EXHIBIT 10.25 FULLY DISCLOSED CLEARING AGREEMENT This Fully Disclosed Clearing Agreement (the "AGREEMENT") is executed into by and between Penson Financial Services, Inc. ("PENSON"), a North Carolina corporation, and Empire Financial Group, Inc...Disclosed Clearing Agreement • April 14th, 2004 • Empire Financial Holding Co • Security brokers, dealers & flotation companies
FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])Disclosed Clearing Agreement • March 18th, 2013 • Gleacher & Company, Inc. • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT is made and entered into this 26 day of February, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Broadpoint Capital, Inc. (“Broker”), a New York corporation.
FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLCDisclosed Clearing Agreement • August 24th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT is made and entered into this 12th day of July, 2006 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.
FULLY DISCLOSED CLEARING AGREEMENT This Fully Disclosed Clearing Agreement (the "Agreement") is executed and entered into by and between Southwest Securities, Inc. ("Southwest"), a Delaware corporation, and Raike Financial Group, Inc....Disclosed Clearing Agreement • January 4th, 2002 • Raike Financial Group Inc/Ga • Security brokers, dealers & flotation companies
OFDisclosed Clearing Agreement • November 16th, 1999 • Chapman Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.15 FULLY DISCLOSED CLEARING AGREEMENT This Agreement, made this 31 day of July, 1997, between MORGAN STANLEY & CO. INCORPORATED (the "Clearing Broker") and EURO BROKERS MAXCOR INC. (the "Introducing Broker"), sets forth the terms and...Disclosed Clearing Agreement • October 7th, 1997 • Maxcor Financial Group Inc • Loan brokers
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN SPEAR, LEEDS & KELLOGG AND WAVE SECURITIES LLCDisclosed Clearing Agreement • August 5th, 2004 • Archipelago Holdings L L C • Security & commodity brokers, dealers, exchanges & services • New York
This AGREEMENT is made and entered into as of this 7th day of May, 2004 by and between Spear, Leeds & Kellogg, L.P. (“SLK”) and Wave Securities LLC (“Broker”).
OFDisclosed Clearing Agreement • March 16th, 2004 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • New York
FULLY DISCLOSED CLEARING AGREEMENTDisclosed Clearing Agreement • February 14th, 2023
Pursuant to the terms and conditions of the Fully Disclosed Clearing Agreement to which it is attached, this Schedule A provides for fees and other charges made to Introducing Firm by Clearing Firm. All capitalized terms shall have the same meaning as defined in the Fully Disclosed Clearing Agreement.
OFDisclosed Clearing Agreement • August 14th, 2002 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York
FULLY DISCLOSED CLEARING AGREEMENT OF FIRST CLEARING, LLCDisclosed Clearing Agreement • March 31st, 2008 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Virginia
THIS AGREEMENT is made and entered into this 26th day of October, 2007 by and between FIRST CLEARING, LLC (“First Clearing”) and Summit Brokerage Services, Inc. (“Broker”).
EXHIBIT 10.2 FULLY DISCLOSED CLEARING AGREEMENTDisclosed Clearing Agreement • November 30th, 2001 • Kirlin Holding Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.4 FULLY DISCLOSED CLEARING AGREEMENT This Agreement, made this 1st day of January, 1999, between JEFFERIES & COMPANY, INC. (the "Clearing Broker") and ITG INC. (the "Introducing Broker"), sets forth the terms and conditions under which the...Disclosed Clearing Agreement • March 19th, 1999 • Jefferies Group Inc • Security brokers, dealers & flotation companies
FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING DIVISION DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATIONDisclosed Clearing Agreement • February 14th, 2003 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT is made and entered into this 15th day of November, 2002 by and between the Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation (“Pershing”), a Delaware Corporation, and Intltrader.com, Inc. (“Broker”), a Florida Corporation.
FULLY DISCLOSED CLEARING AGREEMENT This Fully Disclosed Clearing Agreement (the "Agreement") is executed and entered into by and between Southwest Securities, Inc. ("Southwest"), a Delaware corporation, and Raike Financial Group, Inc....Disclosed Clearing Agreement • June 19th, 2001 • Davis & Associates • Security brokers, dealers & flotation companies
