimum initial investment of $3,000 ($1,000 in the case of tax-exempt entities) and (ii) up to 40,000,000 Shares for a purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment plan (collectively t
NATIONAL ENERGY RESOURCES TRUST SERIES A THROUGH LSoliciting Dealer Agreement • October 8th, 1996 • National Energy Resources Trust Series A • Crude petroleum & natural gas
ATLAS GROWTH PARTNERS, L.P. FORM OF SOLICITING DEALER AGREEMENTSoliciting Dealer Agreement • January 11th, 2016 • Atlas Growth Partners, L.P. • Crude petroleum & natural gas
Anthem Securities, Inc. (the “Dealer Manager”) entered into an exclusive dealer manager agreement, dated as of , 2016 (the “Dealer Manager Agreement”), with Atlas Growth Partners, L.P., a Delaware limited partnership (the “Partnership”), and Atlas Growth Partners GP, LLC, pursuant to which the Dealer Manager agreed to use its best efforts to solicit subscriptions in connection with the public offering (the “Offering”) of (i) up to $1.0 billion of common units in any combination of Class A Units ($10.00 per unit) and Class T Units ($10.00 per unit) (individually the “Class A Units” and “Class T Units” and collectively, the “Common Units”) offered to the public in the primary offering (the “Primary Units”)1, and (ii) up to $200 million of Class A Units ($9.30 per unit) offered pursuant to the distribution reinvestment plan (the “DRIP Units” and, together with the Primary Units, the “Units”) commencing on the Effective Date (as defined below). Notwithstanding the foregoing, the Partnershi