Empire Financial Holding Co Sample Contracts

SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • March 5th, 2009 • Jesup & Lamont, Inc. • Security brokers, dealers & flotation companies • New York

This Securities Purchase Agreement (this “Agreement”) is dated as of February 27, 2009 among Jesup & Lamont, Inc., a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

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COMMON STOCK
Underwriting Agreement • May 3rd, 2000 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • North Carolina
EXHIBIT B REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • March 13th, 2007 • Empire Financial Holding Co • Security brokers, dealers & flotation companies

This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”).

EXHIBIT 10.16
Employment Agreement • November 9th, 2007 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.14 ASSET PURCHASE AGREEMENT
Asset Purchase Agreement • February 22nd, 2002 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
ARTICLE I SUBSCRIPTION FOR NOTES
Subscription Agreement • April 14th, 2004 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
COMMON STOCK
Empire Financial Holding Co • August 24th, 2000 • Security brokers, dealers & flotation companies • North Carolina
WARRANT
Empire Financial Holding Co • May 3rd, 2000 • Security brokers, dealers & flotation companies • North Carolina
Agreement ---------
Employment Agreement • August 24th, 2000 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.30
Employment Agreement • November 9th, 2007 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.15 [LOGO]
Letter Agreement • February 22nd, 2002 • Empire Financial Holding Co • Security brokers, dealers & flotation companies

This letter agreement (this "Letter Agreement") sets forth the agreement between Empire Financial Holding Company ("Empire Financial") and Centennial Capital Management, Inc. (the "Company") regarding the payment of the purchase price for the assets of the Company purchased by Empire Financial pursuant to the terms of that certain Asset Purchase Agreement, dated as of July 11, 2001, by and among Empire Financial Group, Inc., the Company, and Centennial Capital Holdings, Inc. (the "Agreement"). The rights and obligations of Empire Financial Group, Inc. under the Agreement were transferred to Empire Financial pursuant to the terms of that certain Assumption Agreement dated as of July 20, 2001.

Recitals
Employment Agreement • August 14th, 2003 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
RECITALS
Employment Agreement • April 14th, 2004 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
COMMON STOCK PURCHASE WARRANT EMPIRE FINANCIAL HOLDING COMPANY
Empire Financial Holding Co • March 13th, 2007 • Security brokers, dealers & flotation companies

THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Empire Financial Holding Company, a Florida corporation (the “Company”), up to ____ shares (the “Warrant Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

AGREEMENT ---------
Employment Agreement • May 2nd, 2006 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
RECITALS
Employment Agreement • April 14th, 2004 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
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Contract
Jesup & Lamont, Inc. • March 5th, 2009 • Security brokers, dealers & flotation companies • New York

NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THIS SECURITY AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES.

WARRANT
Empire Financial Holding Co • August 24th, 2000 • Security brokers, dealers & flotation companies • North Carolina
Recitals
Voting Agreement • March 24th, 2000 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
RECITALS
Shareholders Agreement • March 24th, 2000 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
MUTUAL RELEASE
Mutual Release • November 7th, 2003 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.12 Form of Letter Agreement
Empire Financial Holding Co • August 24th, 2000 • Security brokers, dealers & flotation companies

This letter confirms our agreement to purchase your retail brokerage account relationships for $200,000 and to pay you a fee equal to one percent of the net proceeds of our initial public offering in consideration of your efforts in making introductions to investment banking firms in connection with such offering and your assistance in developing our private label business.

ARTICLE ONE DEFINITIONS
Agreement of Lease • April 14th, 2004 • Empire Financial Holding Co • Security brokers, dealers & flotation companies • Florida
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